中證(zheng)(zheng)(zheng)網(wang)訊（記者 林(lin)倩）申萬(wan)宏源(yuan)集團股份有(you)限(xian)公(gong)(gong)司(si)(si)（下稱(cheng)申萬(wan)宏源(yuan)）9月16日(ri)晚間發布子公(gong)(gong)司(si)(si)業務(wu)范圍變更(geng)公(gong)(gong)告稱(cheng)，公(gong)(gong)司(si)(si)所(suo)屬全(quan)資子公(gong)(gong)司(si)(si)申萬(wan)宏源(yuan)證(zheng)(zheng)(zheng)券(quan)(quan)有(you)限(xian)公(gong)(gong)司(si)(si)(下稱(cheng)申萬(wan)宏源(yuan)證(zheng)(zheng)(zheng)券(quan)(quan))為順應業務(wu)發展(zhan)需要，促進大投行(xing)條線在牌照、人力、客(ke)戶等資源(yuan)配(pei)置的進一步優化，支持業務(wu)發展(zhan)，提升業務(wu)效率，于2020年3月26日(ri)召開申萬(wan)宏源(yuan)證(zheng)(zheng)(zheng)券(quan)(quan)第一屆(jie)董(dong)事會第五十八次會議(yi)，審議(yi)通過《關于公(gong)(gong)司(si)(si)債承銷(xiao)牌照劃轉(zhuan)至申萬(wan)宏源(yuan)證(zheng)(zheng)(zheng)券(quan)(quan)有(you)限(xian)公(gong)(gong)司(si)(si)的議(yi)案(an)》。

　　根據該議案(an)，申(shen)(shen)萬(wan)宏(hong)(hong)源證(zheng)券(quan)(quan)和(he)其子公(gong)司申(shen)(shen)萬(wan)宏(hong)(hong)源證(zheng)券(quan)(quan)承(cheng)(cheng)銷保(bao)(bao)(bao)薦(jian)有限責任(ren)公(gong)司(下稱申(shen)(shen)萬(wan)宏(hong)(hong)源承(cheng)(cheng)銷保(bao)(bao)(bao)薦(jian))將辦理營(ying)業(ye)(ye)執(zhi)照和(he)經營(ying)證(zheng)券(quan)(quan)期(qi)貨(huo)業(ye)(ye)務許可證(zheng)的(de)(de)變更，將除可轉(zhuan)換債券(quan)(quan)外(wai)的(de)(de)債券(quan)(quan)品(pin)種的(de)(de)證(zheng)券(quan)(quan)承(cheng)(cheng)銷業(ye)(ye)務歸入申(shen)(shen)萬(wan)宏(hong)(hong)源證(zheng)券(quan)(quan)的(de)(de)經營(ying)范(fan)圍，申(shen)(shen)萬(wan)宏(hong)(hong)源承(cheng)(cheng)銷保(bao)(bao)(bao)薦(jian)的(de)(de)證(zheng)券(quan)(quan)承(cheng)(cheng)銷與保(bao)(bao)(bao)薦(jian)業(ye)(ye)務在債券(quan)(quan)品(pin)種方面僅保(bao)(bao)(bao)留可轉(zhuan)換債券(quan)(quan)。此事項已分別經上海證(zheng)監(jian)局和(he)新疆證(zheng)監(jian)局局批復同意。

　　公告顯(xian)示，近期申萬(wan)宏(hong)源證(zheng)券(quan)及其子公司申萬(wan)宏(hong)源承銷保薦(jian)完成(cheng)了上述經(jing)營范圍變更的(de)(de)工商登記變更手續(xu)和《章程》相應條款的(de)(de)備案，換領(ling)了新(xin)的(de)(de)《營業(ye)執照》，取得了證(zheng)監會頒(ban)發(fa)的(de)(de)新(xin)《經(jing)營證(zheng)券(quan)期貨業(ye)務許可證(zheng)》。