中證(zheng)(zheng)網訊（記者 胡雨）據中國證(zheng)(zheng)券(quan)業協會(hui)（以下簡稱“協會(hui)”）12月20日(ri)消息，12月16日(ri)，證(zheng)(zheng)券(quan)行業文化(hua)建設委員會(hui)2021年全體會(hui)議(yi)在深圳召開。委員會(hui)顧問(wen)及委員共計30人參加會(hui)議(yi)。主(zhu)任委員、中國證(zheng)(zheng)券(quan)業協會(hui)會(hui)長安青松出(chu)席(xi)會(hui)議(yi)并講話，副主(zhu)任委員、中信證(zheng)(zheng)券(quan)董事(shi)長張佑君主(zhu)持會(hui)議(yi)。

會(hui)(hui)議就學習貫(guan)(guan)徹中(zhong)(zhong)(zhong)央經(jing)濟(ji)工作(zuo)(zuo)會(hui)(hui)議精(jing)神、建(jian)(jian)(jian)設中(zhong)(zhong)(zhong)國特(te)色證(zheng)(zheng)(zheng)券(quan)(quan)(quan)行(xing)業(ye)(ye)文(wen)(wen)(wen)化(hua)(hua)進(jin)行(xing)了集中(zhong)(zhong)(zhong)討論。參會(hui)(hui)代表認(ren)為，建(jian)(jian)(jian)設中(zhong)(zhong)(zhong)國特(te)色證(zheng)(zheng)(zheng)券(quan)(quan)(quan)行(xing)業(ye)(ye)文(wen)(wen)(wen)化(hua)(hua)是服(fu)(fu)務(wu)(wu)實(shi)(shi)(shi)(shi)體經(jing)濟(ji)的(de)(de)內在(zai)要(yao)求(qiu)，是全面(mian)深(shen)(shen)化(hua)(hua)資本(ben)(ben)市(shi)場改革的(de)(de)重要(yao)保(bao)障，是防(fang)范(fan)金融(rong)(rong)風(feng)險的(de)(de)根(gen)本(ben)(ben)抓手(shou)。副(fu)(fu)主(zhu)(zhu)(zhu)任(ren)委(wei)員北(bei)京證(zheng)(zheng)(zheng)監(jian)局(ju)(ju)(ju)副(fu)(fu)局(ju)(ju)(ju)長(chang)林雯認(ren)為，學習貫(guan)(guan)徹中(zhong)(zhong)(zhong)央經(jing)濟(ji)工作(zuo)(zuo)會(hui)(hui)議精(jing)神，應從加強社(she)會(hui)(hui)責任(ren)及(ji)從業(ye)(ye)人員使命(ming)感的(de)(de)角度(du)入手(shou)，引導行(xing)業(ye)(ye)機構(gou)對“合規、誠信(xin)、專(zhuan)業(ye)(ye)、穩(wen)健”行(xing)業(ye)(ye)文(wen)(wen)(wen)化(hua)(hua)核(he)心價值(zhi)觀進(jin)行(xing)再認(ren)識。副(fu)(fu)主(zhu)(zhu)(zhu)任(ren)委(wei)員深(shen)(shen)圳證(zheng)(zheng)(zheng)監(jian)局(ju)(ju)(ju)副(fu)(fu)局(ju)(ju)(ju)長(chang)童(tong)衛(wei)華表示，全面(mian)貫(guan)(guan)徹落(luo)實(shi)(shi)(shi)(shi)中(zhong)(zhong)(zhong)央經(jing)濟(ji)工作(zuo)(zuo)會(hui)(hui)議精(jing)神，需要(yao)行(xing)業(ye)(ye)緊緊圍(wei)繞“服(fu)(fu)務(wu)(wu)國家戰略、助力實(shi)(shi)(shi)(shi)體經(jing)濟(ji)”的(de)(de)使命(ming)，堅持以(yi)合規打牢(lao)根(gen)基，以(yi)誠信(xin)贏得信(xin)賴，以(yi)專(zhuan)業(ye)(ye)創造價值(zhi)，以(yi)穩(wen)健篤行(xing)致遠，發(fa)(fa)揮(hui)文(wen)(wen)(wen)化(hua)(hua)引導作(zuo)(zuo)用，提升全面(mian)貫(guan)(guan)徹新(xin)發(fa)(fa)展理(li)念、服(fu)(fu)務(wu)(wu)構(gou)建(jian)(jian)(jian)新(xin)發(fa)(fa)展格局(ju)(ju)(ju)能力，主(zhu)(zhu)(zhu)動抑制資本(ben)(ben)消極作(zuo)(zuo)用，實(shi)(shi)(shi)(shi)現自身與社(she)會(hui)(hui)協調發(fa)(fa)展。副(fu)(fu)主(zhu)(zhu)(zhu)任(ren)委(wei)員中(zhong)(zhong)(zhong)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)董(dong)(dong)(dong)事(shi)長(chang)張佑君認(ren)為，建(jian)(jian)(jian)設中(zhong)(zhong)(zhong)國特(te)色證(zheng)(zheng)(zheng)券(quan)(quan)(quan)行(xing)業(ye)(ye)文(wen)(wen)(wen)化(hua)(hua)是行(xing)業(ye)(ye)踐行(xing)服(fu)(fu)務(wu)(wu)實(shi)(shi)(shi)(shi)體經(jing)濟(ji)使命(ming)的(de)(de)根(gen)本(ben)(ben)要(yao)求(qiu)，行(xing)業(ye)(ye)要(yao)毫不(bu)松懈(xie)地(di)防(fang)范(fan)金融(rong)(rong)風(feng)險，服(fu)(fu)務(wu)(wu)實(shi)(shi)(shi)(shi)體經(jing)濟(ji)實(shi)(shi)(shi)(shi)現平穩(wen)健康有序(xu)發(fa)(fa)展，立足全面(mian)注冊(ce)制改革，進(jin)一步發(fa)(fa)揮(hui)金融(rong)(rong)專(zhuan)業(ye)(ye)能力，不(bu)斷(duan)提高(gao)金融(rong)(rong)產品和(he)服(fu)(fu)務(wu)(wu)的(de)(de)供給質量，更好地(di)助力社(she)會(hui)(hui)財富(fu)保(bao)值(zhi)增(zeng)值(zhi)，服(fu)(fu)務(wu)(wu)廣大人民(min)群眾共享發(fa)(fa)展成果。副(fu)(fu)主(zhu)(zhu)(zhu)任(ren)委(wei)員上(shang)海(hai)證(zheng)(zheng)(zheng)監(jian)局(ju)(ju)(ju)副(fu)(fu)局(ju)(ju)(ju)長(chang)王登勇、廣東(dong)證(zheng)(zheng)(zheng)監(jian)局(ju)(ju)(ju)副(fu)(fu)局(ju)(ju)(ju)長(chang)王文(wen)(wen)(wen)哲(zhe)、國泰君安(an)董(dong)(dong)(dong)事(shi)長(chang)賀青(qing)、瑞銀證(zheng)(zheng)(zheng)券(quan)(quan)(quan)董(dong)(dong)(dong)事(shi)長(chang)錢于軍(jun)，委(wei)員會(hui)(hui)顧問原(yuan)國元證(zheng)(zheng)(zheng)券(quan)(quan)(quan)董(dong)(dong)(dong)事(shi)長(chang)蔡詠、原(yuan)南(nan)京證(zheng)(zheng)(zheng)券(quan)(quan)(quan)董(dong)(dong)(dong)事(shi)長(chang)步國旬、北(bei)京高(gao)華證(zheng)(zheng)(zheng)券(quan)(quan)(quan)董(dong)(dong)(dong)事(shi)長(chang)方風(feng)雷以(yi)及(ji)部分委(wei)員對建(jian)(jian)(jian)設中(zhong)(zhong)(zhong)國特(te)色證(zheng)(zheng)(zheng)券(quan)(quan)(quan)行(xing)業(ye)(ye)文(wen)(wen)(wen)化(hua)(hua)提出了建(jian)(jian)(jian)設性意見。

主任委員(yuan)安青松在總(zong)結講話(hua)中表示(shi)，文化(hua)建(jian)(jian)設(she)(she)(she)(she)是資本市場健康發(fa)展的(de)重(zhong)要(yao)(yao)支柱，也是行(xing)(xing)(xing)業(ye)(ye)高(gao)質量發(fa)展的(de)內涵要(yao)(yao)求。證(zheng)(zheng)(zheng)券基金行(xing)(xing)(xing)業(ye)(ye)文化(hua)建(jian)(jian)設(she)(she)(she)(she)動員(yuan)大(da)會(hui)(hui)以來，協會(hui)(hui)充(chong)分發(fa)揮組織、協調(diao)、自律(lv)、宣傳作用，完善(shan)行(xing)(xing)(xing)業(ye)(ye)文化(hua)建(jian)(jian)設(she)(she)(she)(she)制度(du)體系，借(jie)鑒國際(ji)經驗，充(chong)分凝聚(ju)行(xing)(xing)(xing)業(ye)(ye)共識，研究(jiu)制定《證(zheng)(zheng)(zheng)券行(xing)(xing)(xing)業(ye)(ye)文化(hua)建(jian)(jian)設(she)(she)(she)(she)十要(yao)(yao)素》，從觀念(nian)、組織、行(xing)(xing)(xing)為(wei)三(san)個(ge)層次提出文化(hua)建(jian)(jian)設(she)(she)(she)(she)的(de)十個(ge)關鍵要(yao)(yao)素，引導(dao)證(zheng)(zheng)(zheng)券公司圍繞(rao)十要(yao)(yao)素守正篤實(shi)推進證(zheng)(zheng)(zheng)券業(ye)(ye)文化(hua)建(jian)(jian)設(she)(she)(she)(she)；開展行(xing)(xing)(xing)業(ye)(ye)文化(hua)建(jian)(jian)設(she)(she)(she)(she)大(da)討論，80余家證(zheng)(zheng)(zheng)券公司高(gao)管在主流財經媒體發(fa)表行(xing)(xing)(xing)業(ye)(ye)文化(hua)建(jian)(jian)設(she)(she)(she)(she)相(xiang)關研究(jiu)文章(zhang)109篇；編撰(zhuan)《2020年證(zheng)(zheng)(zheng)券行(xing)(xing)(xing)業(ye)(ye)文化(hua)建(jian)(jian)設(she)(she)(she)(she)年報(bao)》，依托委員(yuan)會(hui)(hui)推薦18個(ge)特色文化(hua)建(jian)(jian)設(she)(she)(she)(she)實(shi)踐(jian)案(an)例與(yu)行(xing)(xing)(xing)業(ye)(ye)分享；開展2020年度(du)證(zheng)(zheng)(zheng)券公司文化(hua)建(jian)(jian)設(she)(she)(she)(she)實(shi)踐(jian)試評(ping)(ping)估(gu)(gu)，合(he)并口徑102家公司參與(yu)評(ping)(ping)估(gu)(gu)，34家公司被評(ping)(ping)為(wei)A類(lei)、B類(lei)。

安青松(song)指(zhi)出(chu)，中(zhong)國特(te)色證券(quan)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)應(ying)當(dang)從(cong)四個方面(mian)把握：一是以(yi)(yi)踐行(xing)(xing)(xing)(xing)(xing)新發展(zhan)(zhan)(zhan)理念作為(wei)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)的(de)主(zhu)題內容；二是以(yi)(yi)防范(fan)金(jin)融風險成為(wei)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)的(de)重要使(shi)命(ming)；三是以(yi)(yi)防止資本消極作用打造(zao)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)的(de)中(zhong)國特(te)色；四是以(yi)(yi)促進人(ren)的(de)全面(mian)發展(zhan)(zhan)(zhan)作為(wei)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)的(de)實踐方向(xiang)。下一階段，協會(hui)將依(yi)托(tuo)委員會(hui)以(yi)(yi)敬畏(wei)歷史、敬畏(wei)文(wen)(wen)化(hua)(hua)(hua)、敬畏(wei)生態(tai)為(wei)指(zhi)引，推動中(zhong)國特(te)色證券(quan)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)，構建(jian)(jian)(jian)良好行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)發展(zhan)(zhan)(zhan)生態(tai)，持續加(jia)強(qiang)(qiang)文(wen)(wen)化(hua)(hua)(hua)引領，引導(dao)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)形成精益文(wen)(wen)化(hua)(hua)(hua)、向(xiang)善文(wen)(wen)化(hua)(hua)(hua)、誠信(xin)文(wen)(wen)化(hua)(hua)(hua)、責任(ren)文(wen)(wen)化(hua)(hua)(hua)；注重專業(ye)(ye)(ye)培養，適應(ying)全面(mian)注冊制(zhi)改革的(de)要求，發揮自律(lv)先行(xing)(xing)(xing)(xing)(xing)一步的(de)作用促進提升行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)專業(ye)(ye)(ye)化(hua)(hua)(hua)水平；加(jia)強(qiang)(qiang)聲(sheng)譽(yu)約(yue)束(shu)，圍繞(rao)從(cong)業(ye)(ye)(ye)人(ren)員的(de)素質管理和道德(de)規范(fan)，通(tong)過健全從(cong)業(ye)(ye)(ye)人(ren)員執業(ye)(ye)(ye)信(xin)息、誠信(xin)記(ji)錄(lu)、聲(sheng)譽(yu)評價，形成聲(sheng)譽(yu)約(yue)束(shu)；突出(chu)責任(ren)擔當(dang)，引導(dao)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)貫徹落實新發展(zhan)(zhan)(zhan)理念，增強(qiang)(qiang)服(fu)(fu)務(wu)人(ren)民共享發展(zhan)(zhan)(zhan)成果(guo)的(de)社會(hui)責任(ren)，在服(fu)(fu)務(wu)鄉村振興、構建(jian)(jian)(jian)綠色低碳(tan)循環發展(zhan)(zhan)(zhan)經濟體系中(zhong)做(zuo)出(chu)更大貢獻。

會議通報了2020年度(du)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)實踐(jian)(jian)評估(gu)情況，介紹了完(wan)善文(wen)(wen)化(hua)(hua)(hua)實踐(jian)(jian)評估(gu)思(si)路(lu)及《證(zheng)(zheng)券(quan)公(gong)(gong)司文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)實踐(jian)(jian)評估(gu)辦法（試行）》《證(zheng)(zheng)券(quan)公(gong)(gong)司年度(du)文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)實踐(jian)(jian)報告內(nei)容(rong)與(yu)格式(shi)指引》起草情況。參會委員(yuan)在討論中認為，圍繞《證(zheng)(zheng)券(quan)行業文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)十要素》構(gou)建(jian)(jian)(jian)評估(gu)指標(biao)體系，有(you)利于進一(yi)步(bu)推動證(zheng)(zheng)券(quan)公(gong)(gong)司把文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)與(yu)公(gong)(gong)司治(zhi)理、發展戰略(lve)、發展方式(shi)和(he)(he)行為規范深度(du)融合，與(yu)人(ren)的(de)全面發展、歷史文(wen)(wen)化(hua)(hua)(hua)傳承(cheng)、黨建(jian)(jian)(jian)工作要求和(he)(he)專業能力建(jian)(jian)(jian)設(she)(she)有(you)機結合，推動文(wen)(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)落地、落實。與(yu)會委員(yuan)同(tong)時對完(wan)善實踐(jian)(jian)評估(gu)和(he)(he)相關規則提出了建(jian)(jian)(jian)議。

本次會(hui)議采用線上(shang)線下相結合的方(fang)式召開。會(hui)議期間(jian)，委員會(hui)赴華為技術有(you)限公司調研(yan)，就(jiu)企(qi)業(ye)文化建設、數(shu)字化轉型(xing)進行深入(ru)探討。