新上市銀行獨董薪酬相差1.8倍
吳江銀行獨董一(yi)年審議議案高達(da)151項
■本(ben)報記者 呂 東
作(zuo)為上(shang)(shang)(shang)市公(gong)司董事會的(de)“標配”——獨(du)立董事在維護公(gong)司整體利益以及中小股東合法權益不受侵害上(shang)(shang)(shang)具有重要作(zuo)用。而隨(sui)著銀行IPO的(de)不斷推(tui)進,越來越多(duo)的(de)上(shang)(shang)(shang)市銀行獨(du)董履職(zhi)情(qing)況也出現在公(gong)眾視野當(dang)中。
《證券日報(bao)》梳理去年以來(lai)(lai)新上市的(de)(de)9家銀(yin)行(xing)(xing)發現,這些銀(yin)行(xing)(xing)獨董(dong)均已按要求披露了上市以來(lai)(lai)的(de)(de)首(shou)份述職報(bao)告(gao)。其(qi)中對(dui)于去年參(can)與審議(yi)(yi)議(yi)(yi)案數量高達151項(xiang)的(de)(de)吳江銀(yin)行(xing)(xing)獨董(dong)來(lai)(lai)說,顯然工(gong)作要更為“辛苦”,而杭州銀(yin)行(xing)(xing)獨董(dong)薪(xin)酬則(ze)是各(ge)家銀(yin)行(xing)(xing)中最高的(de)(de)。
常熟銀行獨董
董事會投出反對票
自(zi)2001年證監會要求國(guo)內上(shang)市(shi)公(gong)司(si)應當建立獨(du)(du)立董事(shi)制度(du)以來,獨(du)(du)董在(zai)上(shang)市(shi)公(gong)司(si)的(de)角色(se)作(zuo)用(yong)是否真正得以體現一直備(bei)受爭議。而去年的(de)萬科之爭,讓“獨(du)(du)立董事(shi)”這個角色(se)成(cheng)為了市(shi)場關注的(de)焦點。一直被外界詬(gou)病為“花(hua)瓶”的(de)上(shang)市(shi)公(gong)司(si)獨(du)(du)董,竟然在(zai)此事(shi)件中成(cheng)了左右決(jue)議的(de)關鍵人(ren)物。
與此同時,獨董(dong)對(dui)(dui)董(dong)事(shi)(shi)會議(yi)(yi)案(an)投反(fan)對(dui)(dui)票的(de)(de)情況也出現(xian)在于近期披露(lu)的(de)(de)上市銀行(xing)公告中(zhong)。就(jiu)在上月,常熟銀行(xing)董(dong)事(shi)(shi)會對(dui)(dui)公司高管(guan)人事(shi)(shi)議(yi)(yi)案(an)進(jin)行(xing)審議(yi)(yi)和表(biao)決時,其中(zhong)任(ren)(ren)命兩名(ming)副(fu)行(xing)長的(de)(de)議(yi)(yi)案(an)就(jiu)因(yin)遭到9名(ming)董(dong)事(shi)(shi)投出反(fan)對(dui)(dui)票而(er)未獲通過,而(er)反(fan)對(dui)(dui)理由(you)則是一次性(xing)交流進(jin)多名(ming)外(wai)部人員擔任(ren)(ren)副(fu)行(xing)長,不利于該行(xing)經(jing)(jing)營管(guan)理的(de)(de)穩定;新(xin)增副(fu)行(xing)長來(lai)源(yuan)于域外(wai),對(dui)(dui)常熟銀行(xing)的(de)(de)戰略、經(jing)(jing)營模式等不熟悉,不利于保證常熟銀行(xing)原有(you)經(jing)(jing)營模式的(de)(de)延續。而(er)在這9名(ming)投反(fan)對(dui)(dui)票的(de)(de)董(dong)事(shi)(shi)中(zhong),就(jiu)有(you)常熟銀行(xing)的(de)(de)獨董(dong)曹(cao)中(zhong)。
根據監管要求,商業銀行(xing)應當建立獨(du)立董(dong)事(shi)制(zhi)度,用(yong)以強化董(dong)事(shi)會的制(zhi)約機制(zhi),且獨(du)立董(dong)事(shi)履行(xing)職(zhi)責時尤其要關注存款人(ren)和中(zhong)小股東的利益。隨著(zhu)上市(shi)銀行(xing)隊伍的不斷擴軍,這(zhe)些銀行(xing)獨(du)董(dong)行(xing)使職(zhi)責的情(qing)況(kuang)也(ye)將在上市(shi)銀行(xing)發布的各種公告以及獨(du)董(dong)述職(zhi)報告中(zhong)開始(shi)得以一一呈現。
吳江銀行獨董最忙
杭州銀行獨董薪酬高
自去(qu)年(nian)銀(yin)行(xing)(xing)IPO重啟后,已有(you)9家銀(yin)行(xing)(xing)陸續在滬深交(jiao)易所上市,根據《上市公司獨(du)立(li)董(dong)事(shi)(shi)履職指引(yin)》相關規(gui)定,獨(du)立(li)董(dong)事(shi)(shi)應(ying)當向上市公司年(nian)度股東大會(hui)(hui)提交(jiao)述職報(bao)(bao)告(gao)并披露。因此(ci)(ci),9家上市銀(yin)行(xing)(xing)也首次向投(tou)資者(zhe)披露了各自的(de)獨(du)董(dong)述職報(bao)(bao)告(gao)。報(bao)(bao)告(gao)顯示,這(zhe)(zhe)些(xie)獨(du)董(dong)均(jun)為經(jing)濟、法律、金融以及財會(hui)(hui)領(ling)域的(de)專(zhuan)家,具有(you)相應(ying)的(de)專(zhuan)業水平和能力。此(ci)(ci)外,由于(yu)這(zhe)(zhe)些(xie)上市銀(yin)行(xing)(xing)的(de)董(dong)事(shi)(shi)會(hui)(hui)均(jun)下設有(you)包括關聯交(jiao)易控制委(wei)(wei)員(yuan)(yuan)(yuan)會(hui)(hui)、風險管理(li)委(wei)(wei)員(yuan)(yuan)(yuan)會(hui)(hui)、薪酬委(wei)(wei)員(yuan)(yuan)(yuan)會(hui)(hui)和提名委(wei)(wei)員(yuan)(yuan)(yuan)會(hui)(hui)等多個委(wei)(wei)員(yuan)(yuan)(yuan)會(hui)(hui),負責從不(bu)同方面協助董(dong)事(shi)(shi)會(hui)(hui)履行(xing)(xing)職責,因此(ci)(ci),這(zhe)(zhe)些(xie)獨(du)董(dong)還分別(bie)當選了不(bu)同類型委(wei)(wei)員(yuan)(yuan)(yuan)會(hui)(hui)的(de)主任委(wei)(wei)員(yuan)(yuan)(yuan)及委(wei)(wei)員(yuan)(yuan)(yuan)。
《證券(quan)日報》記(ji)者(zhe)查閱(yue)這(zhe)9家新上市(shi)銀(yin)行(xing)(xing)股的(de)(de)獨(du)董(dong)述(shu)職(zhi)報告發現,這(zhe)些(xie)銀(yin)行(xing)(xing)刊登的(de)(de)該類報告采取了兩種表述(shu)方式,分別為(wei)每個獨(du)董(dong)的(de)(de)單獨(du)述(shu)職(zhi)和(he)數(shu)位獨(du)董(dong)的(de)(de)集體述(shu)職(zhi)。而根(gen)據自身工作特(te)長及(ji)在專門(men)委員會任職(zhi)情況,各位獨(du)董(dong)的(de)(de)關(guan)注(zhu)角度也有所不(bu)同,本報記(ji)者(zhe)梳理發現,關(guan)聯交易情況、對外擔(dan)保情況以(yi)及(ji)風險管理情況等為(wei)這(zhe)些(xie)上市(shi)銀(yin)行(xing)(xing)獨(du)董(dong)最為(wei)關(guan)注(zhu)的(de)(de)幾大重點。
《股份制商業銀(yin)行獨(du)立董(dong)(dong)(dong)(dong)(dong)事(shi)和外部監(jian)事(shi)制度指(zhi)引》規(gui)定(ding):獨(du)立董(dong)(dong)(dong)(dong)(dong)事(shi)可以委(wei)托其他獨(du)立董(dong)(dong)(dong)(dong)(dong)事(shi)出(chu)席(xi)(xi)董(dong)(dong)(dong)(dong)(dong)事(shi)會(hui)(hui)會(hui)(hui)議(yi)(yi),但每年(nian)至少應當(dang)親自出(chu)席(xi)(xi)董(dong)(dong)(dong)(dong)(dong)事(shi)會(hui)(hui)會(hui)(hui)議(yi)(yi)總(zong)數的三分之二。而這(zhe)9家新上(shang)市(shi)銀(yin)行獨(du)董(dong)(dong)(dong)(dong)(dong)雖然親自出(chu)席(xi)(xi)的次數不同,但也均達到(dao)了要求(qiu)。只有于(yu)今年(nian)年(nian)初才成為(wei)上(shang)市(shi)銀(yin)行的張家港行部分獨(du)董(dong)(dong)(dong)(dong)(dong)缺(que)席(xi)(xi)董(dong)(dong)(dong)(dong)(dong)事(shi)會(hui)(hui)數量較多(duo),該行去年(nian)共召開的13次董(dong)(dong)(dong)(dong)(dong)事(shi)會(hui)(hui)會(hui)(hui)議(yi)(yi),5位(wei)獨(du)董(dong)(dong)(dong)(dong)(dong)中有3位(wei)缺(que)席(xi)(xi)了5次董(dong)(dong)(dong)(dong)(dong)事(shi)會(hui)(hui)會(hui)(hui)議(yi)(yi)。
由于9家新上市(shi)銀(yin)(yin)行(xing)(xing)召開的(de)(de)股東大會(hui)及董事會(hui)審(shen)議(yi)(yi)(yi)議(yi)(yi)(yi)案(an)數(shu)量(liang)(liang)不同(不包括(kuo)下屬專門委(wei)員會(hui)的(de)(de)議(yi)(yi)(yi)案(an)),這些銀(yin)(yin)行(xing)(xing)獨董也可謂“有忙(mang)有閑”。除常(chang)熟銀(yin)(yin)行(xing)(xing)在獨董述職報告(gao)中未披露參與(yu)審(shen)議(yi)(yi)(yi)的(de)(de)議(yi)(yi)(yi)案(an)數(shu)量(liang)(liang)外,吳江銀(yin)(yin)行(xing)(xing)需(xu)要參與(yu)審(shen)議(yi)(yi)(yi)的(de)(de)議(yi)(yi)(yi)案(an)數(shu)量(liang)(liang)最(zui)多(duo),高(gao)達151項(xiang),此外,貴陽銀(yin)(yin)行(xing)(xing)、江陰(yin)銀(yin)(yin)行(xing)(xing)的(de)(de)議(yi)(yi)(yi)案(an)數(shu)量(liang)(liang)也均“破百”,而(er)最(zui)少的(de)(de)一(yi)家銀(yin)(yin)行(xing)(xing)需(xu)要參與(yu)審(shen)議(yi)(yi)(yi)的(de)(de)議(yi)(yi)(yi)案(an)數(shu)量(liang)(liang)不足50項(xiang)。
根(gen)據《關于在上市(shi)公司(si)建立(li)獨立(li)董(dong)(dong)(dong)事(shi)制度的(de)(de)指導意見》要(yao)求(qiu),上市(shi)公司(si)董(dong)(dong)(dong)事(shi)會成員(yuan)中(zhong)應當至少包括三(san)分之一獨立(li)董(dong)(dong)(dong)事(shi),而上述(shu)9家銀(yin)(yin)行(xing)(xing)的(de)(de)獨董(dong)(dong)(dong)數量在3人-6人之間。而《證券日(ri)報(bao)》查閱上述(shu)銀(yin)(yin)行(xing)(xing)2016年年報(bao)發現,這些銀(yin)(yin)行(xing)(xing)獨董(dong)(dong)(dong)已有部分離職(zhi)(zhi)或已向(xiang)董(dong)(dong)(dong)事(shi)會遞交了辭(ci)職(zhi)(zhi)報(bao)告。如杭州銀(yin)(yin)行(xing)(xing)的(de)(de)獨董(dong)(dong)(dong)劉煜輝、John Law已離職(zhi)(zhi),江蘇銀(yin)(yin)行(xing)(xing)的(de)(de)獨董(dong)(dong)(dong)顧迎斌、無錫銀(yin)(yin)行(xing)(xing)的(de)(de)獨董(dong)(dong)(dong)徐從(cong)才(cai)均已向(xiang)各自所在銀(yin)(yin)行(xing)(xing)申請辭(ci)去獨立(li)董(dong)(dong)(dong)事(shi)職(zhi)(zhi)務。
此(ci)外(wai),各家新上市銀(yin)(yin)(yin)行(xing)(xing)獨(du)董(dong)薪(xin)酬也是高低不(bu)一(yi),除去個別未披露薪(xin)酬及(ji)新任獨(du)董(dong)外(wai),杭(hang)州(zhou)銀(yin)(yin)(yin)行(xing)(xing)獨(du)董(dong)平均薪(xin)酬為(wei)22.4萬(wan)元(yuan)(yuan)(稅(shui)前(qian),下同(tong)),為(wei)9家銀(yin)(yin)(yin)行(xing)(xing)中最高的(de);薪(xin)酬達到15萬(wan)元(yuan)(yuan)的(de)還包(bao)括(kuo)江(jiang)(jiang)蘇(su)銀(yin)(yin)(yin)行(xing)(xing)獨(du)董(dong)(20萬(wan)元(yuan)(yuan))、上海銀(yin)(yin)(yin)行(xing)(xing)獨(du)董(dong)(15.25萬(wan)元(yuan)(yuan))以及(ji)江(jiang)(jiang)陰(yin)銀(yin)(yin)(yin)行(xing)(xing)獨(du)董(dong)(15萬(wan)元(yuan)(yuan));此(ci)外(wai),貴陽銀(yin)(yin)(yin)行(xing)(xing)、吳江(jiang)(jiang)銀(yin)(yin)(yin)行(xing)(xing)、無(wu)錫銀(yin)(yin)(yin)行(xing)(xing)獨(du)董(dong)薪(xin)酬分別為(wei)14.74萬(wan)元(yuan)(yuan)、9.52萬(wan)元(yuan)(yuan)、10萬(wan)元(yuan)(yuan),常熟銀(yin)(yin)(yin)行(xing)(xing)與張家港(gang)行(xing)(xing)獨(du)董(dong)薪(xin)酬均為(wei)8萬(wan)元(yuan)(yuan)。
中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)(wang)聲明(ming)(ming):凡本(ben)網(wang)(wang)(wang)注明(ming)(ming)“來源:中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券報(bao)·中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)(wang)”的(de)所有作品(pin),版權均屬于中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券報(bao)、中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)(wang)。中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券報(bao)·中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)(wang)與作品(pin)作者聯(lian)合聲明(ming)(ming),任何(he)組(zu)織(zhi)未(wei)經中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券報(bao)、中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)(wang)以及(ji)作者書面(mian)授(shou)權不得轉(zhuan)載(zai)(zai)、摘(zhai)編或利(li)用其(qi)它(ta)方(fang)式使用上述作品(pin)。凡本(ben)網(wang)(wang)(wang)注明(ming)(ming)來源非(fei)中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券報(bao)·中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)(wang)的(de)作品(pin),均轉(zhuan)載(zai)(zai)自其(qi)它(ta)媒(mei)體(ti),轉(zhuan)載(zai)(zai)目的(de)在于更好服務(wu)讀(du)者、傳遞信(xin)息(xi)之需,并(bing)不代(dai)表本(ben)網(wang)(wang)(wang)贊同其(qi)觀點(dian),本(ben)網(wang)(wang)(wang)亦(yi)不對其(qi)真實性(xing)負(fu)責,持異議者應與原(yuan)出處單(dan)位(wei)主張權利(li)。
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