□本報(bao)記者 周(zhou)松林

　　據上(shang)交所7月(yue)18日披露，盤江股(gu)份時任(ren)副(fu)總經理(li)黃廷海在(zai)股(gu)份買賣方面存在(zai)違規(gui)，決定對其予以(yi)公開譴責(ze)。

　　經(jing)查明，黃(huang)(huang)廷(ting)(ting)海(hai)于2016年(nian)8月19日(ri)至(zhi)2018年(nian)9月11日(ri)期(qi)間擔任公(gong)司(si)高級管理人(ren)(ren)員。截至(zhi)2016年(nian)10月31日(ri)，黃(huang)(huang)廷(ting)(ting)海(hai)未持(chi)有公(gong)司(si)股(gu)(gu)份。2016年(nian)11月至(zhi)2017年(nian)9月期(qi)間，黃(huang)(huang)廷(ting)(ting)海(hai)共計(ji)(ji)買(mai)入(ru)公(gong)司(si)股(gu)(gu)票26次，累計(ji)(ji)買(mai)入(ru)5.9萬股(gu)(gu)，買(mai)入(ru)金額累計(ji)(ji)47.431萬元；賣(mai)出公(gong)司(si)股(gu)(gu)票19次，累計(ji)(ji)賣(mai)出5.69萬股(gu)(gu)，賣(mai)出金額累計(ji)(ji)47.3495萬元。經(jing)核實，黃(huang)(huang)廷(ting)(ting)海(hai)個(ge)人(ren)(ren)證(zheng)券賬(zhang)戶目前(qian)持(chi)有公(gong)司(si)股(gu)(gu)份數為(wei)2100股(gu)(gu)。前(qian)期(qi)，黃(huang)(huang)廷(ting)(ting)海(hai)已主(zhu)動將個(ge)人(ren)(ren)證(zheng)券賬(zhang)戶交易本公(gong)司(si)股(gu)(gu)票所產生(sheng)的收益13276元上繳公(gong)司(si)。

　　上(shang)(shang)交(jiao)所表示，黃廷(ting)海(hai)作為公(gong)(gong)(gong)(gong)司(si)高級(ji)管(guan)理(li)人員，其在2016年(nian)(nian)(nian)(nian)(nian)11月(yue)至2017年(nian)(nian)(nian)(nian)(nian)9月(yue)期(qi)(qi)間買(mai)(mai)賣(mai)公(gong)(gong)(gong)(gong)司(si)股(gu)(gu)票的(de)行(xing)(xing)為，構成短線(xian)交(jiao)易(yi)。同(tong)時，其賣(mai)出(chu)所持(chi)公(gong)(gong)(gong)(gong)司(si)股(gu)(gu)票的(de)行(xing)(xing)為，違(wei)反了《公(gong)(gong)(gong)(gong)司(si)法》關于(yu)(yu)高級(ji)管(guan)理(li)人員在任職期(qi)(qi)間每年(nian)(nian)(nian)(nian)(nian)轉讓股(gu)(gu)份不得(de)超過(guo)其所持(chi)有本公(gong)(gong)(gong)(gong)司(si)股(gu)(gu)份總數(shu)25%的(de)相(xiang)關規(gui)(gui)定。此(ci)外，公(gong)(gong)(gong)(gong)司(si)于(yu)(yu)2017年(nian)(nian)(nian)(nian)(nian)1月(yue)18日(ri)披露(lu)2016年(nian)(nian)(nian)(nian)(nian)年(nian)(nian)(nian)(nian)(nian)度(du)業績預盈(ying)公(gong)(gong)(gong)(gong)告、于(yu)(yu)2017年(nian)(nian)(nian)(nian)(nian)4月(yue)22日(ri)披露(lu)2017年(nian)(nian)(nian)(nian)(nian)第(di)一(yi)季度(du)報(bao)告、于(yu)(yu)2017年(nian)(nian)(nian)(nian)(nian)8月(yue)25日(ri)披露(lu)2017年(nian)(nian)(nian)(nian)(nian)半年(nian)(nian)(nian)(nian)(nian)度(du)報(bao)告。經核實，黃廷(ting)海(hai)在1月(yue)18日(ri)前(qian)10日(ri)內(nei)累(lei)計(ji)(ji)(ji)買(mai)(mai)入(ru)(ru)2000股(gu)(gu)，賣(mai)出(chu)1000股(gu)(gu)；在4月(yue)22日(ri)前(qian)30日(ri)內(nei)累(lei)計(ji)(ji)(ji)買(mai)(mai)入(ru)(ru)4000股(gu)(gu)公(gong)(gong)(gong)(gong)司(si)股(gu)(gu)票、在8月(yue)25日(ri)前(qian)30日(ri)內(nei)累(lei)計(ji)(ji)(ji)買(mai)(mai)入(ru)(ru)24000股(gu)(gu)，累(lei)計(ji)(ji)(ji)賣(mai)出(chu)31900股(gu)(gu)，構成了窗口期(qi)(qi)買(mai)(mai)賣(mai)股(gu)(gu)票的(de)違(wei)規(gui)(gui)行(xing)(xing)為。另外，其通過(guo)證券交(jiao)易(yi)所集中競價交(jiao)易(yi)減持(chi)股(gu)(gu)份，未(wei)按規(gui)(gui)定在15個交(jiao)易(yi)日(ri)前(qian)預先披露(lu)減持(chi)計(ji)(ji)(ji)劃，直(zhi)至2018年(nian)(nian)(nian)(nian)(nian)5月(yue)25日(ri)才(cai)就前(qian)述(shu)(shu)股(gu)(gu)份買(mai)(mai)賣(mai)情(qing)況履(lv)行(xing)(xing)信息披露(lu)義務(wu)。黃廷(ting)海(hai)上(shang)(shang)述(shu)(shu)行(xing)(xing)為違(wei)反了《證券法》、《公(gong)(gong)(gong)(gong)司(si)法》、《上(shang)(shang)市公(gong)(gong)(gong)(gong)司(si)大股(gu)(gu)東、董監高減持(chi)股(gu)(gu)份的(de)若干規(gui)(gui)定》、《上(shang)(shang)市公(gong)(gong)(gong)(gong)司(si)董事(shi)、監事(shi)和(he)高級(ji)管(guan)理(li)人員所持(chi)本公(gong)(gong)(gong)(gong)司(si)股(gu)(gu)份及其變動管(guan)理(li)規(gui)(gui)則》以及《股(gu)(gu)票上(shang)(shang)市規(gui)(gui)則》的(de)有關規(gui)(gui)定。