中證(zheng)(zheng)網(wang)訊(xun) （實習記(ji)者(zhe) 張憲）為進(jin)一步加(jia)強市(shi)場(chang)監(jian)管，高效有序地開(kai)展(zhan)寧夏轄區上市(shi)公司及從(cong)事證(zheng)(zheng)券期貨相關業務(wu)審計、評估(gu)機構檢查工作，寧夏證(zheng)(zheng)監(jian)局近(jin)日組織開(kai)展(zhan)2018年“雙隨機”現場(chang)抽(chou)取儀(yi)式。

　　一是人(ren)員(yuan)公(gong)(gong)(gong)(gong)開(kai)(kai)。綜合考慮局(ju)內人(ren)員(yuan)專業(ye)背景(jing)，由公(gong)(gong)(gong)(gong)司(si)處全(quan)體人(ren)員(yuan)和法制(zhi)處法律專業(ye)人(ren)員(yuan)組(zu)成執法檢(jian)(jian)(jian)查(cha)(cha)人(ren)員(yuan)名錄庫(ku)，從中隨機抽(chou)(chou)取(qu)(qu)檢(jian)(jian)(jian)查(cha)(cha)人(ren)員(yuan)，進一步增強檢(jian)(jian)(jian)查(cha)(cha)人(ren)員(yuan)的專業(ye)勝任能力，同(tong)時將檢(jian)(jian)(jian)查(cha)(cha)人(ren)員(yuan)名錄庫(ku)在局(ju)外網(wang)公(gong)(gong)(gong)(gong)布(bu)。二是過程公(gong)(gong)(gong)(gong)開(kai)(kai)。寧夏證監局(ju)紀檢(jian)(jian)(jian)辦、上市公(gong)(gong)(gong)(gong)司(si)協會和各上市公(gong)(gong)(gong)(gong)司(si)代(dai)表全(quan)程參加并監督抽(chou)(chou)取(qu)(qu)程序，整個抽(chou)(chou)取(qu)(qu)過程全(quan)程錄像記錄，參與人(ren)員(yuan)對(dui)抽(chou)(chou)取(qu)(qu)結(jie)果(guo)進行書面簽字確(que)認，確(que)保隨機抽(chou)(chou)取(qu)(qu)工作全(quan)程留痕。三是結(jie)果(guo)公(gong)(gong)(gong)(gong)開(kai)(kai)。檢(jian)(jian)(jian)查(cha)(cha)人(ren)員(yuan)和檢(jian)(jian)(jian)查(cha)(cha)對(dui)象同(tong)步抽(chou)(chou)取(qu)(qu)，抽(chou)(chou)取(qu)(qu)結(jie)果(guo)及時在局(ju)外網(wang)公(gong)(gong)(gong)(gong)布(bu)，增強透明度。

　　雙隨(sui)機抽取工(gong)作按照既定程序完(wan)成，最終確(que)定寧夏建材(cai)（600449）及其(qi)2017年年報審計(ji)執業項目(mu)、新日恒力（600165）出售與金屬制品業務(wu)相關(guan)的(de)資產及負債(zhai)項目(mu)的(de)評估項目(mu)為“隨(sui)機”抽取檢(jian)查對(dui)象。下一步(bu)，寧夏證監局將按照抽取結果，精(jing)心組織(zhi)，認真實施，進(jin)一步(bu)提高現場檢(jian)查的(de)針對(dui)性(xing)。