中(zhong)(zhong)(zhong)(zhong)(zhong)證網訊（記者(zhe) 喬翔(xiang)）3月20日，中(zhong)(zhong)(zhong)(zhong)(zhong)證中(zhong)(zhong)(zhong)(zhong)(zhong)小投(tou)資(zi)者(zhe)服務(wu)中(zhong)(zhong)(zhong)(zhong)(zhong)心（簡稱“投(tou)資(zi)者(zhe)服務(wu)中(zhong)(zhong)(zhong)(zhong)(zhong)心”）正式啟動(dong)上(shang)市公(gong)司2023年(nian)度(du)股(gu)(gu)東(dong)大會(hui)(hui)專項行權(quan)。這是繼(ji)集中(zhong)(zhong)(zhong)(zhong)(zhong)參(can)加(jia)500場A股(gu)(gu)上(shang)市公(gong)司2022年(nian)度(du)股(gu)(gu)東(dong)大會(hui)(hui)專項行權(quan)活動(dong)后，又一(yi)次集中(zhong)(zhong)(zhong)(zhong)(zhong)現場參(can)會(hui)(hui)行權(quan)。本(ben)次專項行權(quan)，是投(tou)資(zi)者(zhe)服務(wu)中(zhong)(zhong)(zhong)(zhong)(zhong)心全(quan)面落實(shi)證監(jian)會(hui)(hui)2024年(nian)系統工(gong)作會(hui)(hui)議精神的重要舉措(cuo)，也是持續踐行“以投(tou)資(zi)者(zhe)為本(ben)”理(li)念(nian)的具體行動(dong)。

　　2023年，投資(zi)(zi)者服務中(zhong)(zhong)心首(shou)次集(ji)中(zhong)(zhong)參加了(le)全國500家上(shang)(shang)市(shi)公司(si)年度(du)股(gu)東(dong)(dong)大(da)(da)會(hui)(hui)(hui)，取得良(liang)好效果(guo)。在總(zong)(zong)結去年參會(hui)(hui)(hui)經驗的基礎上(shang)(shang)，投資(zi)(zi)者服務中(zhong)(zhong)心會(hui)(hui)(hui)同(tong)滬(hu)深(shen)(shen)北交易所(suo)和(he)各證監局精(jing)心遴選參會(hui)(hui)(hui)公司(si)，提前準備(bei)關注(zhu)事項(xiang)，確(que)保(bao)本(ben)次專(zhuan)項(xiang)行(xing)(xing)權高質量(liang)開展(zhan)(zhan)。一(yi)(yi)是(shi)在參會(hui)(hui)(hui)公司(si)中(zhong)(zhong)適度(du)增加戰略新興行(xing)(xing)業公司(si)的比重，幫助投資(zi)(zi)者更好地(di)了(le)解(jie)科技創新行(xing)(xing)業的公司(si)特(te)性(xing)。二是(shi)在關注(zhu)股(gu)東(dong)(dong)大(da)(da)會(hui)(hui)(hui)參會(hui)(hui)(hui)便利性(xing)、召(zhao)開規范性(xing)、投資(zi)(zi)者參會(hui)(hui)(hui)情況(kuang)等(deng)基礎上(shang)(shang)，進(jin)一(yi)(yi)步聚焦(jiao)獨立董事履(lv)職情況(kuang)等(deng)重點事項(xiang)。三是(shi)將(jiang)(jiang)對(dui)去年參會(hui)(hui)(hui)中(zhong)(zhong)發現(xian)的會(hui)(hui)(hui)議規范性(xing)問(wen)題較突(tu)出的公司(si)開展(zhan)(zhan)回訪，促進(jin)提升股(gu)東(dong)(dong)大(da)(da)會(hui)(hui)(hui)召(zhao)開的規范性(xing)。本(ben)次股(gu)東(dong)(dong)大(da)(da)會(hui)(hui)(hui)專(zhuan)項(xiang)行(xing)(xing)權完成后，累計參會(hui)(hui)(hui)公司(si)家數(shu)(shu)將(jiang)(jiang)達(da)1000家，數(shu)(shu)量(liang)約占A股(gu)上(shang)(shang)市(shi)公司(si)總(zong)(zong)數(shu)(shu)的20%，涉(she)及全部31個(ge)申萬(wan)一(yi)(yi)級行(xing)(xing)業，覆蓋滬(hu)深(shen)(shen)北3個(ge)證券交易所(suo)及36個(ge)轄區。

　　通過大(da)規模集中(zhong)(zhong)專項行權(quan)(quan)的(de)(de)方式，全面(mian)了(le)解(jie)上(shang)(shang)市公(gong)司(si)股(gu)東(dong)(dong)大(da)會(hui)(hui)(hui)(hui)運作情況，積極(ji)探索保(bao)護投(tou)(tou)(tou)資(zi)者合(he)法權(quan)(quan)益(yi)的(de)(de)有效(xiao)途徑，投(tou)(tou)(tou)資(zi)者服務中(zhong)(zhong)心(xin)的(de)(de)做(zuo)法不(bu)僅得到股(gu)東(dong)(dong)大(da)會(hui)(hui)(hui)(hui)現(xian)場(chang)參(can)會(hui)(hui)(hui)(hui)股(gu)東(dong)(dong)的(de)(de)肯(ken)定(ding)，也得到中(zhong)(zhong)小投(tou)(tou)(tou)資(zi)者保(bao)護領域專家學者的(de)(de)肯(ken)定(ding)。現(xian)場(chang)參(can)會(hui)(hui)(hui)(hui)股(gu)東(dong)(dong)表示，投(tou)(tou)(tou)資(zi)者服務中(zhong)(zhong)心(xin)現(xian)場(chang)參(can)加股(gu)東(dong)(dong)大(da)會(hui)(hui)(hui)(hui)，有效(xiao)地促進了(le)上(shang)(shang)市公(gong)司(si)規范治(zhi)理。一方面(mian)，參(can)會(hui)(hui)(hui)(hui)公(gong)司(si)因投(tou)(tou)(tou)資(zi)者服務中(zhong)(zhong)心(xin)的(de)(de)參(can)會(hui)(hui)(hui)(hui)對股(gu)東(dong)(dong)大(da)會(hui)(hui)(hui)(hui)的(de)(de)重視程度明顯提升，嚴(yan)格(ge)按照相關規則(ze)規范會(hui)(hui)(hui)(hui)議各(ge)環節程序，認真對待(dai)參(can)會(hui)(hui)(hui)(hui)股(gu)東(dong)(dong)，積極(ji)與(yu)(yu)參(can)會(hui)(hui)(hui)(hui)股(gu)東(dong)(dong)交流。另一方面(mian)，也增強了(le)中(zhong)(zhong)小股(gu)東(dong)(dong)參(can)會(hui)(hui)(hui)(hui)行權(quan)(quan)的(de)(de)信心(xin)，凝聚了(le)中(zhong)(zhong)小股(gu)東(dong)(dong)參(can)與(yu)(yu)公(gong)司(si)治(zhi)理的(de)(de)力量(liang)。

　　北(bei)京大(da)(da)成(cheng)律(lv)師(shi)事務所高級合伙人張剛律(lv)師(shi)表示(shi)，投(tou)(tou)資者(zhe)(zhe)服(fu)務中(zhong)心(xin)參與股(gu)(gu)東大(da)(da)會專項行(xing)(xing)權(quan)，從(cong)方式(shi)上(shang)看，是投(tou)(tou)資者(zhe)(zhe)權(quan)益(yi)保護(hu)機制(zhi)的(de)重(zhong)(zhong)大(da)(da)創新，既(ji)有(you)利于(yu)喚醒(xing)股(gu)(gu)東意識，激(ji)活“沉默的(de)大(da)(da)多數(shu)”，還可通過此活動示(shi)范(fan)和(he)引導中(zhong)小投(tou)(tou)資者(zhe)(zhe)積極維(wei)護(hu)權(quan)益(yi)，同步督促上(shang)市公司(si)提升完(wan)善(shan)公司(si)治(zhi)理水(shui)平。從(cong)效(xiao)果上(shang)看，此舉取得了(le)重(zhong)(zhong)大(da)(da)成(cheng)效(xiao)，成(cheng)功引起上(shang)市公司(si)對中(zhong)小股(gu)(gu)東的(de)重(zhong)(zhong)視，也成(cheng)功引導中(zhong)小投(tou)(tou)資者(zhe)(zhe)更(geng)深入了(le)解其可行(xing)(xing)使的(de)權(quan)利并敢于(yu)積極行(xing)(xing)權(quan)。持續(xu)支持和(he)大(da)(da)力推廣投(tou)(tou)資者(zhe)(zhe)服(fu)務中(zhong)心(xin)持股(gu)(gu)行(xing)(xing)權(quan)工作，是我國證券市場邁向法治(zhi)化、成(cheng)熟化進程的(de)重(zhong)(zhong)要標(biao)志。

　　同(tong)濟大(da)學(xue)法學(xue)院劉春彥教(jiao)授表示，投資(zi)(zi)(zi)者(zhe)(zhe)服務(wu)中心500場年(nian)度股(gu)東大(da)會(hui)行(xing)權(quan)(quan)意義巨大(da)。通過參加股(gu)東大(da)會(hui)，督促上市公(gong)司及時(shi)整(zheng)改公(gong)司治理(li)領(ling)域中的突出問(wen)題，贏得(de)了(le)公(gong)眾投資(zi)(zi)(zi)者(zhe)(zhe)的信任(ren)，提高了(le)上市公(gong)司治理(li)水平，服務(wu)了(le)實體經濟。投資(zi)(zi)(zi)者(zhe)(zhe)服務(wu)中心克服股(gu)東大(da)會(hui)時(shi)間相對集中、工作人員總體較少的不利(li)情形，行(xing)權(quan)(quan)的質(zhi)量非常高，行(xing)權(quan)(quan)手段越(yue)來越(yue)豐富，行(xing)權(quan)(quan)效果越(yue)來越(yue)明(ming)顯。

　　北京中(zhong)倫律師事(shi)務(wu)所合伙人孟(meng)文翔律師指出，股東大會是(shi)中(zhong)小股東參與和監督上(shang)(shang)市(shi)(shi)(shi)公司治(zhi)理(li)(li)的(de)重要途徑(jing)，投(tou)資(zi)者服(fu)務(wu)中(zhong)心通過實地參加上(shang)(shang)市(shi)(shi)(shi)公司股東大會的(de)方式參與了對上(shang)(shang)市(shi)(shi)(shi)公司的(de)監督，履(lv)行了作為(wei)(wei)投(tou)資(zi)者保(bao)(bao)護(hu)機構的(de)職責，還發現了上(shang)(shang)市(shi)(shi)(shi)公司存在(zai)董監高履(lv)職勤勉盡(jin)責等問題(ti)，為(wei)(wei)后續(xu)上(shang)(shang)市(shi)(shi)(shi)公司持續(xu)提升治(zhi)理(li)(li)水平和有(you)效保(bao)(bao)護(hu)中(zhong)小投(tou)資(zi)者提供(gong)了有(you)力支(zhi)撐。

　　下一步(bu)，投資者服務中(zhong)心將持續引領投資者“全面知(zhi)權(quan)、積極行權(quan)、依法維權(quan)”，助力(li)提升上市(shi)公司治理水平，增強投資者實實在(zai)在(zai)獲得感，為建設中(zhong)國特(te)色(se)現代資本市(shi)場和金融(rong)強國作出(chu)新(xin)的“投服”貢(gong)獻(xian)。