中證網訊（記者(zhe) 吳娟娟）2月28日(ri)，中國(guo)證券(quan)投資基金(jin)(jin)業(ye)協(xie)(xie)會(hui)（協(xie)(xie)會(hui)）宣(xuan)布(bu)三項(xiang)舉措，以便利私募(mu)(mu)管理(li)人登記申請，進一步增強辦理(li)私募(mu)(mu)基金(jin)(jin)管理(li)人登記申請工作的公(gong)開(kai)性(xing)(xing)、透明性(xing)(xing)，提升行(xing)業(ye)形成資本能力和專(zhuan)業(ye)水平(ping)，促(cu)進私募(mu)(mu)基金(jin)(jin)行(xing)業(ye)服(fu)務實體經濟(ji)、支持科技創新戰略(lve)。

　　這三項舉措是(shi)，第一(yi)公(gong)(gong)布私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)登(deng)(deng)記(ji)(ji)申(shen)(shen)請(qing)材料清(qing)單。協會(hui)(hui)梳理(li)(li)(li)和固化現有(you)私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)登(deng)(deng)記(ji)(ji)要求，按照不同類別(bie)私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)登(deng)(deng)記(ji)(ji)申(shen)(shen)請(qing)要求，形成差(cha)異化的(de)私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)申(shen)(shen)請(qing)登(deng)(deng)記(ji)(ji)材料清(qing)單，便利(li)申(shen)(shen)請(qing)機(ji)構(gou)(gou)(gou)對(dui)照準備登(deng)(deng)記(ji)(ji)申(shen)(shen)請(qing)材料。同時(shi)(shi)(shi)，根據(ju)監管(guan)(guan)規則和自(zi)(zi)律(lv)工作實(shi)(shi)踐，協會(hui)(hui)將(jiang)適時(shi)(shi)(shi)更(geng)新(xin)(xin)完善登(deng)(deng)記(ji)(ji)材料清(qing)單內容(rong)，并(bing)及(ji)時(shi)(shi)(shi)向(xiang)社(she)(she)會(hui)(hui)公(gong)(gong)布。第二，全(quan)流程(cheng)公(gong)(gong)示(shi)申(shen)(shen)請(qing)機(ji)構(gou)(gou)(gou)辦(ban)理(li)(li)(li)登(deng)(deng)記(ji)(ji)進(jin)度。自(zi)(zi)2020年3月(yue)(yue)1日起，協會(hui)(hui)官(guan)網增(zeng)設“私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)登(deng)(deng)記(ji)(ji)辦(ban)理(li)(li)(li)流程(cheng)公(gong)(gong)示(shi)”界面。社(she)(she)會(hui)(hui)公(gong)(gong)眾及(ji)申(shen)(shen)請(qing)機(ji)構(gou)(gou)(gou)可通(tong)過協會(hui)(hui)官(guan)方網站實(shi)(shi)時(shi)(shi)(shi)在線查詢(xun)每家申(shen)(shen)請(qing)機(ji)構(gou)(gou)(gou)的(de)基(ji)(ji)本信(xin)(xin)息、最新(xin)(xin)辦(ban)理(li)(li)(li)進(jin)度以及(ji)為(wei)其服務(wu)的(de)律(lv)師(shi)(shi)事務(wu)所及(ji)主(zhu)辦(ban)律(lv)師(shi)(shi)等(deng)信(xin)(xin)息。申(shen)(shen)請(qing)機(ji)構(gou)(gou)(gou)亦可通(tong)過AMBERS系統實(shi)(shi)時(shi)(shi)(shi)查詢(xun)本機(ji)構(gou)(gou)(gou)的(de)辦(ban)理(li)(li)(li)登(deng)(deng)記(ji)(ji)進(jin)度。第三，增(zeng)加(jia)私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)公(gong)(gong)示(shi)信(xin)(xin)息。為(wei)加(jia)強社(she)(she)會(hui)(hui)監督，便利(li)投資人(ren)(ren)(ren)(ren)及(ji)市場機(ji)構(gou)(gou)(gou)持續(xu)全(quan)面了解(jie)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)展業(ye)情況，自(zi)(zi)2020年3月(yue)(yue)1日起，協會(hui)(hui)官(guan)方網站“私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)公(gong)(gong)示(shi)平臺”，將(jiang)增(zeng)加(jia)以下公(gong)(gong)示(shi)信(xin)(xin)息：已登(deng)(deng)記(ji)(ji)的(de)私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)實(shi)(shi)際(ji)控制人(ren)(ren)(ren)(ren)名(ming)(ming)稱；已填報的(de)高級管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)員姓名(ming)(ming)、職務(wu)及(ji)履歷；受同一(yi)實(shi)(shi)際(ji)控制人(ren)(ren)(ren)(ren)控制的(de)關聯私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)等(deng)信(xin)(xin)息。此外，協會(hui)(hui)官(guan)方網站稍后將(jiang)陸續(xu)上線私(si)募(mu)(mu)(mu)(mu)(mu)基(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)人(ren)(ren)(ren)(ren)股東信(xin)(xin)息、律(lv)師(shi)(shi)事務(wu)所等(deng)專項查詢(xun)功能。