12月27日,深(shen)交(jiao)所召開第(di)(di)四屆(jie)理事會(hui)(hui)第(di)(di)三(san)次(ci)會(hui)(hui)議(yi)。本次(ci)會(hui)(hui)議(yi)以習近平新時(shi)代中(zhong)國(guo)特(te)色社會(hui)(hui)主(zhu)義思想為指導(dao),全面貫(guan)徹(che)(che)黨(dang)的十九大、中(zhong)央經濟工(gong)作(zuo)會(hui)(hui)議(yi)、全國(guo)金融工(gong)作(zuo)會(hui)(hui)議(yi)精神和(he)中(zhong)國(guo)證監(jian)會(hui)(hui)黨(dang)委決策部署,研究審議(yi)了(le)貫(guan)徹(che)(che)落實《證券交(jiao)易所管理辦法》相關工(gong)作(zuo)安排、理事會(hui)(hui)2017年(nian)工(gong)作(zuo)總(zong)結(jie)和(he)2018年(nian)工(gong)作(zuo)安排、深(shen)交(jiao)所2017年(nian)工(gong)作(zuo)總(zong)結(jie)和(he)2018年(nian)工(gong)作(zuo)安排等(deng)事項。
會(hui)(hui)議(yi)指(zhi)出(chu),《證券(quan)(quan)(quan)交(jiao)(jiao)(jiao)易所(suo)(suo)管(guan)(guan)(guan)(guan)理(li)(li)(li)辦(ban)法(fa)》是資本市(shi)(shi)場的重(zhong)要(yao)(yao)規(gui)章(zhang)(zhang)制度,是對新時代建設什么樣(yang)(yang)的證券(quan)(quan)(quan)交(jiao)(jiao)(jiao)易所(suo)(suo)、怎樣(yang)(yang)建設證券(quan)(quan)(quan)交(jiao)(jiao)(jiao)易所(suo)(suo)的重(zhong)要(yao)(yao)探索,明(ming)確(que)要(yao)(yao)求(qiu)(qiu)交(jiao)(jiao)(jiao)易所(suo)(suo)加強黨的領導、完善監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)職(zhi)能(neng)、優(you)化(hua)治理(li)(li)(li)結(jie)構,對于夯(hang)實(shi)(shi)交(jiao)(jiao)(jiao)易所(suo)(suo)發展基礎、促進(jin)多層(ceng)次資本市(shi)(shi)場健康發展具有重(zhong)要(yao)(yao)意義。會(hui)(hui)議(yi)強調,深(shen)交(jiao)(jiao)(jiao)所(suo)(suo)要(yao)(yao)以《證券(quan)(quan)(quan)交(jiao)(jiao)(jiao)易所(suo)(suo)管(guan)(guan)(guan)(guan)理(li)(li)(li)辦(ban)法(fa)》修(xiu)(xiu)訂(ding)為契機(ji),系統梳(shu)理(li)(li)(li)和全面補齊制度短板,把辦(ban)法(fa)要(yao)(yao)求(qiu)(qiu)落實(shi)(shi)到各項規(gui)章(zhang)(zhang)制度中并確(que)保(bao)(bao)執行到位。修(xiu)(xiu)訂(ding)深(shen)交(jiao)(jiao)(jiao)所(suo)(suo)章(zhang)(zhang)程,進(jin)一(yi)(yi)步加強黨的領導、完善治理(li)(li)(li)運作;修(xiu)(xiu)訂(ding)證券(quan)(quan)(quan)上市(shi)(shi)、掛(gua)牌協議(yi),全面夯(hang)實(shi)(shi)一(yi)(yi)線監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)基礎;修(xiu)(xiu)訂(ding)《股(gu)票上市(shi)(shi)規(gui)則(ze)(ze)》《公司債券(quan)(quan)(quan)上市(shi)(shi)規(gui)則(ze)(ze)》《會(hui)(hui)員管(guan)(guan)(guan)(guan)理(li)(li)(li)規(gui)則(ze)(ze)》等業務規(gui)則(ze)(ze)及配(pei)套制度,豐富監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)手段,規(gui)范監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)流(liu)程。會(hui)(hui)議(yi)要(yao)(yao)求(qiu)(qiu),深(shen)交(jiao)(jiao)(jiao)所(suo)(suo)要(yao)(yao)認真貫徹落實(shi)(shi)辦(ban)法(fa)要(yao)(yao)求(qiu)(qiu),廣泛凝聚市(shi)(shi)場共識,增進(jin)各方理(li)(li)(li)解認同,進(jin)一(yi)(yi)步發揮好交(jiao)(jiao)(jiao)易所(suo)(suo)的組織、監(jian)(jian)(jian)督、管(guan)(guan)(guan)(guan)理(li)(li)(li)和服務功能(neng),應對市(shi)(shi)場形(xing)勢(shi)變化(hua),優(you)化(hua)市(shi)(shi)場資源配(pei)置(zhi),提升市(shi)(shi)場發展質量(liang),切實(shi)(shi)保(bao)(bao)護投資者合法(fa)權益,為資本市(shi)(shi)場長(chang)期穩健發展營(ying)造良好市(shi)(shi)場生態(tai)。
會(hui)(hui)議充分(fen)肯定了深(shen)交(jiao)所2017年各項(xiang)工(gong)作(zuo)。過去一(yi)(yi)年,深(shen)交(jiao)所堅(jian)守(shou)使命擔當、統(tong)籌發(fa)展(zhan)全(quan)局(ju),以黨的(de)十(shi)九大(da)精神為(wei)指(zhi)引,認真貫徹黨和國家方(fang)(fang)針政策及中(zhong)國證監會(hui)(hui)黨委(wei)決(jue)策部(bu)署,深(shen)入落實(shi)會(hui)(hui)員(yuan)大(da)會(hui)(hui)決(jue)議要求(qiu),全(quan)面開(kai)創各項(xiang)事業(ye)新局(ju)面。一(yi)(yi)是(shi)全(quan)面深(shen)入學習貫徹黨的(de)十(shi)九大(da)精神,把習近平(ping)新時代中(zhong)國特色社(she)會(hui)(hui)主義思想作(zuo)為(wei)一(yi)(yi)切工(gong)作(zuo)的(de)行動指(zhi)南。二(er)是(shi)堅(jian)持穩中(zhong)求(qiu)進(jin)(jin)工(gong)作(zuo)總基調(diao),全(quan)面強(qiang)化(hua)市(shi)(shi)場(chang)(chang)(chang)風(feng)險(xian)(xian)防控,健全(quan)風(feng)險(xian)(xian)管(guan)理機制(zhi)(zhi),做好風(feng)險(xian)(xian)監測排查應(ying)對,全(quan)力維護市(shi)(shi)場(chang)(chang)(chang)穩健運行。三是(shi)切實(shi)扛(kang)起(qi)一(yi)(yi)線監管(guan)職責(ze),加強(qiang)高風(feng)險(xian)(xian)上(shang)市(shi)(shi)公(gong)司(si)監管(guan),堅(jian)決(jue)落實(shi)退市(shi)(shi)主體(ti)(ti)責(ze)任(ren),建(jian)(jian)立“以監管(guan)會(hui)(hui)員(yuan)為(wei)中(zhong)心”的(de)交(jiao)易行為(wei)監管(guan)模式,嚴格(ge)監管(guan)異常交(jiao)易行為(wei)。四是(shi)堅(jian)持新發(fa)展(zhan)理念,直接融資能力顯著增強(qiang),地方(fang)(fang)債發(fa)行實(shi)現突(tu)破,市(shi)(shi)場(chang)(chang)(chang)培育(yu)服務體(ti)(ti)系(xi)進(jin)(jin)一(yi)(yi)步完(wan)善(shan),扶貧攻堅(jian)力度持續加大(da),切實(shi)提升服務實(shi)體(ti)(ti)經濟能力。五是(shi)堅(jian)持不忘資本(ben)市(shi)(shi)場(chang)(chang)(chang)建(jian)(jian)設初心,研究制(zhi)(zhi)定發(fa)展(zhan)戰略規劃綱要,有序推進(jin)(jin)改革(ge)發(fa)展(zhan)任(ren)務,恢復(fu)召開(kai)會(hui)(hui)員(yuan)大(da)會(hui)(hui),完(wan)善(shan)治理架構,組(zu)織(zhi)召開(kai)技術大(da)會(hui)(hui),引領行業(ye)技術發(fa)展(zhan)。六是(shi)積極參與“一(yi)(yi)帶一(yi)(yi)路(lu)”建(jian)(jian)設,穩步推進(jin)(jin)互(hu)聯互(hu)通,完(wan)善(shan)跨境資本(ben)服務機制(zhi)(zhi),啟動“深(shen)倫科(ke)創投融資服務聯盟(meng)”。
會議強調,2018年(nian)(nian)是貫徹黨(dang)(dang)的(de)(de)(de)(de)十九(jiu)大精神的(de)(de)(de)(de)開局之年(nian)(nian),是改革(ge)開放(fang)40周(zhou)年(nian)(nian),是決勝全面(mian)建(jian)(jian)成小康社會、實(shi)施(shi)“十三(san)五”規劃(hua)承上(shang)(shang)啟下的(de)(de)(de)(de)關鍵(jian)一(yi)(yi)年(nian)(nian),也是實(shi)施(shi)新(xin)(xin)(xin)修訂的(de)(de)(de)(de)《證(zheng)券交(jiao)(jiao)易(yi)(yi)所(suo)管(guan)(guan)理(li)(li)辦法》的(de)(de)(de)(de)第一(yi)(yi)年(nian)(nian),理(li)(li)事會和經營(ying)班子要(yao)深(shen)入貫徹中(zhong)央(yang)有(you)關重要(yao)會議精神,緊緊圍(wei)繞三(san)大攻(gong)堅戰和八項重點任務(wu),按照中(zhong)國證(zheng)監會黨(dang)(dang)委統一(yi)(yi)部署(shu),全面(mian)落實(shi)《證(zheng)券交(jiao)(jiao)易(yi)(yi)所(suo)管(guan)(guan)理(li)(li)辦法》要(yao)求(qiu),推(tui)動(dong)(dong)深(shen)交(jiao)(jiao)所(suo)全面(mian)貫徹新(xin)(xin)(xin)發(fa)展(zhan)理(li)(li)念(nian)、著力(li)(li)加大改革(ge)創(chuang)新(xin)(xin)(xin)力(li)(li)度、有(you)效(xiao)(xiao)防控(kong)金(jin)融(rong)風(feng)險(xian)(xian),努力(li)(li)把深(shen)交(jiao)(jiao)所(suo)打造(zao)成世界領先的(de)(de)(de)(de)創(chuang)新(xin)(xin)(xin)資(zi)本(ben)形(xing)成中(zhong)心,建(jian)(jian)設(she)成具(ju)有(you)自身特色(se)的(de)(de)(de)(de)國際一(yi)(yi)流證(zheng)券交(jiao)(jiao)易(yi)(yi)所(suo),以實(shi)際行動(dong)(dong)為(wei)(wei)實(shi)現(xian)黨(dang)(dang)的(de)(de)(de)(de)十九(jiu)大確定的(de)(de)(de)(de)各項目標任務(wu)做(zuo)出(chu)(chu)積(ji)極貢(gong)獻。會議研究了2018年(nian)(nian)深(shen)交(jiao)(jiao)所(suo)重點工作:一(yi)(yi)是把學習宣傳貫徹黨(dang)(dang)的(de)(de)(de)(de)十九(jiu)大精神作為(wei)(wei)首要(yao)政(zheng)(zheng)治任務(wu),用(yong)習近平新(xin)(xin)(xin)時代中(zhong)國特色(se)社會主(zhu)義思想武(wu)裝(zhuang)頭腦、指導實(shi)踐(jian)、推(tui)動(dong)(dong)工作。二是優化(hua)深(shen)市(shi)(shi)多(duo)層次板(ban)塊體系(xi),全面(mian)深(shen)化(hua)市(shi)(shi)場(chang)(chang)改革(ge),更(geng)好服(fu)務(wu)創(chuang)業創(chuang)新(xin)(xin)(xin),更(geng)好支持(chi)新(xin)(xin)(xin)經濟(ji)發(fa)展(zhan),推(tui)動(dong)(dong)更(geng)多(duo)優質(zhi)高(gao)(gao)科(ke)(ke)技企(qi)業進(jin)入資(zi)本(ben)市(shi)(shi)場(chang)(chang),助力(li)(li)經濟(ji)高(gao)(gao)質(zhi)量發(fa)展(zhan),全面(mian)提升服(fu)務(wu)實(shi)體經濟(ji)能力(li)(li)。三(san)是推(tui)進(jin)市(shi)(shi)場(chang)(chang)的(de)(de)(de)(de)產(chan)品(pin)體系(xi)建(jian)(jian)設(she),在嚴格管(guan)(guan)控(kong)風(feng)險(xian)(xian)的(de)(de)(de)(de)基(ji)礎(chu)上(shang)(shang),穩妥推(tui)出(chu)(chu)股票ETF期權試點,大力(li)(li)發(fa)展(zhan)高(gao)(gao)等級固收(shou)產(chan)品(pin),改善債券市(shi)(shi)場(chang)(chang)結構,積(ji)極開展(zhan)REITs等產(chan)品(pin)創(chuang)新(xin)(xin)(xin),服(fu)務(wu)國家(jia)住房(fang)租賃政(zheng)(zheng)策(ce)落地。四(si)是圍(wei)繞防范上(shang)(shang)市(shi)(shi)公(gong)司、市(shi)(shi)場(chang)(chang)交(jiao)(jiao)易(yi)(yi)及設(she)施(shi)運(yun)維等領域(yu)核(he)心風(feng)險(xian)(xian),打好防范化(hua)解風(feng)險(xian)(xian)攻(gong)堅戰,牢牢守住不(bu)發(fa)生(sheng)系(xi)統性金(jin)融(rong)風(feng)險(xian)(xian)底線(xian)。五是堅持(chi)依法全面(mian)從嚴監管(guan)(guan),推(tui)動(dong)(dong)懲(cheng)罰性違約金(jin)、現(xian)場(chang)(chang)檢查等監管(guan)(guan)手段落地,豐富(fu)科(ke)(ke)技監管(guan)(guan)手段,努力(li)(li)提升一(yi)(yi)線(xian)監管(guan)(guan)效(xiao)(xiao)能。六是積(ji)極服(fu)務(wu)國家(jia)“一(yi)(yi)帶(dai)一(yi)(yi)路”倡議,主(zhu)動(dong)(dong)融(rong)入國家(jia)整體對外開放(fang)戰略,實(shi)現(xian)深(shen)交(jiao)(jiao)所(suo)國際化(hua)發(fa)展(zhan)新(xin)(xin)(xin)突破。
同(tong)日(ri),深交所召開(kai)第(di)二(er)屆監事(shi)(shi)(shi)會(hui)第(di)三次會(hui)議(yi),審議(yi)了監事(shi)(shi)(shi)會(hui)2017年工(gong)作(zuo)總結和(he)2018年工(gong)作(zuo)安排(pai)等事(shi)(shi)(shi)項。
中(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)聲明(ming):凡本(ben)網(wang)注明(ming)“來源:中(zhong)(zhong)(zhong)國證(zheng)(zheng)券(quan)報(bao)·中(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)”的(de)所有作(zuo)品(pin),版權均屬于中(zhong)(zhong)(zhong)國證(zheng)(zheng)券(quan)報(bao)、中(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)。中(zhong)(zhong)(zhong)國證(zheng)(zheng)券(quan)報(bao)·中(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)與(yu)作(zuo)品(pin)作(zuo)者聯合聲明(ming),任何組織未經中(zhong)(zhong)(zhong)國證(zheng)(zheng)券(quan)報(bao)、中(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)以及作(zuo)者書面授權不得轉(zhuan)載、摘(zhai)編(bian)或(huo)利用其(qi)它(ta)方(fang)式使(shi)用上述作(zuo)品(pin)。凡本(ben)網(wang)注明(ming)來源非中(zhong)(zhong)(zhong)國證(zheng)(zheng)券(quan)報(bao)·中(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)的(de)作(zuo)品(pin),均轉(zhuan)載自其(qi)它(ta)媒(mei)體,轉(zhuan)載目的(de)在于更好服務讀者、傳遞信息(xi)之需(xu),并不代表本(ben)網(wang)贊同其(qi)觀點,本(ben)網(wang)亦不對(dui)其(qi)真(zhen)實(shi)性負責,持異議者應與(yu)原出處(chu)單位主張權利。
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