新(xin)華社(she)(she)北京(jing)7月(yue)8日電(dian)(記(ji)者劉玉龍(long)、劉慧(hui))記(ji)者8日從(cong)中國證監會獲悉, 外國投資者參與A股交易(yi)范圍(wei)進一步放開。當日,證監會就相關賬(zhang)戶管理制度修改正式向社(she)(she)會公開征(zheng)求意(yi)見。
證(zheng)監會相(xiang)關(guan)(guan)負責人介(jie)紹,本次主要放(fang)(fang)開兩類人員在境內開立A股(gu)(gu)證(zheng)券(quan)賬戶,一是在境內工(gong)作(zuo)的(de)外(wai)國(guo)人;二是A股(gu)(gu)上(shang)市(shi)公司中在境外(wai)工(gong)作(zuo)并(bing)參與股(gu)(gu)權激勵的(de)外(wai)籍(ji)員工(gong)。相(xiang)關(guan)(guan)舉措(cuo)旨在落實(shi)加快建設人才強國(guo)的(de)戰略要求和深入推進(jin)資本市(shi)場(chang)對外(wai)開放(fang)(fang)的(de)部署安排。
為(wei)此,證(zheng)監會(hui)擬(ni)對現行有關規(gui)定(ding)(ding)(ding)(ding)作專門修(xiu)改。一(yi)(yi)是(shi)修(xiu)改《證(zheng)券(quan)登(deng)記(ji)結算管(guan)(guan)理辦法》有關規(gui)定(ding)(ding)(ding)(ding),在原有規(gui)定(ding)(ding)(ding)(ding)的中(zhong)(zhong)國(guo)公(gong)民、中(zhong)(zhong)國(guo)法人、中(zhong)(zhong)國(guo)合(he)(he)伙企業等投(tou)資者(zhe)范(fan)圍基(ji)礎上(shang),增加(jia)“符合(he)(he)規(gui)定(ding)(ding)(ding)(ding)的外(wai)國(guo)人”作為(wei)投(tou)資者(zhe)類別之(zhi)一(yi)(yi),并規(gui)定(ding)(ding)(ding)(ding)外(wai)國(guo)人申請(qing)開立(li)證(zheng)券(quan)賬(zhang)戶的具體辦法,由證(zheng)券(quan)登(deng)記(ji)結算機構制定(ding)(ding)(ding)(ding),報中(zhong)(zhong)國(guo)證(zheng)監會(hui)批準。二是(shi)修(xiu)改《上(shang)市公(gong)司(si)股(gu)(gu)權(quan)激勵(li)管(guan)(guan)理辦法》,將可(ke)以成為(wei)股(gu)(gu)權(quan)激勵(li)對象的境內上(shang)市公(gong)司(si)外(wai)籍員(yuan)工(gong)(gong)(gong)范(fan)圍,從在境內工(gong)(gong)(gong)作的外(wai)籍員(yuan)工(gong)(gong)(gong),擴大到所有外(wai)籍員(yuan)工(gong)(gong)(gong),即(ji)在境外(wai)工(gong)(gong)(gong)作的境內上(shang)市公(gong)司(si)外(wai)籍員(yuan)工(gong)(gong)(gong),也可(ke)以成為(wei)股(gu)(gu)權(quan)激勵(li)對象,并可(ke)按此申請(qing)開立(li)A股(gu)(gu)證(zheng)券(quan)賬(zhang)戶。
證監(jian)會相關負責(ze)人強調,本(ben)次開放(fang)的(de)(de)外國自然人投(tou)資者,其本(ben)國證券監(jian)管(guan)機(ji)構(gou)必須(xu)已與中(zhong)國證監(jian)會建立監(jian)管(guan)合作機(ji)制,相關投(tou)資者開立A股證券賬戶的(de)(de),必須(xu)遵守我國證券法律(lv)規(gui)(gui)定,適用統一的(de)(de)交易、結算(suan)、登(deng)記及資金存(cun)管(guan)等制度規(gui)(gui)則(ze)。