91久久精品无码毛片国产高清

返回首頁

新疆證監局郭元忠:不斷推動提高上市公司質量是保護投資者合法權益的根本手段

“誠實守信 做受尊敬的上市公司”投資者保護專項行動專欄

昝秀麗中國證券報·中證網

  中(zhong)證(zheng)網(wang)訊(記者(zhe) 昝秀麗)新疆證(zheng)監局(ju)黨委(wei)書記、局(ju)長郭(guo)元忠日前在接(jie)受(shou)中(zhong)國(guo)證(zheng)券(quan)報(bao)記者(zhe)采(cai)訪時表示,上(shang)市(shi)公司(si)作為(wei)企(qi)業(ye)主體(ti)(ti)中(zhong)的(de)“優(you)等生”,在服務地(di)方經濟(ji)高質量(liang)發(fa)展中(zhong)發(fa)揮(hui)著不(bu)可或(huo)缺的(de)作用(yong),是(shi)帶(dai)動地(di)區實(shi)體(ti)(ti)經濟(ji)發(fa)展的(de)“國(guo)之重(zhong)器”、為(wei)經濟(ji)發(fa)展提供雙輪驅(qu)動的(de)“重(zhong)要(yao)載體(ti)(ti)”、履行社會(hui)責任的(de)“模范代表”,是(shi)讓投資(zi)(zi)(zi)者(zhe)尤其是(shi)廣(guang)大(da)中(zhong)小投資(zi)(zi)(zi)者(zhe)分享我(wo)國(guo)經濟(ji)增長紅(hong)利的(de)重(zhong)要(yao)渠道和(he)載體(ti)(ti),更是(shi)資(zi)(zi)(zi)本(ben)市(shi)場踐行“人(ren)民性”的(de)源頭基礎(chu)。郭(guo)元忠表示,投資(zi)(zi)(zi)者(zhe)是(shi)資(zi)(zi)(zi)本(ben)市(shi)場發(fa)展之本(ben),不(bu)斷推(tui)動提高上(shang)市(shi)公司(si)質量(liang),是(shi)對投資(zi)(zi)(zi)者(zhe)最好的(de)保護。

  截至2020年8月6日,新疆共有A股(gu)上市(shi)公司58家,上市(shi)公司數量(liang)位居全國(guo)第(di)15位,西部地(di)區(qu)第(di)2位,西北(bei)五省區(qu)第(di)1位。

  2019年(nian)(nian)(nian),新(xin)疆(jiang)上市(shi)(shi)公(gong)(gong)(gong)(gong)司(si)總(zong)體經(jing)營(ying)(ying)平(ping)(ping)穩,取得(de)良(liang)好(hao)發(fa)展成(cheng)效(xiao)(xiao)。一(yi)是(shi)經(jing)營(ying)(ying)基礎(chu)進(jin)一(yi)步夯實(shi)。上市(shi)(shi)公(gong)(gong)(gong)(gong)司(si)資(zi)(zi)(zi)(zi)(zi)產(chan)規(gui)模持(chi)(chi)續(xu)擴(kuo)大,總(zong)資(zi)(zi)(zi)(zi)(zi)產(chan)、凈資(zi)(zi)(zi)(zi)(zi)產(chan)分別同比增長(chang)(chang)4.63%及8.76%,整體經(jing)營(ying)(ying)業(ye)(ye)績穩中(zhong)有(you)進(jin),營(ying)(ying)業(ye)(ye)總(zong)收(shou)入同比增長(chang)(chang)8.87%,債務結(jie)構更(geng)加(jia)合理,加(jia)權平(ping)(ping)均(jun)資(zi)(zi)(zi)(zi)(zi)產(chan)負債率同比下降1.69個百(bai)分點;二是(shi)持(chi)(chi)續(xu)發(fa)揮(hui)資(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)場融(rong)資(zi)(zi)(zi)(zi)(zi)功能,投融(rong)資(zi)(zi)(zi)(zi)(zi)更(geng)加(jia)高效(xiao)(xiao)多元(yuan)。5家(jia)(jia)公(gong)(gong)(gong)(gong)司(si)成(cheng)功實(shi)施股權再融(rong)資(zi)(zi)(zi)(zi)(zi),6家(jia)(jia)公(gong)(gong)(gong)(gong)司(si)在(zai)交易所發(fa)行公(gong)(gong)(gong)(gong)司(si)債券和ABS,有(you)效(xiao)(xiao)助力公(gong)(gong)(gong)(gong)司(si)轉型升(sheng)級。內生(sheng)(sheng)性(xing)資(zi)(zi)(zi)(zi)(zi)產(chan)投資(zi)(zi)(zi)(zi)(zi)方(fang)面(mian)(mian),構建(jian)固定資(zi)(zi)(zi)(zi)(zi)產(chan)等長(chang)(chang)期資(zi)(zi)(zi)(zi)(zi)產(chan)支(zhi)出同比增長(chang)(chang)約29%,有(you)效(xiao)(xiao)推(tui)動產(chan)能結(jie)構優(you)化升(sheng)級。外延式并(bing)(bing)購重(zhong)組方(fang)面(mian)(mian),5家(jia)(jia)公(gong)(gong)(gong)(gong)司(si)成(cheng)功完成(cheng)并(bing)(bing)購重(zhong)組,整體質量(liang)有(you)所提升(sheng);三(san)是(shi)部(bu)分龍頭企(qi)業(ye)(ye)韌性(xing)較強。兩(liang)家(jia)(jia)金融(rong)類企(qi)業(ye)(ye)在(zai)A股資(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)場服務業(ye)(ye)中(zhong)排在(zai)前十,兩(liang)家(jia)(jia)實(shi)體企(qi)業(ye)(ye)在(zai)A股電器器材及機械制造、通用設備制造業(ye)(ye)中(zhong)位列前十,得(de)益于基礎(chu)消(xiao)費需求穩定增長(chang)(chang),下游消(xiao)費品行業(ye)(ye)經(jing)營(ying)(ying)業(ye)(ye)績持(chi)(chi)續(xu)向好(hao);四是(shi)股東回報(bao)意識持(chi)(chi)續(xu)加(jia)強。2019年(nian)(nian)(nian),新(xin)疆(jiang)上市(shi)(shi)公(gong)(gong)(gong)(gong)司(si)延續(xu)了重(zhong)視股東回報(bao)的(de)優(you)良(liang)傳統,推(tui)出分紅方(fang)案家(jia)(jia)數占全部(bu)盈利公(gong)(gong)(gong)(gong)司(si)家(jia)(jia)數的(de)57%,年(nian)(nian)(nian)度(du)累計現(xian)金分紅金額占凈利潤總(zong)額的(de)27.98%。同時上市(shi)(shi)公(gong)(gong)(gong)(gong)司(si)積(ji)極履行社會(hui)責(ze)任,在(zai)扶貧環保、員工(gong)就業(ye)(ye)保障(zhang)等方(fang)面(mian)(mian)做出突出貢獻。在(zai)年(nian)(nian)(nian)初(chu)新(xin)冠肺炎疫情發(fa)生(sheng)(sheng)后,通過積(ji)極捐資(zi)(zi)(zi)(zi)(zi)捐物(wu)、支(zhi)持(chi)(chi)防疫物(wu)資(zi)(zi)(zi)(zi)(zi)供應、保障(zhang)群眾基本(ben)生(sheng)(sheng)活供給等多種(zhong)方(fang)式為抗擊疫情貢獻了新(xin)疆(jiang)力量(liang)。

  郭元忠(zhong)表示,新證券法在第(di)六章新設(she)“投(tou)資(zi)者保(bao)護”專章,調(diao)(diao)整完善(shan)了加(jia)大(da)投(tou)資(zi)者保(bao)護重大(da)基礎制(zhi)度(du),突出強調(diao)(diao)對投(tou)資(zi)者的保(bao)護,這就(jiu)要求(qiu)監(jian)(jian)管(guan)(guan)部(bu)門要更加(jia)踐(jian)行以(yi)人民(min)為(wei)中心發(fa)展(zhan)(zhan)思想,堅持上(shang)市(shi)(shi)公司監(jian)(jian)管(guan)(guan)工作(zuo)的初(chu)心使命,推動提高上(shang)市(shi)(shi)公司質量,給投(tou)資(zi)者一個(ge)真實(shi)、透明、合規的上(shang)市(shi)(shi)公司。各項工作(zuo)要繼續(xu)堅持“四個(ge)敬畏、一個(ge)合力”監(jian)(jian)管(guan)(guan)理(li)念,以(yi)防風(feng)險、強監(jian)(jian)管(guan)(guan)、促發(fa)展(zhan)(zhan)為(wei)抓(zhua)手,強化上(shang)市(shi)(shi)公司科學監(jian)(jian)管(guan)(guan)、分類監(jian)(jian)管(guan)(guan)、專業監(jian)(jian)管(guan)(guan)和持續(xu)監(jian)(jian)管(guan)(guan),維護資(zi)本(ben)市(shi)(shi)場平穩運行,切實(shi)保(bao)護投(tou)資(zi)者合法權益(yi)。

  一(yi)是(shi)切實守(shou)住風(feng)(feng)險(xian)(xian)(xian)底(di)線(xian),維(wei)護(hu)轄(xia)區資本(ben)市(shi)(shi)場穩定(ding)。當前內(nei)外部環境嚴(yan)峻復雜,經(jing)(jing)濟下行壓(ya)力大(da)(da),經(jing)(jing)營(ying)風(feng)(feng)險(xian)(xian)(xian)、流動(dong)性(xing)風(feng)(feng)險(xian)(xian)(xian)、信用風(feng)(feng)險(xian)(xian)(xian)依然較(jiao)為突出,股(gu)票(piao)質押風(feng)(feng)險(xian)(xian)(xian)、重點公(gong)司(si)(si)個案風(feng)(feng)險(xian)(xian)(xian)處置(zhi)(zhi)難度大(da)(da),新(xin)疆證監(jian)局(ju)始終堅持(chi)底(di)線(xian)思(si)維(wei),保持(chi)監(jian)管定(ding)力,加(jia)強(qiang)預警預判和應(ying)急處置(zhi)(zhi),分(fen)類施策、精準拆彈,牢(lao)牢(lao)守(shou)住不發生(sheng)系統(tong)性(xing)、區域性(xing)金融風(feng)(feng)險(xian)(xian)(xian)的(de)底(di)線(xian)。風(feng)(feng)險(xian)(xian)(xian)公(gong)司(si)(si)占(zhan)比從(cong)2019年初的(de)40%降至目前的(de)28%。在股(gu)票(piao)質押風(feng)(feng)險(xian)(xian)(xian)化(hua)解(jie)(jie)方(fang)面(mian),始終堅持(chi)“減存(cun)量(liang)、遏增量(liang)”的(de)原則,按照(zhao)“一(yi)司(si)(si)一(yi)策、分(fen)類推動(dong)”的(de)工作方(fang)案,加(jia)強(qiang)監(jian)管推動(dong)和政策宣(xuan)傳(chuan),多方(fang)合力,從(cong)2019年至今(jin)轄(xia)區大(da)(da)股(gu)東高比例(li)質押公(gong)司(si)(si)減少6家。在處置(zhi)(zhi)個案上市(shi)(shi)公(gong)司(si)(si)重大(da)(da)風(feng)(feng)險(xian)(xian)(xian)方(fang)面(mian),建立并發揮自治區協調(diao)聯動(dong)工作機制優勢(shi),多措并舉、積極穩妥推動(dong)解(jie)(jie)決部分(fen)公(gong)司(si)(si)的(de)較(jiao)大(da)(da)風(feng)(feng)險(xian)(xian)(xian)事(shi)(shi)項,嚴(yan)防風(feng)(feng)險(xian)(xian)(xian)外溢。針對商(shang)譽減值風(feng)(feng)險(xian)(xian)(xian),建立臺賬、嚴(yan)密監(jian)測(ce),持(chi)續關注并購(gou)重組中(zhong)“高估值、高商(shang)譽、高業績承諾”情況,加(jia)強(qiang)事(shi)(shi)前、事(shi)(shi)中(zhong)、事(shi)(shi)后全過程(cheng)監(jian)管,督(du)促公(gong)司(si)(si)規(gui)范信息披露,依法(fa)維(wei)護(hu)自身權益,防范“黑天鵝”事(shi)(shi)件發生(sheng)。

  二是切實(shi)(shi)(shi)加強上市(shi)(shi)公司(si)(si)監(jian)(jian)管,落實(shi)(shi)(shi)監(jian)(jian)管職責保護投(tou)資(zi)者(zhe)利(li)益。新疆證監(jian)(jian)局以信息(xi)披(pi)露為中心,實(shi)(shi)(shi)施差異化(hua)監(jian)(jian)管,盯住“關鍵少數”,加大(da)現(xian)(xian)場(chang)檢(jian)查(cha)力度(du),2019年(nian)組(zu)織上市(shi)(shi)公司(si)(si)各(ge)類(lei)現(xian)(xian)場(chang)檢(jian)查(cha)30家次。開(kai)展上市(shi)(shi)公司(si)(si)治理專項行動,將“雙隨機”檢(jian)查(cha)與(yu)投(tou)資(zi)者(zhe)保護等(deng)(deng)專項檢(jian)查(cha)有機結合。以募集資(zi)金專項檢(jian)查(cha)為抓手引導公司(si)(si)聚焦主業發展。堅決打擊信息(xi)披(pi)露違(wei)規(gui)、內幕交易、資(zi)金占用、違(wei)規(gui)擔保、財務(wu)欺詐等(deng)(deng)侵害投(tou)資(zi)者(zhe)合法權益的(de)違(wei)法違(wei)規(gui)行為,2019年(nian)以來出(chu)具各(ge)類(lei)監(jian)(jian)管措施71份,對7家公司(si)(si)立案稽查(cha)。督促上市(shi)(shi)公司(si)(si)、大(da)股東講真話、做真賬,提高(gao)公司(si)(si)透(tou)明度(du),凈化(hua)市(shi)(shi)場(chang)生態,實(shi)(shi)(shi)現(xian)(xian)與(yu)投(tou)資(zi)者(zhe)的(de)良性互動,推動形成(cheng)敬畏(wei)投(tou)資(zi)者(zhe)的(de)良好氛圍。

  三是(shi)堅(jian)(jian)持服務與(yu)監管并(bing)重,促進新(xin)疆(jiang)多層(ceng)次資(zi)(zi)(zi)(zi)(zi)(zi)(zi)本(ben)(ben)市(shi)(shi)(shi)場(chang)發(fa)展,開展形(xing)式多樣(yang)的(de)投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)實(shi)(shi)踐。支持轄區(qu)(qu)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)利用資(zi)(zi)(zi)(zi)(zi)(zi)(zi)本(ben)(ben)市(shi)(shi)(shi)場(chang)直(zhi)接(jie)融(rong)資(zi)(zi)(zi)(zi)(zi)(zi)(zi),通過并(bing)購重組(zu)提升(sheng)發(fa)展實(shi)(shi)力,推(tui)(tui)動(dong)兵團上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)加(jia)(jia)快(kuai)市(shi)(shi)(shi)場(chang)化改(gai)革。鼓勵(li)轄區(qu)(qu)企(qi)(qi)業(ye)加(jia)(jia)快(kuai)改(gai)制(zhi)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)步(bu)伐(fa),重點支持旅(lv)游、能源等新(xin)疆(jiang)優勢產業(ye)首發(fa)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)和(he)融(rong)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)發(fa)展。加(jia)(jia)強對科創(chuang)板(ban)、創(chuang)業(ye)板(ban)、新(xin)三板(ban)等重大改(gai)革的(de)宣傳培(pei)(pei)(pei)訓(xun)和(he)后(hou)備(bei)企(qi)(qi)業(ye)摸底調(diao)研,建立完善后(hou)備(bei)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)源庫(ku)。去(qu)年以來,新(xin)增報會在(zai)審(shen)企(qi)(qi)業(ye)3家,首批申(shen)報創(chuang)業(ye)板(ban)注冊制(zhi)在(zai)審(shen)企(qi)(qi)業(ye)1家。另外(wai),擬在(zai)今(jin)(jin)年申(shen)報科創(chuang)板(ban)企(qi)(qi)業(ye)3家、申(shen)報創(chuang)業(ye)板(ban)企(qi)(qi)業(ye)3家,公(gong)(gong)開發(fa)行(xing)(xing)股(gu)票并(bing)在(zai)精選(xuan)層(ceng)掛牌(pai)的(de)輔(fu)導備(bei)案新(xin)三板(ban)企(qi)(qi)業(ye)1家。扎實(shi)(shi)推(tui)(tui)進投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)工作(zuo)。在(zai)“5·15全國投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)宣傳日”當(dang)天,以“心系投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe) 攜手(shou)共行(xing)(xing)動(dong)”為主題,組(zu)織(zhi)動(dong)員轄區(qu)(qu)各方(fang)力量同(tong)步(bu)開展形(xing)式多樣(yang)的(de)投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)宣傳活動(dong),向上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)下發(fa)《關于開展“誠(cheng)實(shi)(shi)守信(xin) 做(zuo)受尊(zun)敬的(de)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)”投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)專(zhuan)項(xiang)行(xing)(xing)動(dong)自(zi)查工作(zuo)的(de)通知》,開展投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)咨(zi)詢(xun)電話接(jie)聽情況專(zhuan)項(xiang)檢查,督促轄區(qu)(qu)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)堅(jian)(jian)決維(wei)(wei)護(hu)投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)利益,依法(fa)誠(cheng)信(xin)經(jing)營(ying),完善信(xin)息披(pi)露制(zhi)度,加(jia)(jia)強投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)工作(zuo),暢通投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)溝通渠(qu)道(dao),尤其要在(zai)當(dang)前疫情防控常態化形(xing)勢下有針對性地做(zuo)好投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)工作(zuo),維(wei)(wei)護(hu)轄區(qu)(qu)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)本(ben)(ben)市(shi)(shi)(shi)場(chang)良(liang)好形(xing)象。此外(wai),指導支持上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)協(xie)會充分發(fa)揮自(zi)律和(he)服務職能,以季度例會、專(zhuan)題座(zuo)談會、培(pei)(pei)(pei)訓(xun)會等方(fang)式搭建培(pei)(pei)(pei)訓(xun)交流平臺(tai),解讀政策(ce)新(xin)規、傳遞(di)監管理念,2019年累計培(pei)(pei)(pei)訓(xun)市(shi)(shi)(shi)場(chang)主體(ti)(ti)1100余(yu)家次、1400余(yu)人次。今(jin)(jin)年以來應對疫情影響(xiang),組(zu)織(zhi)線(xian)上(shang)(shang)(shang)(shang)培(pei)(pei)(pei)訓(xun)、云(yun)參觀、投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)網上(shang)(shang)(shang)(shang)集體(ti)(ti)接(jie)待日、《股(gu)東來了》2020投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)權益知識競賽等活動(dong),推(tui)(tui)動(dong)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)董事(shi)、監事(shi)、高(gao)級管理人員積(ji)極學習證(zheng)券法(fa)律法(fa)規,自(zi)覺(jue)提高(gao)誠(cheng)信(xin)合(he)規意識。推(tui)(tui)動(dong)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)和(he)投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)實(shi)(shi)現(xian)良(liang)好互動(dong),讓(rang)投資(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)(bao)(bao)護(hu)工作(zuo)更加(jia)(jia)體(ti)(ti)現(xian)出(chu)看得(de)見、摸得(de)著、感(gan)受深的(de)效果。

  郭元(yuan)忠強調(diao),上(shang)(shang)市公(gong)(gong)(gong)(gong)司質(zhi)(zhi)量(liang)的提(ti)高和投資者合法(fa)權(quan)益的保護是一個需要長期堅(jian)(jian)持(chi)、持(chi)續推(tui)進的過程。新疆證監(jian)局將認真貫徹落實證監(jian)會關于推(tui)動(dong)提(ti)高上(shang)(shang)市公(gong)(gong)(gong)(gong)司質(zhi)(zhi)量(liang)相(xiang)關工作部署,結合轄區(qu)實際,制定細化落實方(fang)案和具體(ti)措施,堅(jian)(jian)決把(ba)提(ti)高上(shang)(shang)市公(gong)(gong)(gong)(gong)司質(zhi)(zhi)量(liang)作為工作的重中之重,加大落實力度,堅(jian)(jian)持(chi)監(jian)管與服(fu)務并舉(ju)、規(gui)范(fan)(fan)與發展并重,支(zhi)持(chi)上(shang)(shang)市公(gong)(gong)(gong)(gong)司發揮平臺優勢和示范(fan)(fan)帶頭作用,引導(dao)上(shang)(shang)市公(gong)(gong)(gong)(gong)司擔負起自(zi)我規(gui)范(fan)(fan)、自(zi)我提(ti)高、自(zi)我完善的直接責(ze)任、第一責(ze)任,努力提(ti)升轄區(qu)上(shang)(shang)市公(gong)(gong)(gong)(gong)司信息披露質(zhi)(zhi)量(liang)和規(gui)范(fan)(fan)運(yun)作水平。

  在優化(hua)發(fa)展(zhan)增(zeng)量(liang)方(fang)面,新(xin)(xin)疆(jiang)證監(jian)局將采取各(ge)項有(you)(you)力(li)措(cuo)施推動(dong)(dong)資(zi)本市(shi)場(chang)(chang)各(ge)項重大(da)改(gai)革(ge)和證監(jian)會關(guan)于(yu)新(xin)(xin)疆(jiang)的特殊支(zhi)持政策在轄區不斷落地生(sheng)根。加大(da)科創(chuang)板、創(chuang)業(ye)(ye)板注(zhu)冊制改(gai)革(ge)以及新(xin)(xin)三板市(shi)場(chang)(chang)改(gai)革(ge)政策的宣(xuan)傳力(li)度(du),引導(dao)(dao)各(ge)方(fang)優化(hua)發(fa)展(zhan)理念,搶抓(zhua)發(fa)展(zhan)機(ji)遇(yu)。會同(tong)自(zi)治區各(ge)地各(ge)部門挖掘和培育上市(shi)資(zi)源,進一步加強(qiang)改(gai)制、輔導(dao)(dao)、上市(shi)梯隊建設,推動(dong)(dong)更多符(fu)合自(zi)治區整體發(fa)展(zhan)戰略(lve)和資(zi)源優勢的企(qi)業(ye)(ye)上市(shi),通過資(zi)本市(shi)場(chang)(chang)平臺發(fa)展(zhan)壯(zhuang)大(da)。加大(da)對優質(zhi)(zhi)重點公司的支(zhi)持力(li)度(du),優化(hua)輔導(dao)(dao)監(jian)管(guan)工作機(ji)制,督促中介機(ji)構發(fa)揮(hui)專(zhuan)業(ye)(ye)優勢提高輔導(dao)(dao)工作質(zhi)(zhi)效,在夯實企(qi)業(ye)(ye)上市(shi)申(shen)報質(zhi)(zhi)量(liang)的基礎上明確時間表和路線圖(tu),有(you)(you)序(xu)加快企(qi)業(ye)(ye)上市(shi)步伐。

  郭元(yuan)忠(zhong)指出(chu),投資(zi)(zi)(zi)者(zhe)保(bao)(bao)(bao)(bao)護(hu)(hu)工(gong)作仍將是新(xin)(xin)疆證(zheng)監(jian)(jian)(jian)局(ju)(ju)工(gong)作的重要著(zhu)力點。新(xin)(xin)疆證(zheng)監(jian)(jian)(jian)局(ju)(ju)將深入(ru)貫(guan)徹落(luo)實證(zheng)監(jian)(jian)(jian)會關于投資(zi)(zi)(zi)者(zhe)保(bao)(bao)(bao)(bao)護(hu)(hu)工(gong)作的部署,推進新(xin)(xin)證(zheng)券法(fa)(fa)落(luo)地實施,督促市場主體(ti)嚴(yan)格(ge)(ge)執行信息披露、公司(si)治理(li)、適當(dang)性管理(li)、權益救濟等方面的制度(du)要求,嚴(yan)厲打(da)擊財務(wu)造假、欺詐發行、資(zi)(zi)(zi)金占用(yong)、違(wei)規(gui)擔保(bao)(bao)(bao)(bao)等違(wei)法(fa)(fa)違(wei)規(gui)行為,維護(hu)(hu)好(hao)(hao)中小(xiao)投資(zi)(zi)(zi)者(zhe)合法(fa)(fa)權益。新(xin)(xin)疆證(zheng)監(jian)(jian)(jian)局(ju)(ju)將認(ren)真做好(hao)(hao)疫情防控(kong)期間投資(zi)(zi)(zi)者(zhe)保(bao)(bao)(bao)(bao)護(hu)(hu)工(gong)作,確保(bao)(bao)(bao)(bao)投訴渠道暢通,積極利用(yong)網(wang)上線上等多種服務(wu)方式,不斷提升(sheng)投資(zi)(zi)(zi)者(zhe)保(bao)(bao)(bao)(bao)護(hu)(hu)水平。加(jia)強監(jian)(jian)(jian)管協作,進一步完善轄區證(zheng)券期貨糾(jiu)紛多元(yuan)化(hua)解機(ji)制,綜(zong)合運用(yong)行政、調解、仲裁、司(si)法(fa)(fa)等手段,高(gao)效(xiao)、便(bian)捷化(hua)解糾(jiu)紛矛盾,不斷構(gou)建良好(hao)(hao)的投資(zi)(zi)(zi)者(zhe)保(bao)(bao)(bao)(bao)護(hu)(hu)工(gong)作格(ge)(ge)局(ju)(ju)。

中證網聲明:凡本網注明“來源:中國證券報·中證網”的所有作品,版權均屬于中國證券報、中證網。中國證券報·中證網與作品作者聯合聲明,任何組織未經中國證券報、中證網以及作者書面授權不得轉載、摘編或利用其它方式使用上述作品。凡本網注明來源非中國證券報·中證網的作品,均轉載自其它媒體,轉載目的在于更好服務讀者、傳遞信息之需,并不代表本網贊同其觀點,本網亦不對其真實性負責,持異議者應與原出處單位主張權利。