中(zhong)(zhong)(zhong)(zhong)證(zheng)網訊（記者(zhe) 胡雨(yu)）中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)券(quan)(quan)報(bao)記者(zhe)9月8日(ri)獲悉，為更好地提供資(zi)本市(shi)(shi)場行業(ye)基礎性服(fu)(fu)(fu)務，服(fu)(fu)(fu)務證(zheng)券(quan)(quan)公(gong)(gong)司數字(zi)化轉型，2020年9月7日(ri)，中(zhong)(zhong)(zhong)(zhong)證(zheng)機(ji)構間報(bao)價系統股份有(you)限(xian)公(gong)(gong)司（下稱“中(zhong)(zhong)(zhong)(zhong)證(zheng)報(bao)價”）在北京組織召開了中(zhong)(zhong)(zhong)(zhong)證(zheng)易(yi)簽(qian)服(fu)(fu)(fu)務證(zheng)券(quan)(quan)行業(ye)暨(ji)電子簽(qian)約(yue)服(fu)(fu)(fu)務證(zheng)券(quan)(quan)公(gong)(gong)司代銷業(ye)務座(zuo)談(tan)(tan)會(hui)。中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)券(quan)(quan)投資(zi)基金業(ye)協會(hui)秘書長(chang)陳春艷、中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)券(quan)(quan)業(ye)協會(hui)副秘書長(chang)李亞(ya)琳(lin)參加(jia)會(hui)議并(bing)講(jiang)話(hua)。公(gong)(gong)安部(bu)第一研究所、全(quan)國(guo)公(gong)(gong)民身(shen)份證(zheng)號碼(ma)查詢服(fu)(fu)(fu)務中(zhong)(zhong)(zhong)(zhong)心、中(zhong)(zhong)(zhong)(zhong)盾安信相關領導，中(zhong)(zhong)(zhong)(zhong)信證(zheng)券(quan)(quan)、海通(tong)證(zheng)券(quan)(quan)、招商(shang)(shang)證(zheng)券(quan)(quan)、中(zhong)(zhong)(zhong)(zhong)金公(gong)(gong)司等20家券(quan)(quan)商(shang)(shang)負責(ze)托管業(ye)務和財(cai)務管理(li)業(ye)務的負責(ze)人通(tong)過現場或遠程方式參加(jia)了座(zuo)談(tan)(tan)會(hui)。中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)監會(hui)機(ji)構部(bu)、市(shi)(shi)場二部(bu)相關同志參加(jia)了座(zuo)談(tan)(tan)會(hui)。

　　李亞(ya)琳在(zai)(zai)座談會致辭中表(biao)示(shi)，當前(qian)(qian)證券公(gong)司數字化轉型發(fa)(fa)展(zhan)(zhan)應(ying)主(zhu)動(dong)契(qi)合時代發(fa)(fa)展(zhan)(zhan)背(bei)景，科(ke)(ke)技與金(jin)融結(jie)合是(shi)當今世界(jie)面臨(lin)的(de)(de)問題，世界(jie)各國都(dou)在(zai)(zai)大力(li)推動(dong)智(zhi)能(neng)金(jin)融的(de)(de)發(fa)(fa)展(zhan)(zhan)。證券行業(ye)(ye)(ye)推進金(jin)融科(ke)(ke)技融合發(fa)(fa)展(zhan)(zhan)，必須清晰(xi)的(de)(de)認識和深刻的(de)(de)理解(jie)當前(qian)(qian)資本市場改(gai)革(ge)和發(fa)(fa)展(zhan)(zhan)的(de)(de)時代背(bei)景，聚焦服務實(shi)體經濟，防范金(jin)融風險，深化金(jin)融改(gai)革(ge)，順應(ying)時代開拓創新(xin)(xin)，有所作(zuo)(zuo)為。他指出當前(qian)(qian)證券公(gong)司數字化轉型發(fa)(fa)展(zhan)(zhan)應(ying)主(zhu)動(dong)契(qi)合以下行業(ye)(ye)(ye)發(fa)(fa)展(zhan)(zhan)趨勢(shi)：一是(shi)行業(ye)(ye)(ye)更(geng)(geng)加重視誠信建設；二是(shi)行政監管(guan)和自律(lv)監管(guan)更(geng)(geng)加注(zhu)(zhu)重加強事中監管(guan)；三(san)是(shi)行業(ye)(ye)(ye)創新(xin)(xin)發(fa)(fa)展(zhan)(zhan)更(geng)(geng)加注(zhu)(zhu)重業(ye)(ye)(ye)務創新(xin)(xin)和合規(gui)風控平衡；四是(shi)更(geng)(geng)加注(zhu)(zhu)重智(zhi)能(neng)金(jin)融的(de)(de)發(fa)(fa)展(zhan)(zhan)作(zuo)(zuo)用；五是(shi)場外(wai)市場走(zou)向集中統(tong)一監測監控。

　　李亞(ya)琳對報(bao)價系統圍(wei)繞行業(ye)數字化轉型，在(zai)場外監(jian)測監(jian)控和行業(ye)公共(gong)服(fu)務(wu)等方(fang)面進行的(de)積極探索，以及以中證易簽(qian)為抓手，為證券行業(ye)提(ti)供便(bian)捷(jie)、高效、安全的(de)電子簽(qian)約服(fu)務(wu)表示(shi)充分(fen)肯定。

　　座談會通報了(le)(le)中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)易(yi)簽服務(wu)(wu)證(zheng)(zheng)(zheng)(zheng)(zheng)券公(gong)(gong)司(si)(si)(si)代(dai)(dai)(dai)銷(xiao)業務(wu)(wu)的(de)情況，并(bing)由中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)報價執行(xing)委員張大威在(zai)會上(shang)(shang)(shang)宣布中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)易(yi)簽服務(wu)(wu)證(zheng)(zheng)(zheng)(zheng)(zheng)券公(gong)(gong)司(si)(si)(si)代(dai)(dai)(dai)銷(xiao)業務(wu)(wu)正式上(shang)(shang)(shang)線(xian)，方正證(zheng)(zheng)(zheng)(zheng)(zheng)券、東吳證(zheng)(zheng)(zheng)(zheng)(zheng)券作為(wei)(wei)首批兩(liang)家在(zai)代(dai)(dai)(dai)銷(xiao)業務(wu)(wu)與中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)易(yi)簽合作的(de)機構，在(zai)會上(shang)(shang)(shang)現(xian)場(chang)演示了(le)(le)嵌入(ru)中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)易(yi)簽服務(wu)(wu)后的(de)證(zheng)(zheng)(zheng)(zheng)(zheng)券公(gong)(gong)司(si)(si)(si)代(dai)(dai)(dai)銷(xiao)業務(wu)(wu)全線(xian)上(shang)(shang)(shang)化(hua)流程，招商證(zheng)(zheng)(zheng)(zheng)(zheng)券、拾(shi)貝投資(zi)作為(wei)(wei)托管券商和管理人代(dai)(dai)(dai)表(biao)在(zai)會上(shang)(shang)(shang)作了(le)(le)發(fa)言。隨后，與會代(dai)(dai)(dai)表(biao)就中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)(zheng)易(yi)簽如何(he)更進(jin)一步(bu)為(wei)(wei)行(xing)業服務(wu)(wu)，助力證(zheng)(zheng)(zheng)(zheng)(zheng)券公(gong)(gong)司(si)(si)(si)數字(zi)化(hua)轉型進(jin)行(xing)了(le)(le)深入(ru)熱烈討論。

　　在(zai)(zai)座(zuo)談環節，參會證(zheng)(zheng)券(quan)(quan)公(gong)司(si)對線上簽(qian)(qian)約(yue)(yue)(yue)(yue)方(fang)式表(biao)示(shi)強烈的興趣與認(ren)可(ke)，各(ge)家券(quan)(quan)商都表(biao)示(shi)，當前傳統線下紙質合同(tong)(tong)存在(zai)(zai)很多弊端，成(cheng)本高(gao)、效(xiao)(xiao)率低，還存在(zai)(zai)“陰陽合同(tong)(tong)”、“蘿卜章”風險。盡快推進(jin)(jin)電(dian)(dian)子(zi)(zi)簽(qian)(qian)約(yue)(yue)(yue)(yue)方(fang)式有(you)助于促(cu)進(jin)(jin)行(xing)業(ye)(ye)無紙化(hua)、數(shu)字(zi)化(hua)、專業(ye)(ye)化(hua)集(ji)中運營管(guan)理，強化(hua)第三方(fang)監(jian)督，有(you)效(xiao)(xiao)地保護投(tou)資者權益(yi)，并(bing)在(zai)(zai)疫情(qing)期(qi)間充分發揮非接(jie)觸式遠程簽(qian)(qian)署優勢。但銀(yin)河(he)證(zheng)(zheng)券(quan)(quan)、中信建投(tou)等(deng)多家券(quan)(quan)商也表(biao)示(shi)，現(xian)階(jie)段還有(you)很多簽(qian)(qian)署人對新興的線上簽(qian)(qian)署方(fang)式依然心存疑慮，一(yi)是擔心電(dian)(dian)子(zi)(zi)合同(tong)(tong)文(wen)件(jian)(jian)的證(zheng)(zheng)據(ju)(ju)效(xiao)(xiao)果(guo)；二是擔心數(shu)據(ju)(ju)安全、隱私保護和利益(yi)沖突等(deng)問題(ti)。中金公(gong)司(si)、方(fang)正證(zheng)(zheng)券(quan)(quan)等(deng)多家機構(gou)(gou)表(biao)示(shi)電(dian)(dian)子(zi)(zi)簽(qian)(qian)約(yue)(yue)(yue)(yue)需要有(you)公(gong)信力(li)的獨立(li)第三方(fang)機構(gou)(gou)建設(she)(she)，行(xing)業(ye)(ye)自(zi)建電(dian)(dian)子(zi)(zi)簽(qian)(qian)約(yue)(yue)(yue)(yue)系統雖然具有(you)個性(xing)(xing)化(hua)的優勢，但缺少(shao)了行(xing)業(ye)(ye)普遍性(xing)(xing)，存在(zai)(zai)重復建設(she)(she)、系統隔離、數(shu)據(ju)(ju)融合困難(nan)等(deng)種種問題(ti)。中證(zheng)(zheng)報價在(zai)(zai)監(jian)管(guan)和自(zi)律(lv)機構(gou)(gou)指導下建設(she)(she)中證(zheng)(zheng)易簽(qian)(qian)，對外(wai)提供行(xing)業(ye)(ye)基礎設(she)(she)施(shi)服務(wu)意義(yi)重大(da)。與會代(dai)表(biao)呼吁(yu)監(jian)管(guan)或(huo)自(zi)律(lv)機構(gou)(gou)盡快出臺行(xing)業(ye)(ye)電(dian)(dian)子(zi)(zi)簽(qian)(qian)約(yue)(yue)(yue)(yue)相關制(zhi)度，并(bing)組織(zhi)力(li)量對電(dian)(dian)子(zi)(zi)簽(qian)(qian)約(yue)(yue)(yue)(yue)進(jin)(jin)行(xing)存證(zheng)(zheng)舉證(zheng)(zheng)實務(wu)的評價和規范，以便未(wei)來客戶合同(tong)(tong)糾紛(fen)時(shi)相關文(wen)件(jian)(jian)滿(man)足司(si)法(fa)活動需要，并(bing)經得起(qi)司(si)法(fa)檢驗。另外(wai)，與會代(dai)表(biao)也呼吁(yu)在(zai)(zai)監(jian)管(guan)部門和自(zi)律(lv)機構(gou)(gou)支持下把中證(zheng)(zheng)易簽(qian)(qian)做成(cheng)行(xing)業(ye)(ye)可(ke)信賴的平臺，成(cheng)為行(xing)業(ye)(ye)標桿，并(bing)在(zai)(zai)證(zheng)(zheng)券(quan)(quan)行(xing)業(ye)(ye)進(jin)(jin)行(xing)大(da)力(li)推廣。

　　陳(chen)春艷在(zai)(zai)座談環節(jie)結束后發表講話，她表示電子(zi)簽約的(de)(de)優勢顯而易見(jian)，對行(xing)(xing)業(ye)的(de)(de)意義重大，中證報價在(zai)(zai)這方面(mian)作(zuo)了(le)許(xu)多(duo)工作(zuo)和嘗試。在(zai)(zai)證監(jian)會指導下(xia)(xia)，協會自(zi)2018年已組織托管人(ren)、管理人(ren)、電子(zi)合同(tong)(tong)服務(wu)機構(gou)等多(duo)方市(shi)場主體就基金行(xing)(xing)業(ye)電子(zi)合同(tong)(tong)業(ye)務(wu)進行(xing)(xing)了(le)系統性研究，正(zheng)在(zai)(zai)積極推進電子(zi)合同(tong)(tong)業(ye)務(wu)管理辦法的(de)(de)制定(ding)。下(xia)(xia)一步(bu)希望(wang)在(zai)(zai)監(jian)管部門、公安(an)部相關部門以及(ji)市(shi)場機構(gou)的(de)(de)共同(tong)(tong)努(nu)力(li)下(xia)(xia)，把(ba)好事辦好，推動(dong)私(si)募行(xing)(xing)業(ye)更(geng)好健康規范發展。