中證網訊（記(ji)者 彭揚）央行網站4月2日消息，為規(gui)范(fan)金融(rong)控(kong)股公(gong)司(si)董事(shi)(shi)、監(jian)(jian)事(shi)(shi)和(he)高(gao)級管(guan)(guan)理(li)人(ren)(ren)員(yuan)(yuan)的任(ren)職和(he)管(guan)(guan)理(li)，促進(jin)公(gong)司(si)穩健(jian)運營(ying)，近日，中國(guo)人(ren)(ren)民(min)銀行發布《金融(rong)控(kong)股公(gong)司(si)董事(shi)(shi)、監(jian)(jian)事(shi)(shi)、高(gao)級管(guan)(guan)理(li)人(ren)(ren)員(yuan)(yuan)任(ren)職備案管(guan)(guan)理(li)暫行規(gui)定》（簡稱《董監(jian)(jian)高(gao)規(gui)定》）。

　　金(jin)(jin)(jin)融(rong)控(kong)股公司(si)依照金(jin)(jin)(jin)融(rong)機構(gou)管(guan)(guan)(guan)理(li)(li)，具有業務(wu)類型(xing)廣、機構(gou)數量多、關聯性高等特點，其董監高的金(jin)(jin)(jin)融(rong)專(zhuan)業知識、風險管(guan)(guan)(guan)控(kong)能力和合(he)規(gui)經營理(li)(li)念，對于金(jin)(jin)(jin)融(rong)控(kong)股公司(si)及(ji)所控(kong)股機構(gou)的規(gui)范(fan)發(fa)展具有重(zhong)要影響(xiang)。《董監高規(gui)定》充分借(jie)鑒國內外相關監管(guan)(guan)(guan)理(li)(li)論與經驗，認真落實“放管(guan)(guan)(guan)服”改革要求(qiu)，實行(xing)(xing)備(bei)案管(guan)(guan)(guan)理(li)(li)制(zhi)度，對金(jin)(jin)(jin)融(rong)控(kong)股公司(si)董監高的任(ren)職條件、任(ren)職管(guan)(guan)(guan)理(li)(li)、備(bei)案流(liu)程、監督(du)管(guan)(guan)(guan)理(li)(li)等方面進行(xing)(xing)了規(gui)范(fan)。這有助于促進專(zhuan)業管(guan)(guan)(guan)理(li)(li)隊伍(wu)的形成，完善公司(si)治(zhi)理(li)(li)，推動穩(wen)健運營，更好保護金(jin)(jin)(jin)融(rong)機構(gou)和金(jin)(jin)(jin)融(rong)消費者(zhe)合(he)法權益(yi)。

　　《董(dong)監(jian)高(gao)(gao)(gao)規定(ding)》按照人(ren)員(yuan)適(shi)當性原則，結合金融控股公(gong)(gong)司特(te)點，明確董(dong)監(jian)高(gao)(gao)(gao)任(ren)職條件(jian)和備案程(cheng)序(xu)，應具備與崗(gang)位相(xiang)適(shi)應的技(ji)能、經驗(yan)和知識，并加(jia)(jia)強任(ren)職管理，防控關鍵崗(gang)位人(ren)員(yuan)風險，規范兼職、代(dai)為(wei)履職、公(gong)(gong)示人(ren)員(yuan)信(xin)息(xi)等行為(wei)。同時，《董(dong)監(jian)高(gao)(gao)(gao)規定(ding)》明確人(ren)民銀行負(fu)責(ze)對金融控股公(gong)(gong)司董(dong)監(jian)高(gao)(gao)(gao)進行備案和監(jian)督管理，加(jia)(jia)強事中事后監(jian)管，強化責(ze)任(ren)追(zhui)究(jiu)力度。

　　央行稱，下一步，將遵循公(gong)(gong)開(kai)、公(gong)(gong)平、公(gong)(gong)正的原則，依法對金融控(kong)股公(gong)(gong)司(si)董(dong)事、監事、高(gao)級管理人員實施備案管理，推動金融控(kong)股公(gong)(gong)司(si)健康有序發展(zhan)。