中證(zheng)網訊（記者(zhe) 昝秀麗）證(zheng)監(jian)(jian)會12月17日消息，為(wei)進(jin)一步便利跨境(jing)投(tou)融(rong)資(zi)(zi)(zi)、促(cu)進(jin)要(yao)素資(zi)(zi)(zi)源的(de)全球化配置，推進(jin)資(zi)(zi)(zi)本市場制度(du)型(xing)開放，證(zheng)監(jian)(jian)會擬對《關于(yu)上海證(zheng)券交(jiao)(jiao)易(yi)所與(yu)倫敦證(zheng)券交(jiao)(jiao)易(yi)所互聯互通(tong)(tong)存托憑證(zheng)業務的(de)監(jian)(jian)管規(gui)定(試(shi)行)》(中國證(zheng)監(jian)(jian)會公告〔2018〕30號(hao))進(jin)行修(xiu)訂(ding)，修(xiu)訂(ding)后名稱(cheng)暫定為(wei)《境(jing)內(nei)外證(zheng)券交(jiao)(jiao)易(yi)所互聯互通(tong)(tong)存托憑證(zheng)業務監(jian)(jian)管規(gui)定》(簡(jian)稱(cheng)《監(jian)(jian)管規(gui)定》)。

　　據介紹，自(zi)2018年滬(hu)倫(lun)通(tong)(tong)相關政策及配套規則出臺以來，已有4家(jia)上海(hai)證券交易(yi)所(suo)上市(shi)(shi)(shi)公(gong)司成功發(fa)行(xing)(xing)全(quan)球存托(tuo)憑(ping)證(GDR)并在(zai)倫(lun)敦證券交易(yi)所(suo)上市(shi)(shi)(shi)，對(dui)拓寬雙向(xiang)融(rong)資(zi)渠道(dao)、支持實體經濟發(fa)展(zhan)(zhan)發(fa)揮了(le)積極(ji)作(zuo)(zuo)用。在(zai)滬(hu)倫(lun)通(tong)(tong)現(xian)行(xing)(xing)機制下(xia)，有意(yi)(yi)愿的(de)深市(shi)(shi)(shi)上市(shi)(shi)(shi)公(gong)司無法(fa)參與(yu)(yu)發(fa)行(xing)(xing)GDR，境(jing)(jing)外企(qi)業境(jing)(jing)內發(fa)行(xing)(xing)存托(tuo)憑(ping)證暫不能融(rong)資(zi)。市(shi)(shi)(shi)場(chang)(chang)主(zhu)體提(ti)出了(le)優(you)化(hua)(hua)(hua)完善滬(hu)倫(lun)通(tong)(tong)機制的(de)意(yi)(yi)見建議，瑞士(shi)、德(de)國也多次提(ti)出希望與(yu)(yu)我方(fang)(fang)建立資(zi)本市(shi)(shi)(shi)場(chang)(chang)互(hu)(hu)聯互(hu)(hu)通(tong)(tong)合作(zuo)(zuo)機制。為(wei)回應市(shi)(shi)(shi)場(chang)(chang)關切，深化(hua)(hua)(hua)中歐資(zi)本市(shi)(shi)(shi)場(chang)(chang)互(hu)(hu)利合作(zuo)(zuo)，證監會對(dui)現(xian)行(xing)(xing)滬(hu)倫(lun)通(tong)(tong)規則進行(xing)(xing)了(le)修改完善。一是(shi)拓寬適用范圍。境(jing)(jing)內方(fang)(fang)面(mian)，將深交所(suo)符(fu)合條(tiao)件(jian)的(de)上市(shi)(shi)(shi)公(gong)司納(na)入(ru)。境(jing)(jing)外方(fang)(fang)面(mian)，拓展(zhan)(zhan)到瑞士(shi)、德(de)國。二是(shi)允許境(jing)(jing)外發(fa)行(xing)(xing)人融(rong)資(zi)，并采(cai)用市(shi)(shi)(shi)場(chang)(chang)化(hua)(hua)(hua)詢價機制定價。三是(shi)優(you)化(hua)(hua)(hua)持續監管(guan)安排，對(dui)年報披露(lu)內容、權(quan)益變動(dong)披露(lu)義務等持續監管(guan)方(fang)(fang)面(mian)作(zuo)(zuo)出更為(wei)優(you)化(hua)(hua)(hua)和靈活的(de)制度安排。

　　證監會(hui)表示(shi)，歡迎社(she)會(hui)各(ge)界對《監管(guan)規(gui)定(ding)》提(ti)出寶(bao)貴意見，證監會(hui)將根據公(gong)開(kai)征求意見情況做進一步(bu)修(xiu)改完善，履行法定(ding)程序后(hou)盡(jin)快發布實施(shi)。