近期，根(gen)據(ju)科(ke)創板(ban)建設(she)和審核工作(zuo)需要，上交所(suo)啟動(dong)了科(ke)創板(ban)股(gu)票上市(shi)委(wei)員(yuan)(yuan)會(hui)(hui)委(wei)員(yuan)(yuan)增(zeng)補工作(zuo)。昨日(ri)，該上市(shi)委(wei)增(zeng)補委(wei)員(yuan)(yuan)候(hou)選人(ren)名單正式對(dui)外公(gong)示(shi)。證(zheng)券時報記者發現，增(zeng)補委(wei)員(yuan)(yuan)中包含(han)四川(chuan)、廣東(dong)、湖北等共(gong)計(ji)10地證(zheng)監局的監管人(ren)士，全(quan)國股(gu)轉公(gong)司(si)、投服中心(xin)以(yi)及(ji)深(shen)交所(suo)的相關(guan)(guan)負責人(ren)，另(ling)有來(lai)自中國通號等6家(jia)A股(gu)上市(shi)公(gong)司(si)以(yi)及(ji)8名來(lai)自律師事務(wu)所(suo)、會(hui)(hui)計(ji)師事務(wu)所(suo)的相關(guan)(guan)行業(ye)專業(ye)人(ren)士。

　　規則顯示(shi)，上市委審議是科(ke)創(chuang)板發(fa)行上市審核的有機組成部分。近一年多來，設立科(ke)創(chuang)板并試點注冊制(zhi)平穩(wen)落地，公開透明、規范高效、預期明確的審核機制(zhi)得到廣泛認可。在(zai)此過程中，科(ke)創(chuang)板上市委認真履職，發(fa)揮了積極作用。

　　據上(shang)(shang)(shang)交所(suo)介(jie)紹(shao)，本(ben)次增(zeng)(zeng)補上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)委(wei)(wei)(wei)(wei)(wei)員，主(zhu)要基于三(san)方面考(kao)慮，即推進(jin)科(ke)(ke)(ke)創(chuang)板(ban)建設、優化科(ke)(ke)(ke)創(chuang)板(ban)上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)委(wei)(wei)(wei)(wei)(wei)員結(jie)構和(he)保(bao)證(zheng)科(ke)(ke)(ke)創(chuang)板(ban)上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)平(ping)穩(wen)運行。首先(xian)，增(zeng)(zeng)補科(ke)(ke)(ke)創(chuang)板(ban)上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)委(wei)(wei)(wei)(wei)(wei)員，可以(yi)(yi)進(jin)一(yi)步(bu)發揮(hui)科(ke)(ke)(ke)創(chuang)板(ban)促(cu)(cu)進(jin)科(ke)(ke)(ke)技創(chuang)新(xin)的(de)集聚、示(shi)范(fan)和(he)引領作(zuo)用，是建設好(hao)科(ke)(ke)(ke)創(chuang)板(ban)的(de)現實需要。當前和(he)今后(hou)一(yi)段時(shi)期，發行上(shang)(shang)(shang)市(shi)(shi)(shi)審(shen)核工(gong)作(zuo)仍(reng)將保(bao)持較(jiao)高(gao)強度(du)和(he)較(jiao)快節奏，審(shen)核任(ren)務(wu)依(yi)然(ran)比較(jiao)繁(fan)重。增(zeng)(zeng)補上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)委(wei)(wei)(wei)(wei)(wei)員，補充(chong)審(shen)核力量，有(you)助于保(bao)證(zheng)科(ke)(ke)(ke)創(chuang)板(ban)發行上(shang)(shang)(shang)市(shi)(shi)(shi)審(shen)核工(gong)作(zuo)常態化，促(cu)(cu)進(jin)科(ke)(ke)(ke)創(chuang)板(ban)市(shi)(shi)(shi)場穩(wen)步(bu)發展。其次，本(ben)次增(zeng)(zeng)補委(wei)(wei)(wei)(wei)(wei)員，主(zhu)要來(lai)(lai)自證(zheng)券監管系(xi)統、投(tou)資者保(bao)護(hu)機構、上(shang)(shang)(shang)市(shi)(shi)(shi)公司以(yi)(yi)及律師(shi)事務(wu)所(suo)和(he)會計師(shi)事務(wu)所(suo)。增(zeng)(zeng)補委(wei)(wei)(wei)(wei)(wei)員的(de)類(lei)別(bie)和(he)數(shu)量分配，考(kao)慮了現有(you)委(wei)(wei)(wei)(wei)(wei)員的(de)來(lai)(lai)源(yuan)和(he)構成，進(jin)一(yi)步(bu)增(zeng)(zeng)強上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)委(wei)(wei)(wei)(wei)(wei)員在(zai)職業(ye)(ye)、行業(ye)(ye)、專(zhuan)業(ye)(ye)等方面的(de)代(dai)表(biao)性(xing)和(he)均衡(heng)性(xing)，以(yi)(yi)充(chong)分發揮(hui)上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)在(zai)發行上(shang)(shang)(shang)市(shi)(shi)(shi)審(shen)核中的(de)職能作(zuo)用。最后(hou)，有(you)利于保(bao)證(zheng)科(ke)(ke)(ke)創(chuang)板(ban)上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)平(ping)穩(wen)運行。第一(yi)屆上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)成立于2019年4月(yue)，每屆任(ren)期兩(liang)年。現有(you)38名(ming)委(wei)(wei)(wei)(wei)(wei)員任(ren)期將于2021年4月(yue)結(jie)束(shu)，本(ben)次增(zeng)(zeng)補上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)委(wei)(wei)(wei)(wei)(wei)員的(de)兩(liang)年任(ren)期，將從后(hou)續正式聘任(ren)時(shi)起(qi)算。由此，可以(yi)(yi)避免本(ben)屆首批上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)委(wei)(wei)(wei)(wei)(wei)員到(dao)期更換或(huo)續聘給(gei)上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)履職穩(wen)定性(xing)和(he)連(lian)續性(xing)帶來(lai)(lai)的(de)影(ying)響，保(bao)障(zhang)上(shang)(shang)(shang)市(shi)(shi)(shi)委(wei)(wei)(wei)(wei)(wei)工(gong)作(zuo)的(de)平(ping)穩(wen)有(you)序銜(xian)接。

　　記者(zhe)了解到，本次公(gong)示(shi)的委員候(hou)(hou)選人(ren)，由相關單位和(he)(he)機構按照上市委委員任(ren)職條件及(ji)有關程(cheng)序(xu)推(tui)薦產(chan)(chan)生。為此，上交所組建了遴選委員會，對推(tui)薦人(ren)選進(jin)行(xing)(xing)審議，產(chan)(chan)生了27名(ming)候(hou)(hou)選人(ren)，按照方案和(he)(he)程(cheng)序(xu)進(jin)行(xing)(xing)公(gong)示(shi)。公(gong)示(shi)期不少于5個工作日。公(gong)示(shi)結束后，上交所將按照規定程(cheng)序(xu)對委員候(hou)(hou)選人(ren)進(jin)行(xing)(xing)面談(tan)、遴選，預計新增聘(pin)任(ren)委員20名(ming)左(zuo)右。（朱凱）