上海萊士(shi)復牌后三個交(jiao)易日連續跌停,公(gong)司(si)控股股東迎來一股“寒(han)意”。
12月(yue)11日晚,上(shang)海(hai)萊(lai)士(shi)公(gong)告稱,收(shou)到控股(gu)(gu)股(gu)(gu)東(dong)科(ke)(ke)(ke)(ke)瑞天(tian)誠(cheng)投(tou)資(zi)(zi)控股(gu)(gu)有限(xian)公(gong)司(si)(“科(ke)(ke)(ke)(ke)瑞天(tian)誠(cheng)”)函告,獲(huo)悉科(ke)(ke)(ke)(ke)瑞天(tian)誠(cheng)質(zhi)押(ya)(ya)(ya)給國泰(tai)君(jun)安(an)(an)的1913萬(wan)股(gu)(gu)上(shang)海(hai)萊(lai)士(shi)股(gu)(gu)票、科(ke)(ke)(ke)(ke)瑞天(tian)誠(cheng)一(yi)致行動人寧波科(ke)(ke)(ke)(ke)瑞金(jin)(jin)鼎(ding)投(tou)資(zi)(zi)合(he)伙企業(有限(xian)合(he)伙)(“科(ke)(ke)(ke)(ke)瑞金(jin)(jin)鼎(ding)”)質(zhi)押(ya)(ya)(ya)給國泰(tai)君(jun)安(an)(an)的6662.1萬(wan)股(gu)(gu)上(shang)海(hai)萊(lai)士(shi)股(gu)(gu)票,合(he)計8575.1萬(wan)股(gu)(gu)股(gu)(gu)票質(zhi)押(ya)(ya)(ya)式(shi)回購交易因部分金(jin)(jin)額逾期構成(cheng)違約(yue)。如未(wei)能達成(cheng)一(yi)致,國泰(tai)君(jun)安(an)(an)有權對質(zhi)押(ya)(ya)(ya)標的證券進行違約(yue)處置,可能導致科(ke)(ke)(ke)(ke)瑞天(tian)誠(cheng)、科(ke)(ke)(ke)(ke)瑞金(jin)(jin)鼎(ding)被動減(jian)持(chi)。公(gong)司(si)同時(shi)公(gong)告,因近期股(gu)(gu)價(jia)跌幅(fu)較大,控股(gu)(gu)股(gu)(gu)東(dong)科(ke)(ke)(ke)(ke)瑞天(tian)誠(cheng)、萊(lai)士(shi)中國有限(xian)公(gong)司(si)(“萊(lai)士(shi)中國”)相關的三個資(zi)(zi)管(guan)計劃凈值觸及(ji)平倉線,存在平倉風險。
控股(gu)股(gu)東質押股(gu)份違約
截至(zhi)2018年(nian)12月10日,科瑞天誠共(gong)持(chi)有(you)(you)上(shang)海(hai)(hai)萊士股(gu)(gu)(gu)份15.96億(yi)(yi)(yi)股(gu)(gu)(gu),占(zhan)總(zong)(zong)股(gu)(gu)(gu)本的32.07%;科瑞金鼎持(chi)有(you)(you)4.59%股(gu)(gu)(gu)份。科瑞天誠質押15.11億(yi)(yi)(yi)股(gu)(gu)(gu),占(zhan)上(shang)海(hai)(hai)萊士總(zong)(zong)股(gu)(gu)(gu)本的30.36%;科瑞天誠及(ji)其(qi)一致(zhi)行動(dong)人科瑞集(ji)團有(you)(you)限公司(“科瑞集(ji)團”)、科瑞金鼎共(gong)持(chi)有(you)(you)上(shang)海(hai)(hai)萊士18.33億(yi)(yi)(yi)股(gu)(gu)(gu),合計(ji)質押17.47億(yi)(yi)(yi)股(gu)(gu)(gu),占(zhan)上(shang)海(hai)(hai)萊士總(zong)(zong)股(gu)(gu)(gu)本的35.12%。
上海萊士(shi)表示,發(fa)生上述情形,科瑞天誠、科瑞金(jin)鼎的(de)質權人國泰君(jun)安將根據規定自公告發(fa)布之(zhi)日起15個交(jiao)易(yi)(yi)(yi)日(針對集中(zhong)競價交(jiao)易(yi)(yi)(yi)方(fang)式(shi))或3個交(jiao)易(yi)(yi)(yi)日(針對大宗(zong)交(jiao)易(yi)(yi)(yi)方(fang)式(shi))后的(de)6個月內,通過(guo)(guo)(guo)集中(zhong)競價或大宗(zong)交(jiao)易(yi)(yi)(yi)方(fang)式(shi)減(jian)(jian)持不(bu)(bu)超(chao)過(guo)(guo)(guo)8575.1萬(wan)股(gu)(gu),占上海萊士(shi)總(zong)股(gu)(gu)本的(de)1.72%),且(qie)減(jian)(jian)持期間任意(yi)連續(xu)90個自然日內公司(si)(si)及一致行動人科瑞集團、科瑞金(jin)鼎通過(guo)(guo)(guo)集中(zhong)競價交(jiao)易(yi)(yi)(yi)減(jian)(jian)持股(gu)(gu)份的(de)總(zong)數不(bu)(bu)超(chao)過(guo)(guo)(guo)公司(si)(si)總(zong)股(gu)(gu)本的(de)1%,通過(guo)(guo)(guo)大宗(zong)交(jiao)易(yi)(yi)(yi)減(jian)(jian)持不(bu)(bu)超(chao)過(guo)(guo)(guo)公司(si)(si)總(zong)股(gu)(gu)本2%。
公司稱,當前科瑞天(tian)誠、科瑞金(jin)鼎與上述質(zhi)權(quan)人(ren)國泰君安保持密(mi)切(qie)溝通,積(ji)極采取(qu)籌(chou)措(cuo)(cuo)資金(jin)、追加保證(zheng)金(jin)或(huo)抵押物(wu)等(deng)相關措(cuo)(cuo)施(shi)防范平倉風(feng)險(xian)。本(ben)次(ci)減(jian)持計劃受科瑞天(tian)誠及(ji)其(qi)一致行(xing)動人(ren)后續(xu)應對(dui)措(cuo)(cuo)施(shi)等(deng)因(yin)素影響,是否實施(shi)具有不確(que)定性(xing);科瑞天(tian)誠及(ji)其(qi)一致行(xing)動人(ren)與各債權(quan)人(ren)積(ji)極溝通協(xie)調(diao),將根據債權(quan)人(ren)要求,進行(xing)債務展期、籌(chou)措(cuo)(cuo)資金(jin)、追加保證(zheng)金(jin)或(huo)抵押物(wu)等(deng)相關措(cuo)(cuo)施(shi)防范平倉風(feng)險(xian)。目前公司暫時不存在控制(zhi)權(quan)變(bian)更的風(feng)險(xian)。
資管(guan)計劃(hua)觸及平倉線
公(gong)(gong)告(gao)顯示,2015年(nian)7月(yue)(yue)-2016年(nian)1月(yue)(yue),控股(gu)(gu)股(gu)(gu)東(dong)科(ke)瑞(rui)(rui)(rui)(rui)天誠參與由(you)鵬華資產(chan)發(fa)起設立的總規模為15億元的科(ke)瑞(rui)(rui)(rui)(rui)萊(lai)(lai)士(shi)資管計(ji)(ji)劃,認購科(ke)瑞(rui)(rui)(rui)(rui)萊(lai)(lai)士(shi)資管計(ji)(ji)劃的進(jin)取級份(fen)額。科(ke)瑞(rui)(rui)(rui)(rui)萊(lai)(lai)士(shi)資管計(ji)(ji)劃的委托(tuo)資金用于增持上海萊(lai)(lai)士(shi)股(gu)(gu)票。截至2018年(nian)12月(yue)(yue)7日(ri)收盤,科(ke)瑞(rui)(rui)(rui)(rui)萊(lai)(lai)士(shi)資管計(ji)(ji)劃持有(you)公(gong)(gong)司股(gu)(gu)份(fen)6498.59萬股(gu)(gu),占公(gong)(gong)司目前(qian)總股(gu)(gu)本的1.31%。
2015年(nian)8月(yue)-2016年(nian)2月(yue),控股(gu)股(gu)東萊(lai)(lai)士(shi)(shi)中國通過控制的(de)子公(gong)(gong)(gong)司(si)上海凱(kai)(kai)吉參與由鵬華資(zi)(zi)(zi)產發起設立的(de)總(zong)規(gui)模(mo)為15億元的(de)凱(kai)(kai)吉萊(lai)(lai)士(shi)(shi)資(zi)(zi)(zi)管(guan)計(ji)劃(hua)(hua)1期(qi)(qi)和總(zong)規(gui)模(mo)為3億元的(de)凱(kai)(kai)吉萊(lai)(lai)士(shi)(shi)資(zi)(zi)(zi)管(guan)計(ji)劃(hua)(hua)2期(qi)(qi),認購凱(kai)(kai)吉萊(lai)(lai)士(shi)(shi)資(zi)(zi)(zi)管(guan)計(ji)劃(hua)(hua)1期(qi)(qi)和凱(kai)(kai)吉萊(lai)(lai)士(shi)(shi)資(zi)(zi)(zi)管(guan)計(ji)劃(hua)(hua)2期(qi)(qi)的(de)進取級份額。凱(kai)(kai)吉萊(lai)(lai)士(shi)(shi)資(zi)(zi)(zi)管(guan)計(ji)劃(hua)(hua)1期(qi)(qi)及2期(qi)(qi)的(de)委(wei)托(tuo)資(zi)(zi)(zi)金用于增持上海萊(lai)(lai)士(shi)(shi)股(gu)票(piao)。截至(zhi)2018年(nian)12月(yue)7日收盤,凱(kai)(kai)吉萊(lai)(lai)士(shi)(shi)資(zi)(zi)(zi)管(guan)計(ji)劃(hua)(hua)1期(qi)(qi)持有公(gong)(gong)(gong)司(si)股(gu)份6700.12萬股(gu),占(zhan)(zhan)公(gong)(gong)(gong)司(si)總(zong)股(gu)本的(de)1.35%;凱(kai)(kai)吉萊(lai)(lai)士(shi)(shi)資(zi)(zi)(zi)管(guan)計(ji)劃(hua)(hua)2期(qi)(qi)持有公(gong)(gong)(gong)司(si)1438.48萬股(gu),占(zhan)(zhan)總(zong)股(gu)本的(de)0.29%。
上海萊(lai)士(shi)稱,因近期(qi)股價跌(die)幅較大,前述三個資(zi)管計(ji)劃財產凈值(zhi)已觸(chu)及平倉(cang)線。鵬華(hua)資(zi)產將根據(ju)合同約定,對上述三個資(zi)管產品的標的證券擬進(jin)行平倉(cang)操作。
中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)聲明:凡(fan)本(ben)(ben)(ben)網(wang)(wang)注(zhu)明“來源:中(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券(quan)(quan)報(bao)·中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)”的(de)所(suo)有作(zuo)品(pin)(pin),版權均屬于中(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券(quan)(quan)報(bao)、中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)。中(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券(quan)(quan)報(bao)·中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)與作(zuo)品(pin)(pin)作(zuo)者聯合(he)聲明,任何組織(zhi)未經中(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券(quan)(quan)報(bao)、中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)以及作(zuo)者書面授權不得轉載、摘編或(huo)利(li)用其它(ta)(ta)方式使用上(shang)述(shu)作(zuo)品(pin)(pin)。凡(fan)本(ben)(ben)(ben)網(wang)(wang)注(zhu)明來源非中(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)券(quan)(quan)報(bao)·中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)網(wang)(wang)的(de)作(zuo)品(pin)(pin),均轉載自(zi)其它(ta)(ta)媒體,轉載目(mu)的(de)在于更(geng)好服務讀者、傳遞信息之需(xu),并(bing)不代表(biao)本(ben)(ben)(ben)網(wang)(wang)贊同其觀(guan)點,本(ben)(ben)(ben)網(wang)(wang)亦不對其真實性負責(ze),持異議者應與原(yuan)出處單位主張權利(li)。
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