中證(zheng)網訊（記者 徐金忠(zhong)）3月(yue)26日，安(an)(an)徽(hui)上(shang)市公(gong)(gong)司協(xie)會第(di)五屆四次會員(yuan)大(da)會在(zai)合肥召開。會上(shang)，安(an)(an)徽(hui)證(zheng)監(jian)(jian)局黨委(wei)書記、局長葉錦偉作了(le)題為《搶抓(zhua)機遇 狠抓(zhua)落實(shi) 凝心聚(ju)力(li)推動上(shang)市公(gong)(gong)司高質量發展》的講話，全面總(zong)結了(le)2020年(nian)安(an)(an)徽(hui)上(shang)市監(jian)(jian)管與發展工作，回顧梳理了(le)“十三五”期間(jian)發展成績，深入分(fen)析(xi)了(le)當前形勢，提出(chu)了(le)下一(yi)步(bu)工作要求。安(an)(an)徽(hui)證(zheng)監(jian)(jian)局紀委(wei)書記王懷章(zhang)通報(bao)了(le)當前金融領域反腐(fu)敗形勢，圍(wei)繞打(da)造好親清政(zheng)商(shang)關系，向各(ge)上(shang)市公(gong)(gong)司提出(chu)要求。

　　葉(xie)錦偉(wei)指出(chu)，2020年(nian)，安(an)徽資本(ben)市(shi)(shi)(shi)場(chang)監管(guan)(guan)與(yu)發展(zhan)成效顯著：一是(shi)轄(xia)(xia)區(qu)上(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)(si)(si)生產(chan)經(jing)營形(xing)勢進一步(bu)向好。根據(ju)2020年(nian)三(san)(san)季(ji)報，轄(xia)(xia)區(qu)上(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)(si)(si)營業總(zong)收入實(shi)(shi)現疫情(qing)后的(de)首次(ci)同(tong)比正增長，歸母(mu)凈利潤同(tong)比降幅逐季(ji)收窄，生產(chan)經(jing)營向好形(xing)勢持續鞏(gong)固。二是(shi)服(fu)務實(shi)(shi)體經(jing)濟能力進一步(bu)提升。全年(nian)有20家(jia)(jia)公(gong)(gong)司(si)(si)(si)(si)(si)首發上(shang)(shang)市(shi)(shi)(shi)；新增科創板(ban)公(gong)(gong)司(si)(si)(si)(si)(si)8家(jia)(jia)，居全國第(di)6位，市(shi)(shi)(shi)場(chang)占比5.5%；上(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)(si)(si)及公(gong)(gong)司(si)(si)(si)(si)(si)債券發行(xing)人(ren)通過資本(ben)市(shi)(shi)(shi)場(chang)融(rong)資743億(yi)(yi)元(yuan)；2家(jia)(jia)公(gong)(gong)司(si)(si)(si)(si)(si)并(bing)購重(zhong)組，交(jiao)易(yi)金(jin)額(e)30余億(yi)(yi)元(yuan)。目前，轄(xia)(xia)區(qu)上(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)(si)(si)有129家(jia)(jia)，家(jia)(jia)數(shu)居中部第(di)一，全國第(di)九。三(san)(san)是(shi)市(shi)(shi)(shi)場(chang)平穩運行(xing)態勢進一步(bu)鞏(gong)固。防范(fan)化解(jie)風(feng)險(xian)攻堅(jian)戰(zhan)取(qu)得重(zhong)大戰(zhan)果，全年(nian)壓降股票質押(ya)高(gao)比例公(gong)(gong)司(si)(si)(si)(si)(si)7家(jia)(jia)，化解(jie)率(lv)70%；化解(jie)風(feng)險(xian)公(gong)(gong)司(si)(si)(si)(si)(si)10家(jia)(jia)，化解(jie)率(lv)77%，風(feng)險(xian)公(gong)(gong)司(si)(si)(si)(si)(si)占比不足5%。四是(shi)公(gong)(gong)司(si)(si)(si)(si)(si)規范(fan)運作基礎(chu)進一步(bu)夯(hang)實(shi)(shi)。深化科學(xue)監管(guan)(guan)、分類監管(guan)(guan)、專業監管(guan)(guan)、持續監管(guan)(guan)，全年(nian)開(kai)展(zhan)現場(chang)檢(jian)查21家(jia)(jia)次(ci)，揭示公(gong)(gong)司(si)(si)(si)(si)(si)不規范(fan)問題100余項(xiang)。按照(zhao)證監會統一部署，啟(qi)動開(kai)展(zhan)上(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)(si)(si)治理專項(xiang)行(xing)動。五是(shi)轄(xia)(xia)區(qu)資本(ben)市(shi)(shi)(shi)場(chang)生態進一步(bu)優化。嚴格落實(shi)(shi)“零容忍”要求，對上(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)(si)(si)及其中介服(fu)務機構、股東、高(gao)管(guan)(guan)等采取(qu)行(xing)政(zheng)監管(guan)(guan)措施9次(ci)，審結行(xing)政(zheng)處罰(fa)10起，結案數(shu)和(he)罰(fa)沒款金(jin)額(e)均創歷史新高(gao)。

　　葉錦偉強(qiang)調(diao)，“十三五”期間，安徽上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)發(fa)展取得(de)長足進(jin)步(bu)。一是公(gong)(gong)司(si)(si)(si)數(shu)量顯著(zhu)增長。新增境內(nei)上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)40家，增幅近50%。二是經(jing)營績效顯著(zhu)提(ti)升(sheng)。雖然上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)數(shu)量占全省規模(mo)以上(shang)(shang)(shang)(shang)(shang)(shang)工業(ye)企(qi)業(ye)的(de)(de)(de)比重不(bu)到1%，但利潤總(zong)額占比超過(guo)3成(cheng)，上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)作為實體經(jing)濟(ji)“基(ji)本(ben)盤”、資(zi)(zi)本(ben)市(shi)(shi)(shi)場“動力(li)(li)(li)源”的(de)(de)(de)戰(zhan)略地位不(bu)斷鞏(gong)固(gu)。三是群體結(jie)構顯著(zhu)優化。上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)從國企(qi)“一枝獨(du)大”，逐步(bu)轉向國企(qi)、民企(qi)、外(wai)企(qi)“百花齊(qi)放”，民營上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)占比過(guo)半。四(si)是創新活(huo)力(li)(li)(li)顯著(zhu)增強(qiang)。逐步(bu)匯(hui)聚(ju)了新一代(dai)量子通訊、信息技術(shu)、生物醫(yi)藥等行(xing)業(ye)的(de)(de)(de)優勢企(qi)業(ye)，戰(zhan)略新興產業(ye)上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)占比超過(guo)50%，有力(li)(li)(li)推動了科技創新產業(ye)的(de)(de)(de)蓬勃發(fa)展。五是治(zhi)理(li)水平顯著(zhu)提(ti)高。上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)治(zhi)理(li)水平始終走在全省各類企(qi)業(ye)的(de)(de)(de)前列。六是服務能力(li)(li)(li)顯著(zhu)提(ti)升(sheng)。上(shang)(shang)(shang)(shang)(shang)(shang)市(shi)(shi)(shi)公(gong)(gong)司(si)(si)(si)及公(gong)(gong)司(si)(si)(si)債券發(fa)行(xing)人(ren)，通過(guo)資(zi)(zi)本(ben)市(shi)(shi)(shi)場融資(zi)(zi)4086億元，完成(cheng)并購重組(zu)29家次(ci)，交易金額1590億元，資(zi)(zi)本(ben)市(shi)(shi)(shi)場的(de)(de)(de)資(zi)(zi)源配(pei)置(zhi)、投(tou)融資(zi)(zi)和(he)風險(xian)管理(li)功能得(de)到進(jin)一步(bu)發(fa)揮。

　　葉(xie)錦偉指出(chu)了當前制約轄區上(shang)市(shi)(shi)公(gong)(gong)(gong)司(si)質(zhi)(zhi)量(liang)(liang)提升的(de)主(zhu)(zhu)要(yao)(yao)(yao)問題，包括公(gong)(gong)(gong)司(si)再融資(zi)(zi)(zi)能(neng)力(li)不(bu)強(qiang)、盈利能(neng)力(li)分化、內部(bu)治(zhi)(zhi)理(li)不(bu)佳、經(jing)(jing)營(ying)(ying)短板突出(chu)、主(zhu)(zhu)業(ye)(ye)不(bu)強(qiang)等。他圍繞貫徹(che)落(luo)實(shi)(shi)(shi)(shi)《國(guo)務院(yuan)關于進一步提高(gao)(gao)上(shang)市(shi)(shi)公(gong)(gong)(gong)司(si)質(zhi)(zhi)量(liang)(liang)的(de)意(yi)見》，深(shen)入(ru)剖析了高(gao)(gao)質(zhi)(zhi)量(liang)(liang)發(fa)(fa)(fa)展(zhan)(zhan)的(de)重(zhong)大意(yi)義、難得機遇(yu)，向全體(ti)(ti)上(shang)市(shi)(shi)公(gong)(gong)(gong)司(si)發(fa)(fa)(fa)出(chu)了做(zuo)守法合(he)規(gui)(gui)、規(gui)(gui)范發(fa)(fa)(fa)展(zhan)(zhan)、穩健經(jing)(jing)營(ying)(ying)、引領創新、受人尊(zun)敬上(shang)市(shi)(shi)公(gong)(gong)(gong)司(si)的(de)重(zhong)要(yao)(yao)(yao)倡(chang)議，并(bing)結(jie)合(he)貫徹(che)落(luo)實(shi)(shi)(shi)(shi)證(zheng)監會部(bu)署，通報了今年(nian)上(shang)市(shi)(shi)公(gong)(gong)(gong)司(si)監管工作思路(lu)，對各公(gong)(gong)(gong)司(si)提出(chu)了“五個注重(zhong)”的(de)監管要(yao)(yao)(yao)求。一是(shi)注重(zhong)規(gui)(gui)范治(zhi)(zhi)理(li)，夯(hang)實(shi)(shi)(shi)(shi)高(gao)(gao)質(zhi)(zhi)量(liang)(liang)發(fa)(fa)(fa)展(zhan)(zhan)的(de)基礎。嚴(yan)格落(luo)實(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)治(zhi)(zhi)理(li)專(zhuan)項行動要(yao)(yao)(yao)求，堅決遠(yuan)離占用(yong)擔(dan)保違(wei)規(gui)(gui)紅線，嚴(yan)格規(gui)(gui)范證(zheng)券市(shi)(shi)場行為。二是(shi)注重(zhong)專(zhuan)注主(zhu)(zhu)業(ye)(ye)，把穩高(gao)(gao)質(zhi)(zhi)量(liang)(liang)發(fa)(fa)(fa)展(zhan)(zhan)的(de)方(fang)向。搶抓改(gai)革機遇(yu)，充(chong)分發(fa)(fa)(fa)揮資(zi)(zi)(zi)本市(shi)(shi)場平臺優勢，做(zuo)優做(zuo)強(qiang)做(zuo)精主(zhu)(zhu)業(ye)(ye)。將(jiang)穩健經(jing)(jing)營(ying)(ying)、審慎經(jing)(jing)營(ying)(ying)貫穿始終(zhong)，做(zuo)到發(fa)(fa)(fa)展(zhan)(zhan)與風控(kong)能(neng)力(li)相匹配(pei)，堅決防(fang)止資(zi)(zi)(zi)本和產業(ye)(ye)“脫(tuo)實(shi)(shi)(shi)(shi)向虛”。三(san)是(shi)注重(zhong)風險防(fang)控(kong)，厚植(zhi)高(gao)(gao)質(zhi)(zhi)量(liang)(liang)發(fa)(fa)(fa)展(zhan)(zhan)的(de)根基。積極落(luo)實(shi)(shi)(shi)(shi)風險防(fang)控(kong)的(de)主(zhu)(zhu)體(ti)(ti)責(ze)(ze)任，防(fang)范化解股(gu)(gu)票(piao)質(zhi)(zhi)押、債券違(wei)約風險，嚴(yan)防(fang)經(jing)(jing)營(ying)(ying)風險蔓延。四是(shi)注重(zhong)勤(qin)勉履(lv)職，抓牢高(gao)(gao)質(zhi)(zhi)量(liang)(liang)發(fa)(fa)(fa)展(zhan)(zhan)的(de)關鍵(jian)。公(gong)(gong)(gong)司(si)控(kong)股(gu)(gu)股(gu)(gu)東、董監高(gao)(gao)等“關鍵(jian)少(shao)數”要(yao)(yao)(yao)勤(qin)勉盡責(ze)(ze)，在(zai)公(gong)(gong)(gong)司(si)信息披露、財務核算、關聯交(jiao)易、對外(wai)擔(dan)保、并(bing)購重(zhong)組(zu)、募集資(zi)(zi)(zi)金存放與使用(yong)、重(zhong)大資(zi)(zi)(zi)產交(jiao)易、重(zhong)大經(jing)(jing)營(ying)(ying)決策等方(fang)面，切(qie)實(shi)(shi)(shi)(shi)履(lv)行足(zu)夠的(de)關注與監督(du)義務。五是(shi)注重(zhong)踐行責(ze)(ze)任，實(shi)(shi)(shi)(shi)現高(gao)(gao)質(zhi)(zhi)量(liang)(liang)發(fa)(fa)(fa)展(zhan)(zhan)的(de)愿景。與投(tou)資(zi)(zi)(zi)者(zhe)保持良好、充(chong)分、有效的(de)溝通，切(qie)實(shi)(shi)(shi)(shi)保障(zhang)投(tou)資(zi)(zi)(zi)者(zhe)依法享有的(de)各項股(gu)(gu)東權利，加大回報投(tou)資(zi)(zi)(zi)者(zhe)力(li)度。

　　安徽(hui)證(zheng)監(jian)局紀委(wei)書記王懷章傳達了證(zheng)監(jian)會系統全(quan)面從(cong)(cong)嚴治黨暨(ji)紀檢監(jian)察工作(zuo)會議(yi)精神，深入分析了當前(qian)金融領域反腐敗形勢，通報了安徽(hui)證(zheng)監(jian)局全(quan)面從(cong)(cong)嚴治黨工作(zuo)情況，督促上(shang)市(shi)公司強化廉潔從(cong)(cong)業(ye)的行(xing)動自覺，為構(gou)建安徽(hui)資本市(shi)場風清氣正(zheng)的廉潔從(cong)(cong)業(ye)文化做出貢獻。