中證網訊（記者 昝秀(xiu)麗）廈門證監(jian)局(ju)網站12月28日(ri)發布(bu)關于(yu)對廈門玖巴資本管(guan)理有(you)限公司采(cai)取(qu)出具警示(shi)函措施的決定。

　　經廈門證監(jian)局調查(cha)，公司3只基金(jin)未(wei)按基金(jin)合同約定(ding)(ding)(ding)向(xiang)投資者披露(lu)基金(jin)凈值(zhi)觸及預(yu)警(jing)線的信息，違(wei)反了(le)《私募投資基金(jin)監(jian)督管(guan)理暫(zan)行辦法》（以下簡稱(cheng)《暫(zan)行辦法》）第(di)(di)(di)四(si)條(tiao)第(di)(di)(di)一(yi)款、第(di)(di)(di)二十四(si)條(tiao)和《關于加強私募投資基金(jin)監(jian)管(guan)的若(ruo)干(gan)規(gui)定(ding)(ding)(ding)》（以下簡稱(cheng)《若(ruo)干(gan)規(gui)定(ding)(ding)(ding)》）第(di)(di)(di)九(jiu)條(tiao)第(di)(di)(di)一(yi)款第(di)(di)(di)八(ba)項(xiang)(xiang)有(you)關規(gui)定(ding)(ding)(ding)。4只基金(jin)未(wei)按基金(jin)合同約定(ding)(ding)(ding)進行止損，違(wei)反了(le)《暫(zan)行辦法》第(di)(di)(di)四(si)條(tiao)第(di)(di)(di)一(yi)款和《若(ruo)干(gan)規(gui)定(ding)(ding)(ding)》第(di)(di)(di)九(jiu)條(tiao)第(di)(di)(di)一(yi)款第(di)(di)(di)八(ba)項(xiang)(xiang)有(you)關規(gui)定(ding)(ding)(ding)。

　　依(yi)據《暫行(xing)辦法》第(di)三(san)十三(san)條(tiao)、《若干規(gui)定(ding)》第(di)十三(san)條(tiao)第(di)一(yi)款規(gui)定(ding)，廈門證監(jian)(jian)局(ju)(ju)決定(ding)對公(gong)司采取出具警示函(han)的行(xing)政監(jian)(jian)督管理(li)措施，并根據《證券期貨市場誠信(xin)監(jian)(jian)督管理(li)辦法》將(jiang)相關情(qing)況記入誠信(xin)檔案。廈門證監(jian)(jian)局(ju)(ju)指出，公(gong)司應當加強相關法律法規(gui)學習，提高規(gui)范(fan)運作(zuo)意識，切實(shi)保護投(tou)資者合法權益。