中證(zheng)網訊（王(wang)珞）4月27日(ri)，內蒙(meng)(meng)古證(zheng)監局召開2023年(nian)轄區證(zheng)券期貨(huo)機構監管(guan)(guan)工(gong)(gong)(gong)作(zuo)(zuo)(zuo)(zuo)(zuo)會(hui)議(yi)，傳達證(zheng)監會(hui)2023年(nian)系(xi)統工(gong)(gong)(gong)作(zuo)(zuo)(zuo)(zuo)(zuo)會(hui)議(yi)和機構監管(guan)(guan)工(gong)(gong)(gong)作(zuo)(zuo)(zuo)(zuo)(zuo)會(hui)議(yi)精(jing)神，總結回顧2022年(nian)轄區資本市場發展(zhan)與監管(guan)(guan)工(gong)(gong)(gong)作(zuo)(zuo)(zuo)(zuo)(zuo)情(qing)況，研究(jiu)部署2023年(nian)轄區機構監管(guan)(guan)和行(xing)業廉潔從業建設重點(dian)工(gong)(gong)(gong)作(zuo)(zuo)(zuo)(zuo)(zuo)。內蒙(meng)(meng)古證(zheng)監局主要(yao)負(fu)責(ze)(ze)同志出席會(hui)議(yi)并(bing)講話，部分機構作(zuo)(zuo)(zuo)(zuo)(zuo)交流發言。轄區機構負(fu)責(ze)(ze)人(ren)、合規風(feng)控人(ren)員(yuan)等400余人(ren)參加(jia)會(hui)議(yi)。

　　會議指出(chu)，2022年是具(ju)有特殊(shu)重要意(yi)義的一(yi)年，在證監會黨(dang)委的統一(yi)領(ling)導下(xia)，內蒙(meng)古證監局(ju)以迎接黨(dang)的二十(shi)大和(he)學習貫徹(che)大會精神為(wei)主線，克(ke)服新冠疫情(qing)等(deng)不利影響，推進注冊制(zhi)改(gai)革落地見效，有效防范化(hua)解風險，充分(fen)發(fa)揮資(zi)本市場功(gong)能，更好服務自(zi)治區經濟發(fa)展，各(ge)項工作(zuo)取得顯(xian)著成效。

　　會(hui)議明確，2023年轄區(qu)證券期貨(huo)機構監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)工(gong)(gong)作將以(yi)習(xi)近平(ping)新(xin)時代中(zhong)國(guo)特色社(she)(she)會(hui)主義(yi)思(si)想為指導，全(quan)(quan)(quan)面貫徹(che)落(luo)實(shi)(shi)(shi)黨的二十大(da)精(jing)神，按照證監(jian)(jian)(jian)會(hui)系(xi)統工(gong)(gong)作會(hui)議和(he)(he)(he)機構監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)工(gong)(gong)作會(hui)議的部(bu)署要求(qiu)，立足轄區(qu)實(shi)(shi)(shi)際，錨定全(quan)(quan)(quan)面建設(she)“規(gui)范(fan)、透明、開(kai)放(fang)、有活(huo)力(li)、有韌性(xing)”的中(zhong)國(guo)特色現代資(zi)(zi)(zi)(zi)本市(shi)場(chang)(chang)總(zong)目標，緊(jin)扣促進改(gai)(gai)革、防范(fan)風(feng)險、服(fu)(fu)(fu)務發展(zhan)中(zhong)心任務，強(qiang)(qiang)化(hua)黨建引(yin)領，聚焦主責(ze)主業，全(quan)(quan)(quan)面提(ti)升一線(xian)(xian)監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)質效，更好(hao)服(fu)(fu)(fu)務自治(zhi)區(qu)經(jing)濟(ji)高質量發展(zhan)。一是(shi)強(qiang)(qiang)化(hua)黨建引(yin)領，全(quan)(quan)(quan)面提(ti)升證券期貨(huo)經(jing)營(ying)(ying)機構公(gong)司治(zhi)理水(shui)平(ping)。旗幟鮮明講政(zheng)治(zhi)，推動機構黨建工(gong)(gong)作與公(gong)司治(zhi)理、企業文化(hua)建設(she)和(he)(he)(he)日常經(jing)營(ying)(ying)管(guan)(guan)(guan)(guan)(guan)理深度(du)(du)融(rong)合(he)。二是(shi)發揮市(shi)場(chang)(chang)功能，更好(hao)地服(fu)(fu)(fu)務高質量發展(zhan)。提(ti)升行(xing)業專業服(fu)(fu)(fu)務水(shui)平(ping)，滿足社(she)(she)會(hui)投融(rong)資(zi)(zi)(zi)(zi)需要，著力(li)破(po)解內蒙(meng)古中(zhong)介(jie)服(fu)(fu)(fu)務薄弱，中(zhong)小企業融(rong)資(zi)(zi)(zi)(zi)難、融(rong)資(zi)(zi)(zi)(zi)貴，直接融(rong)資(zi)(zi)(zi)(zi)比重偏低的突出矛盾和(he)(he)(he)問(wen)題。三是(shi)夯實(shi)(shi)(shi)合(he)規(gui)風(feng)控(kong)基礎(chu)(chu)，守(shou)牢不發生風(feng)險底線(xian)(xian)。以(yi)《證券經(jing)紀業務管(guan)(guan)(guan)(guan)(guan)理辦法(fa)》出臺為契機，抓(zhua)好(hao)市(shi)場(chang)(chang)重要基礎(chu)(chu)制(zhi)度(du)(du)落(luo)實(shi)(shi)(shi)，健全(quan)(quan)(quan)完善合(he)規(gui)風(feng)控(kong)體(ti)系(xi)機制(zhi)，切實(shi)(shi)(shi)提(ti)升規(gui)范(fan)運作水(shui)平(ping)。四是(shi)站穩人民立場(chang)(chang)，切實(shi)(shi)(shi)維護(hu)投資(zi)(zi)(zi)(zi)者合(he)法(fa)權益。適應注(zhu)冊制(zhi)改(gai)(gai)革要求(qiu)，扎實(shi)(shi)(shi)做(zuo)好(hao)投資(zi)(zi)(zi)(zi)者適當(dang)性(xing)管(guan)(guan)(guan)(guan)(guan)理基礎(chu)(chu)工(gong)(gong)作，健全(quan)(quan)(quan)完善大(da)投保工(gong)(gong)作格局(ju)，落(luo)實(shi)(shi)(shi)投資(zi)(zi)(zi)(zi)者保護(hu)主體(ti)責(ze)任。五是(shi)厚植行(xing)業文化(hua)，持續優化(hua)市(shi)場(chang)(chang)生態環境(jing)。涵(han)養(yang)“合(he)規(gui)、誠信、專業、穩健”行(xing)業文化(hua)理念(nian)，加強(qiang)(qiang)廉潔從業建設(she)，堅持“零(ling)容(rong)忍”打(da)擊各類違(wei)法(fa)違(wei)規(gui)行(xing)為，樹立行(xing)業良好(hao)形象。六是(shi)加快(kuai)監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)轉型步伐，提(ti)升一線(xian)(xian)監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)質效。適應注(zhu)冊制(zhi)改(gai)(gai)革需要，落(luo)實(shi)(shi)(shi)放(fang)管(guan)(guan)(guan)(guan)(guan)服(fu)(fu)(fu)和(he)(he)(he)機構監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)轉型要求(qiu)，轉變工(gong)(gong)作作風(feng)，破(po)解制(zhi)約市(shi)場(chang)(chang)發展(zhan)難題，打(da)造忠(zhong)誠、干凈、擔(dan)當(dang)的監(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)隊伍。