中證網訊（記者 昝秀麗）北京證監(jian)局4月17日消息，北京證監(jian)局當日召開轄區(qu)(qu)上市(shi)公(gong)司2023年監(jian)管工作會(hui)議，傳達證監(jian)會(hui)2023年系統工作會(hui)議精(jing)神，系統回顧(gu)轄區(qu)(qu)2022年和過去5年的上市(shi)公(gong)司監(jian)管工作，客觀分析當前面臨(lin)的新(xin)形(xing)勢，通報轄區(qu)(qu)上市(shi)公(gong)司存在的突出問題、分析問題成因，部署上市(shi)公(gong)司監(jian)管重點工作。轄區(qu)(qu)460家(jia)上市(shi)公(gong)司的董(dong)事(shi)長、總經理、財(cai)務總監(jian)、董(dong)秘等“關(guan)鍵少數(shu)”約1400人參(can)加了(le)會(hui)議。

　　北京證監(jian)局局長賈文勤傳達了證監(jian)會(hui)(hui)2023年(nian)系統工作會(hui)(hui)議精神，回顧了5年(nian)來轄(xia)(xia)區(qu)(qu)(qu)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)監(jian)管工作。她指出，過去(qu)5年(nian)極(ji)不尋常、極(ji)不平凡，轄(xia)(xia)區(qu)(qu)(qu)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)依(yi)托資本市(shi)(shi)(shi)(shi)場，整體發(fa)展(zhan)穩(wen)健，公(gong)(gong)(gong)司(si)數(shu)量(liang)和規模(mo)穩(wen)步(bu)增(zeng)(zeng)長，上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)質(zhi)量(liang)明顯(xian)提(ti)升，結構持續(xu)優化，市(shi)(shi)(shi)(shi)場活力(li)和韌性顯(xian)著(zhu)增(zeng)(zeng)強。主要體現(xian)在：一(yi)是注冊制已成(cheng)為轄(xia)(xia)區(qu)(qu)(qu)企(qi)業(ye)(ye)(ye)登陸資本市(shi)(shi)(shi)(shi)場的(de)(de)(de)主要方式。轄(xia)(xia)區(qu)(qu)(qu)累(lei)計97家(jia)公(gong)(gong)(gong)司(si)通過注冊制在滬(hu)深(shen)交(jiao)(jiao)易所(suo)首發(fa)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)，占(zhan)轄(xia)(xia)區(qu)(qu)(qu)同期首發(fa)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)企(qi)業(ye)(ye)(ye)總(zong)(zong)(zong)(zong)數(shu)的(de)(de)(de)63%，占(zhan)融(rong)資總(zong)(zong)(zong)(zong)額(e)的(de)(de)(de)近(jin)(jin)四成(cheng)。二(er)是服務(wu)實體經濟能(neng)力(li)顯(xian)著(zhu)提(ti)升。滬(hu)深(shen)交(jiao)(jiao)易所(suo)首發(fa)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)企(qi)業(ye)(ye)(ye)數(shu)量(liang)由2018年(nian)的(de)(de)(de)8家(jia)增(zeng)(zeng)長到近(jin)(jin)三年(nian)年(nian)均(jun)39家(jia)，五(wu)年(nian)來累(lei)計首發(fa)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)共155家(jia)，占(zhan)轄(xia)(xia)區(qu)(qu)(qu)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)總(zong)(zong)(zong)(zong)數(shu)三分之一(yi)以上(shang)(shang)(shang)，融(rong)資總(zong)(zong)(zong)(zong)額(e)超(chao)2.2萬億元。三是上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)質(zhi)量(liang)穩(wen)步(bu)提(ti)升。轄(xia)(xia)區(qu)(qu)(qu)滬(hu)深(shen)交(jiao)(jiao)易所(suo)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)已增(zeng)(zeng)至(zhi)445家(jia)，占(zhan)全國(guo)(guo)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)總(zong)(zong)(zong)(zong)數(shu)的(de)(de)(de)9%，在證監(jian)會(hui)(hui)各轄(xia)(xia)區(qu)(qu)(qu)排名第三，總(zong)(zong)(zong)(zong)股本占(zhan)全國(guo)(guo)近(jin)(jin)40%，總(zong)(zong)(zong)(zong)市(shi)(shi)(shi)(shi)值(zhi)占(zhan)比約20%，均(jun)穩(wen)居全國(guo)(guo)首位(wei)。2018年(nian)至(zhi)2021年(nian)上(shang)(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)整體營業(ye)(ye)(ye)收入、歸母(mu)凈利潤(run)均(jun)保持10%的(de)(de)(de)復合增(zeng)(zeng)長率，盈利能(neng)力(li)持續(xu)提(ti)升。

　　賈文(wen)勤在(zai)分析當前(qian)(qian)轄區(qu)上(shang)市公(gong)司(si)高質(zhi)量發展(zhan)面臨的新(xin)(xin)形勢時強調，面對復雜嚴峻(jun)的內外部環(huan)境，應當堅持底線(xian)思維，增強憂患意(yi)識(shi)，始(shi)終(zhong)保持頭腦清醒；要(yao)(yao)善于發現和抓住機(ji)遇，在(zai)新(xin)(xin)時期新(xin)(xin)階段爭取更大(da)的發展(zhan)。在(zai)當前(qian)(qian)形勢下，上(shang)市公(gong)司(si)實現高質(zhi)量發展(zhan)需要(yao)(yao)提(ti)升(sheng)五(wu)方面能(neng)力，即：抓基(ji)礎，進(jin)一(yi)(yi)步(bu)提(ti)升(sheng)治(zhi)理能(neng)力；強主(zhu)業，進(jin)一(yi)(yi)步(bu)提(ti)升(sheng)競爭能(neng)力；育(yu)長板，進(jin)一(yi)(yi)步(bu)提(ti)升(sheng)創(chuang)新(xin)(xin)能(neng)力；增韌性(xing)，進(jin)一(yi)(yi)步(bu)提(ti)高抗(kang)風險能(neng)力；重效益，進(jin)一(yi)(yi)步(bu)提(ti)升(sheng)回(hui)報(bao)能(neng)力。

　　北京證(zheng)(zheng)監(jian)局(ju)一級巡(xun)視員(yuan)徐彬通報(bao)了2022年(nian)度(du)轄區(qu)出現的公(gong)司治理、信息(xi)披露、違(wei)(wei)(wei)規(gui)(gui)交(jiao)易(yi)等方面(mian)的突出問題，充分(fen)揭示了財(cai)(cai)務造(zao)假、惡(e)意規(gui)(gui)避(bi)退(tui)(tui)市、資金(jin)占(zhan)用和違(wei)(wei)(wei)規(gui)(gui)擔(dan)保等嚴重違(wei)(wei)(wei)法違(wei)(wei)(wei)規(gui)(gui)行為，還(huan)特別(bie)指(zhi)出個別(bie)上市公(gong)司配(pei)合財(cai)(cai)務造(zao)假、無(wu)序并購等市場(chang)亂象(xiang)。他強(qiang)調上述(shu)問題的形成(cheng)，主(zhu)要可以歸因于“四缺(que)四不”，即關鍵少數合規(gui)(gui)意識(shi)“缺(que)失”，履職盡責不夠(gou)；大(da)股東(dong)制(zhi)衡角(jiao)色“缺(que)位”，有效(xiao)監(jian)督(du)不足；內部(bu)治理管控“缺(que)欠”，機(ji)制(zhi)建設(she)不力(li)；風(feng)險抵御能力(li)“缺(que)乏”，核心(xin)主(zhu)業(ye)不清。他特別(bie)指(zhi)出，北京證(zheng)(zheng)監(jian)局(ju)將構建以現場(chang)檢查(cha)為中(zhong)心(xin)節點(dian)，有機(ji)銜接年(nian)報(bao)監(jian)管、移交(jiao)稽查(cha)的監(jian)管工(gong)具鏈，常態化打擊財(cai)(cai)務造(zao)假，并進一步部(bu)署了退(tui)(tui)市監(jian)管、防范化解風(feng)險、提升(sheng)公(gong)司治理成(cheng)效(xiao)、做(zuo)好監(jian)管服務等重點(dian)工(gong)作。

　　2023年(nian)(nian)是全面貫徹落(luo)實黨的二十(shi)大(da)精神的開(kai)局之(zhi)年(nian)(nian)，也是新一輪提高(gao)上(shang)市公司質量行動的開(kai)局之(zhi)年(nian)(nian)。北京證監局表示，將以(yi)注冊制改革為牽引，努力推動首(shou)都資(zi)本市場高(gao)質量發展，為建設中國特色現代(dai)資(zi)本市場作出(chu)新的貢獻。