中證(zheng)網訊（記(ji)者 昝秀(xiu)麗）天(tian)(tian)津(jin)證(zheng)監(jian)局9月13日(ri)消息(xi)，為深入貫徹落實(shi)黨的二十屆(jie)三中全會(hui)精神(shen)和(he)新(xin)“國九條(tiao)”，進一步提升債(zhai)券(quan)市場各類參(can)(can)與主(zhu)體合規(gui)運作和(he)風險管(guan)理(li)水平(ping)，推動融(rong)資(zi)平(ping)臺(tai)加快轉(zhuan)型(xing)，引(yin)導企業(ye)積極利用交易所債(zhai)券(quan)市場實(shi)現高質量發展，9月13日(ri)，天(tian)(tian)津(jin)證(zheng)監(jian)局、天(tian)(tian)津(jin)市委金融(rong)辦(ban)、天(tian)(tian)津(jin)市國資(zi)委、上海(hai)證(zheng)券(quan)交易所主(zhu)辦(ban)，濱海(hai)柜臺(tai)交易市場、天(tian)(tian)開(kai)集團承(cheng)辦(ban)天(tian)(tian)津(jin)市債(zhai)券(quan)業(ye)務專(zhuan)題培訓。天(tian)(tian)津(jin)市公司（企業(ye)）債(zhai)券(quan)發行人(ren)、ABS原始權益人(ren)、公司債(zhai)券(quan)受(shou)托管(guan)理(li)人(ren)、ABS計劃管(guan)理(li)人(ren)相(xiang)關負責(ze)同志100余人(ren)參(can)(can)加培訓。

　　天(tian)津(jin)證監局通報了(le)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)市(shi)(shi)場政策形勢、發(fa)展情況以(yi)(yi)及近年來(lai)現(xian)場檢查發(fa)現(xian)的主要(yao)(yao)(yao)問題，并提(ti)出工作要(yao)(yao)(yao)求。一(yi)是嚴格履行償付(fu)義務。發(fa)行人(ren)(ren)(ren)(ren)要(yao)(yao)(yao)切實(shi)(shi)承擔償債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)主體責(ze)任，做(zuo)好(hao)融(rong)(rong)資(zi)(zi)(zi)統籌規(gui)(gui)(gui)劃，加(jia)強現(xian)金流(liu)管(guan)理(li)，提(ti)前安排好(hao)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)兌(dui)付(fu)工作。控(kong)(kong)股股東、實(shi)(shi)際控(kong)(kong)制人(ren)(ren)(ren)(ren)要(yao)(yao)(yao)為債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)兌(dui)付(fu)提(ti)供必要(yao)(yao)(yao)支(zhi)持。受托管(guan)理(li)人(ren)(ren)(ren)(ren)、計劃管(guan)理(li)人(ren)(ren)(ren)(ren)要(yao)(yao)(yao)加(jia)強風險監測處(chu)置、切實(shi)(shi)維護債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)持有人(ren)(ren)(ren)(ren)利(li)(li)益(yi)。二是依法合(he)(he)規(gui)(gui)(gui)運(yun)作。發(fa)行人(ren)(ren)(ren)(ren)要(yao)(yao)(yao)規(gui)(gui)(gui)范做(zuo)好(hao)信(xin)息披露、募集資(zi)(zi)(zi)金管(guan)理(li)使(shi)用(yong)工作，不(bu)斷提(ti)升(sheng)規(gui)(gui)(gui)范運(yun)作水平，堅決杜絕欺(qi)詐發(fa)行、財務造(zao)(zao)假(jia)、惡意(yi)逃廢(fei)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)、挪用(yong)募集資(zi)(zi)(zi)金、非市(shi)(shi)場化發(fa)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)等(deng)(deng)違法違規(gui)(gui)(gui)行為。三是合(he)(he)理(li)利(li)(li)用(yong)多層(ceng)次債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)市(shi)(shi)場融(rong)(rong)資(zi)(zi)(zi)。符合(he)(he)條件的企(qi)業(ye)(ye)要(yao)(yao)(yao)加(jia)強對科創(chuang)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)、綠(lv)色債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)、鄉(xiang)村(cun)振興債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)等(deng)(deng)創(chuang)新品種(zhong)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)的理(li)解(jie)和(he)運(yun)用(yong)。民(min)營企(qi)業(ye)(ye)、產(chan)業(ye)(ye)企(qi)業(ye)(ye)可以(yi)(yi)利(li)(li)用(yong)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)市(shi)(shi)場拓寬融(rong)(rong)資(zi)(zi)(zi)渠道、優(you)化融(rong)(rong)資(zi)(zi)(zi)結構。有盤活存量資(zi)(zi)(zi)產(chan)需求的企(qi)業(ye)(ye)可以(yi)(yi)利(li)(li)用(yong)REITs、ABS等(deng)(deng)債(zhai)(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)(quan)市(shi)(shi)場工具，促進投融(rong)(rong)資(zi)(zi)(zi)良(liang)性循環。融(rong)(rong)資(zi)(zi)(zi)平臺(tai)要(yao)(yao)(yao)加(jia)快轉(zhuan)型，提(ti)升(sheng)自(zi)我造(zao)(zao)血能力(li)。

　　培訓邀請了上海證券交易所專家(jia)詳細(xi)解讀公司（企業(ye)(ye)）債券和ABS信(xin)息(xi)披露、募(mu)集(ji)資金、發行(xing)承(cheng)銷等方(fang)面(mian)合(he)規監管(guan)要點(dian)，聯(lian)合(he)資信(xin)評估股份有限公司介(jie)紹了融資平臺(tai)轉型模(mo)式及案例、創新品種(zhong)債券、產業(ye)(ye)債增信(xin)、資產證券化工具等。