中(zhong)證(zheng)中(zhong)小投(tou)資者服(fu)(fu)務中(zhong)心(簡稱“投(tou)服(fu)(fu)中(zhong)心”)在(zai)參加上市(shi)公司(si)年(nian)度股東大會時(shi)發現,審(shen)議(yi)議(yi)案(an)環節存在(zai)不(bu)宣讀議(yi)案(an),董事會、監事會不(bu)匯報工(gong)作,獨立董事未述職,議(yi)案(an)中(zhong)出現重(zhong)大錯誤等問題,導致股東難以充(chong)分、全面(mian)地了解待審(shen)議(yi)的內(nei)容,影響股東的投(tou)票判(pan)斷。
投服中心指出(chu),按照《上市(shi)公(gong)司股東(dong)大(da)會(hui)規(gui)則(ze)》第16條規(gui)定,上市(shi)公(gong)司應當(dang)在(zai)股東(dong)大(da)會(hui)召(zhao)開通知中披(pi)(pi)露審議議案的內容,但有(you)些(xie)公(gong)司僅(jin)披(pi)(pi)露議案名(ming)稱而未公(gong)布具體內容,有(you)些(xie)公(gong)司在(zai)股東(dong)大(da)會(hui)召(zhao)開的前(qian)一天才進行披(pi)(pi)露。
在股(gu)東(dong)大會(hui)(hui)召開時,有些(xie)上(shang)市公司(si)(si)認為議(yi)(yi)(yi)案(an)(an)(an)內容(rong)已經在網(wang)上(shang)披(pi)露(lu),會(hui)(hui)議(yi)(yi)(yi)現(xian)場便(bian)不對(dui)議(yi)(yi)(yi)案(an)(an)(an)內容(rong)作任(ren)何(he)介(jie)紹(shao)、解釋,要(yao)求股(gu)東(dong)直接對(dui)議(yi)(yi)(yi)案(an)(an)(an)進行(xing)投票(piao)(piao)表決。某環保公司(si)(si)2017年度股(gu)東(dong)大會(hui)(hui)共14項待(dai)審議(yi)(yi)(yi)案(an)(an)(an),會(hui)(hui)議(yi)(yi)(yi)召開前大部分(fen)議(yi)(yi)(yi)案(an)(an)(an)的具體內容(rong)未(wei)(wei)公開披(pi)露(lu)。會(hui)(hui)議(yi)(yi)(yi)現(xian)場,該公司(si)(si)發放了(le)議(yi)(yi)(yi)案(an)(an)(an)材料,但董事長僅僅宣(xuan)布(bu)了(le)議(yi)(yi)(yi)案(an)(an)(an)名稱,并未(wei)(wei)就議(yi)(yi)(yi)案(an)(an)(an)的具體內容(rong)進行(xing)逐一介(jie)紹(shao),便(bian)進入股(gu)東(dong)質詢(xun)、投票(piao)(piao)環節,整個議(yi)(yi)(yi)案(an)(an)(an)審議(yi)(yi)(yi)過程不足5分(fen)鐘。雖然投服中(zhong)心現(xian)場提出了(le)建議(yi)(yi)(yi),公司(si)(si)也(ye)并未(wei)(wei)立(li)即采納,只是表示(shi)以后會(hui)(hui)注意。
此(ci)外,有(you)些公(gong)司直接省(sheng)去董(dong)(dong)(dong)事(shi)會(hui)(hui)(hui)、監事(shi)會(hui)(hui)(hui)報告環節;有(you)些由董(dong)(dong)(dong)事(shi)會(hui)(hui)(hui)秘(mi)書或現(xian)場(chang)見證律師代念(nian)工作報告。例如湖北轄區(qu)某制造業(ye)公(gong)司董(dong)(dong)(dong)事(shi)會(hui)(hui)(hui)、監事(shi)會(hui)(hui)(hui)報告均由董(dong)(dong)(dong)事(shi)會(hui)(hui)(hui)秘(mi)書代為宣(xuan)讀,董(dong)(dong)(dong)事(shi)長(chang)、監事(shi)會(hui)(hui)(hui)主席(xi)(xi)整(zheng)場(chang)會(hui)(hui)(hui)議一言未發(fa)。廣西轄區(qu)某制造業(ye)公(gong)司董(dong)(dong)(dong)事(shi)長(chang)出席(xi)(xi)會(hui)(hui)(hui)議但未代表(biao)董(dong)(dong)(dong)事(shi)會(hui)(hui)(hui)做工作報告。
按照《上(shang)(shang)市公(gong)(gong)司股(gu)東大(da)會(hui)(hui)(hui)規則》第28條規定,年度股(gu)東大(da)會(hui)(hui)(hui)上(shang)(shang),每名(ming)獨(du)(du)(du)(du)立董(dong)(dong)事(shi)(shi)應作出述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi)報告。但在投服中(zhong)(zhong)心參加(jia)的(de)(de)(de)100場(chang)(chang)股(gu)東大(da)會(hui)(hui)(hui)中(zhong)(zhong),獨(du)(du)(du)(du)立董(dong)(dong)事(shi)(shi)述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi)亂象頻出。一是(shi)(shi)有(you)(you)10家(jia)上(shang)(shang)市公(gong)(gong)司的(de)(de)(de)獨(du)(du)(du)(du)立董(dong)(dong)事(shi)(shi)未(wei)進行現場(chang)(chang)述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi),上(shang)(shang)市公(gong)(gong)司解釋(shi)原(yuan)因(yin)包(bao)括獨(du)(du)(du)(du)立董(dong)(dong)事(shi)(shi)未(wei)出席會(hui)(hui)(hui)議、已經在董(dong)(dong)事(shi)(shi)會(hui)(hui)(hui)上(shang)(shang)述(shu)(shu)(shu)過職(zhi)(zhi)(zhi)(zhi)(zhi)、節省(sheng)開會(hui)(hui)(hui)時間等。二是(shi)(shi)公(gong)(gong)司的(de)(de)(de)獨(du)(du)(du)(du)立董(dong)(dong)事(shi)(shi)未(wei)分(fen)別述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi),僅出具一份述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi)報告、由一名(ming)獨(du)(du)(du)(du)立董(dong)(dong)事(shi)(shi)代(dai)表述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi)。投服中(zhong)(zhong)心參加(jia)的(de)(de)(de)100場(chang)(chang)股(gu)東大(da)會(hui)(hui)(hui)中(zhong)(zhong)有(you)(you)35場(chang)(chang)存在這種情況(kuang)。三(san)是(shi)(shi)述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi)報告內(nei)容(rong)(rong)雷同。雖然有(you)(you)些上(shang)(shang)市公(gong)(gong)司的(de)(de)(de)獨(du)(du)(du)(du)立董(dong)(dong)事(shi)(shi)分(fen)別作了述(shu)(shu)(shu)職(zhi)(zhi)(zhi)(zhi)(zhi),但完全按照模板、內(nei)容(rong)(rong)雷同,未(wei)就其在會(hui)(hui)(hui)計(ji)、法律(lv)或行業(ye)專業(ye)發表的(de)(de)(de)獨(du)(du)(du)(du)立意(yi)見進行詳述(shu)(shu)(shu)。
除董(dong)事(shi)、監事(shi)不盡責外(wai),有的上(shang)市(shi)公司在年度(du)工作報告中出(chu)(chu)現重大(da)低級錯(cuo)誤。甲會(hui)(hui)計(ji)(ji)師(shi)事(shi)務(wu)所對(dui)浙江轄區(qu)某(mou)制(zhi)造業公司2017年財(cai)務(wu)報告出(chu)(chu)具(ju)了無法表示意見的審計(ji)(ji)報告,但(dan)在2017年度(du)股東大(da)會(hui)(hui)上(shang),該公司監事(shi)代表在股東大(da)會(hui)(hui)上(shang)宣(xuan)讀監事(shi)會(hui)(hui)報告時,直接讀為(wei)乙會(hui)(hui)計(ji)(ji)師(shi)事(shi)務(wu)所對(dui)公司進行審計(ji)(ji)并出(chu)(chu)具(ju)無保留意見的標準審計(ji)(ji)報告,把審計(ji)(ji)機構和審計(ji)(ji)意見全部搞錯(cuo)。
中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)(wang)聲(sheng)明(ming)(ming):凡(fan)本網(wang)(wang)(wang)(wang)注明(ming)(ming)“來源(yuan):中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)報·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)(wang)”的(de)所(suo)有(you)作(zuo)品(pin),版(ban)權均(jun)屬于中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)報、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)(wang)。中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)報·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)(wang)與作(zuo)品(pin)作(zuo)者(zhe)聯合聲(sheng)明(ming)(ming),任何組(zu)織未經中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)報、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)(wang)以及作(zuo)者(zhe)書面授權不(bu)(bu)得轉(zhuan)載(zai)(zai)、摘編或利用其(qi)它(ta)(ta)方(fang)式使用上述(shu)作(zuo)品(pin)。凡(fan)本網(wang)(wang)(wang)(wang)注明(ming)(ming)來源(yuan)非中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)報·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)(wang)的(de)作(zuo)品(pin),均(jun)轉(zhuan)載(zai)(zai)自(zi)其(qi)它(ta)(ta)媒(mei)體,轉(zhuan)載(zai)(zai)目的(de)在于更好服務(wu)讀者(zhe)、傳遞信息之需(xu),并不(bu)(bu)代表(biao)本網(wang)(wang)(wang)(wang)贊(zan)同其(qi)觀點(dian),本網(wang)(wang)(wang)(wang)亦不(bu)(bu)對其(qi)真實(shi)性負責,持異議者(zhe)應(ying)與原出處(chu)單(dan)位主張權利。
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