中證(zheng)網訊(xun)（記者 黃一靈）2月10日，上(shang)交所發(fa)布實施《上(shang)海證(zheng)券(quan)(quan)交易所證(zheng)券(quan)(quan)發(fa)行(xing)與承銷業務(wu)指(zhi)南第2號(hao)——上(shang)市(shi)公司證(zheng)券(quan)(quan)發(fa)行(xing)與上(shang)市(shi)業務(wu)辦理》，指(zhi)南同(tong)時適用于上(shang)交所主(zhu)板和科創(chuang)板上(shang)市(shi)公司。

　　據悉，該(gai)指南所涉證(zheng)(zheng)(zheng)券(quan)(quan)發行(xing)上(shang)市(shi)辦理(li)流(liu)程和方(fang)(fang)式與現行(xing)安排相比，主要(yao)變化為對上(shang)市(shi)公司(si)向原股(gu)(gu)(gu)(gu)東(dong)配售(shou)(shou)(shou)證(zheng)(zheng)(zheng)券(quan)(quan)的方(fang)(fang)式進行(xing)了調整，由原股(gu)(gu)(gu)(gu)東(dong)中有限售(shou)(shou)(shou)條(tiao)(tiao)件流(liu)通(tong)股(gu)(gu)(gu)(gu)東(dong)與無限售(shou)(shou)(shou)條(tiao)(tiao)件流(liu)通(tong)股(gu)(gu)(gu)(gu)東(dong)分別(bie)采用網下、網上(shang)配售(shou)(shou)(shou)，調整為不再區分兩(liang)類股(gu)(gu)(gu)(gu)東(dong)與相應(ying)的兩(liang)種配售(shou)(shou)(shou)方(fang)(fang)式，原股(gu)(gu)(gu)(gu)東(dong)原則(ze)上(shang)均(jun)通(tong)過上(shang)交(jiao)所交(jiao)易系統(tong)進行(xing)網上(shang)申購的方(fang)(fang)式進行(xing)配售(shou)(shou)(shou)，并由中國證(zheng)(zheng)(zheng)券(quan)(quan)登記結(jie)算(suan)有限責任公司(si)上(shang)海分公司(si)統(tong)一清算(suan)交(jiao)收及進行(xing)證(zheng)(zheng)(zheng)券(quan)(quan)登記。

　　上(shang)交所(suo)表示，該指(zhi)南的制定是為便(bian)于滬(hu)市上(shang)市公司辦理(li)向原股東配售股份(fen)、向不特(te)定對象募集股份(fen)、向不特(te)定對象發行可轉換公司債(zhai)券(quan)等。