中證網訊（記者(zhe) 歐陽劍環）銀(yin)保(bao)監會(hui)9月28日消息，為(wei)(wei)持續深入落實(shi)國(guo)務院“放管(guan)服(fu)”工作(zuo)部署(shu)，進(jin)一(yi)步深化保(bao)險資(zi)金運用市場化改革(ge)，提高服(fu)務實(shi)體經(jing)濟質(zhi)效，銀(yin)保(bao)監會(hui)根(gen)據(ju)《保(bao)險資(zi)金運用管(guan)理辦(ban)法》及相(xiang)關規定，制(zhi)定了《關于資(zi)產(chan)支持計劃和(he)保(bao)險私(si)(si)募基金登記有關事項(xiang)的通知》（以下簡稱《通知》），將保(bao)險資(zi)產(chan)管(guan)理機構的資(zi)產(chan)支持計劃和(he)保(bao)險私(si)(si)募基金（以下統(tong)稱產(chan)品）由(you)注冊制(zhi)改為(wei)(wei)登記制(zhi)。

　　《通(tong)知(zhi)》共7條，旨(zhi)在通(tong)過明(ming)(ming)確登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)環(huan)節(jie)、縮短登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)時間以及壓(ya)實機(ji)構(gou)主體責任等(deng)方式，進(jin)一步規(gui)(gui)范產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)發行(xing)，并(bing)提高(gao)產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)發行(xing)效(xiao)率。主要(yao)包括：一是(shi)明(ming)(ming)確產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)流程。明(ming)(ming)確資產(chan)(chan)(chan)(chan)(chan)支持計劃(hua)實行(xing)初次申報核準(zhun)、后(hou)續登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)制度(du)，首單產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)由銀保(bao)(bao)監(jian)(jian)會(hui)核準(zhun)，后(hou)續產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)由保(bao)(bao)險(xian)資產(chan)(chan)(chan)(chan)(chan)管(guan)(guan)理(li)(li)機(ji)構(gou)設(she)(she)立，并(bing)向中(zhong)(zhong)保(bao)(bao)保(bao)(bao)險(xian)資產(chan)(chan)(chan)(chan)(chan)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)交(jiao)易系統(tong)(tong)有(you)(you)限公(gong)司進(jin)行(xing)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)。保(bao)(bao)險(xian)私募基金由保(bao)(bao)險(xian)資產(chan)(chan)(chan)(chan)(chan)管(guan)(guan)理(li)(li)機(ji)構(gou)下屬機(ji)構(gou)設(she)(she)立，并(bing)向中(zhong)(zhong)國保(bao)(bao)險(xian)資產(chan)(chan)(chan)(chan)(chan)管(guan)(guan)理(li)(li)業(ye)協會(hui)進(jin)行(xing)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)。二是(shi)嚴格登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)時限要(yao)求(qiu)。要(yao)求(qiu)中(zhong)(zhong)保(bao)(bao)保(bao)(bao)險(xian)資產(chan)(chan)(chan)(chan)(chan)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)交(jiao)易系統(tong)(tong)有(you)(you)限公(gong)司和中(zhong)(zhong)國保(bao)(bao)險(xian)資產(chan)(chan)(chan)(chan)(chan)管(guan)(guan)理(li)(li)業(ye)協會(hui)（以下統(tong)(tong)稱登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)機(ji)構(gou)）收到產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)材料(liao)之日(ri)起5個(ge)工作(zuo)日(ri)內出具(ju)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)結果。三(san)是(shi)壓(ya)實機(ji)構(gou)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)職責。要(yao)求(qiu)保(bao)(bao)險(xian)資產(chan)(chan)(chan)(chan)(chan)管(guan)(guan)理(li)(li)機(ji)構(gou)承擔設(she)(she)立產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)的合(he)規(gui)(gui)風控(kong)主體責任，強化(hua)產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)內部控(kong)制、質量管(guan)(guan)理(li)(li)和信(xin)息安全保(bao)(bao)護(hu)。要(yao)求(qiu)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)機(ji)構(gou)對(dui)產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)材料(liao)完備(bei)性、合(he)規(gui)(gui)性進(jin)行(xing)查(cha)驗，加(jia)(jia)強產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)工作(zuo)管(guan)(guan)理(li)(li)和質量把關。完善登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)系統(tong)(tong)建設(she)(she)，加(jia)(jia)強登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)信(xin)息運用。四(si)是(shi)提出相關監(jian)(jian)管(guan)(guan)要(yao)求(qiu)。明(ming)(ming)確產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)制改革后(hou)，仍(reng)由銀保(bao)(bao)監(jian)(jian)會(hui)對(dui)產(chan)(chan)(chan)(chan)(chan)品(pin)(pin)(pin)實施監(jian)(jian)管(guan)(guan)，并(bing)加(jia)(jia)強對(dui)登(deng)(deng)(deng)(deng)(deng)(deng)記(ji)(ji)(ji)(ji)機(ji)構(gou)的工作(zuo)指(zhi)導和監(jian)(jian)督，完善事(shi)中(zhong)(zhong)事(shi)后(hou)監(jian)(jian)管(guan)(guan)措施。

　　《通知》的(de)發布實施是(shi)銀(yin)保(bao)監(jian)(jian)會貫徹(che)落實黨中(zhong)央、國(guo)務院關于深化(hua)“放管(guan)(guan)服(fu)”改革(ge)，推動優(you)化(hua)營商環境(jing)的(de)重要(yao)舉措，是(shi)對保(bao)險(xian)(xian)資(zi)產管(guan)(guan)理機構(gou)(gou)(gou)相關產品(pin)監(jian)(jian)管(guan)(guan)框(kuang)架(jia)的(de)優(you)化(hua)完善(shan)，對于進一(yi)步推進保(bao)險(xian)(xian)資(zi)金運用市場(chang)化(hua)改革(ge)具有(you)重要(yao)意義，有(you)利(li)于提(ti)高保(bao)險(xian)(xian)資(zi)產管(guan)(guan)理機構(gou)(gou)(gou)產品(pin)發行(xing)效(xiao)率，激發市場(chang)主(zhu)體活力，有(you)利(li)于明(ming)確保(bao)險(xian)(xian)資(zi)產管(guan)(guan)理機構(gou)(gou)(gou)主(zhu)體責任，優(you)化(hua)監(jian)(jian)管(guan)(guan)資(zi)源配置，更好服(fu)務實體經濟(ji)。

　　下一步，銀(yin)保監會將繼續堅持市場化改革和(he)從嚴(yan)監管(guan)的導(dao)向，指導(dao)登(deng)記機(ji)構(gou)(gou)不斷(duan)提高產品登(deng)記工(gong)作質效、完(wan)善日(ri)常(chang)風險(xian)監測，持續強化保險(xian)資產管(guan)理(li)機(ji)構(gou)(gou)產品事中事后監管(guan)。