中證網訊（記(ji)者(zhe) 黃一靈）10月25日(ri)，上(shang)交(jiao)所針(zhen)對甘肅榮(rong)華(hua)實業(ye)（集團）股份有限公(gong)司(si)（以下簡稱(cheng)ST榮(rong)華(hua)或(huo)公(gong)司(si)）及(ji)(ji)其控股股東、關(guan)(guan)聯方(fang)及(ji)(ji)有關(guan)(guan)責任人(ren)的違(wei)規(gui)擔保行(xing)為，予(yu)以嚴肅處置，對實施違(wei)規(gui)擔保致使上(shang)市(shi)公(gong)司(si)利益受損的責任主體進行(xing)追責。

　　經查明，公(gong)(gong)(gong)司(si)于2017年為控股股東武威榮(rong)華(hua)(hua)工(gong)(gong)貿(mao)集團有限公(gong)(gong)(gong)司(si)（以下簡(jian)稱榮(rong)華(hua)(hua)工(gong)(gong)貿(mao)）及其(qi)(qi)關聯(lian)方武威榮(rong)華(hua)(hua)新型農(nong)業(ye)股份有限公(gong)(gong)(gong)司(si)（以下簡(jian)稱榮(rong)華(hua)(hua)農(nong)業(ye)）的融資(zi)租(zu)賃及借款(kuan)事(shi)(shi)項(xiang)提(ti)供(gong)了(le)三(san)筆連(lian)帶責(ze)(ze)(ze)任(ren)擔(dan)保(bao)(bao)(bao)。一是2017年1月，因(yin)榮(rong)華(hua)(hua)工(gong)(gong)貿(mao)、榮(rong)華(hua)(hua)農(nong)業(ye)融資(zi)租(zu)賃事(shi)(shi)項(xiang)，公(gong)(gong)(gong)司(si)為其(qi)(qi)提(ti)供(gong)連(lian)帶責(ze)(ze)(ze)任(ren)擔(dan)保(bao)(bao)(bao)，涉及擔(dan)保(bao)(bao)(bao)金額(e)1.5億(yi)元；二是2017年4月，因(yin)榮(rong)華(hua)(hua)工(gong)(gong)貿(mao)融資(zi)租(zu)賃事(shi)(shi)項(xiang)，公(gong)(gong)(gong)司(si)為其(qi)(qi)提(ti)供(gong)連(lian)帶責(ze)(ze)(ze)任(ren)擔(dan)保(bao)(bao)(bao)，涉及擔(dan)保(bao)(bao)(bao)金額(e)1.5億(yi)元；三(san)是2017年4月，因(yin)榮(rong)華(hua)(hua)農(nong)業(ye)委托(tuo)貸(dai)款(kuan)借款(kuan)事(shi)(shi)項(xiang)，公(gong)(gong)(gong)司(si)為其(qi)(qi)提(ti)供(gong)連(lian)帶責(ze)(ze)(ze)任(ren)擔(dan)保(bao)(bao)(bao)，涉及擔(dan)保(bao)(bao)(bao)金額(e)1.5億(yi)元。上述(shu)(shu)關聯(lian)擔(dan)保(bao)(bao)(bao)合計金額(e)為4.5億(yi)元，占公(gong)(gong)(gong)司(si)上一年未(wei)(wei)經審計凈(jing)資(zi)產(chan)的54.4%。但公(gong)(gong)(gong)司(si)均(jun)(jun)未(wei)(wei)就前(qian)述(shu)(shu)關聯(lian)擔(dan)保(bao)(bao)(bao)事(shi)(shi)項(xiang)履(lv)行董(dong)事(shi)(shi)會及股東大會審議程序，也未(wei)(wei)及時(shi)披(pi)(pi)露。直至2020年11月28日，公(gong)(gong)(gong)司(si)才在涉訴公(gong)(gong)(gong)告中披(pi)(pi)露上述(shu)(shu)事(shi)(shi)項(xiang)，且(qie)相(xiang)關擔(dan)保(bao)(bao)(bao)債務均(jun)(jun)已逾期

　　此外，公(gong)司因上(shang)(shang)述(shu)擔(dan)(dan)(dan)保事項(xiang)被債權人起(qi)訴，根(gen)據法院判定，公(gong)司應(ying)對(dui)榮華工貿(mao)、榮華農業不能清(qing)償債務（含欠付租金(jin)、相關費用及預期利息）的二分(fen)之一(yi)范圍承(cheng)(cheng)擔(dan)(dan)(dan)清(qing)償責任，承(cheng)(cheng)擔(dan)(dan)(dan)的欠付租金(jin)金(jin)額合計1.54億元，占公(gong)司2019年(nian)經(jing)審計凈利潤絕對(dui)值的166%。上(shang)(shang)述(shu)訴訟及實際承(cheng)(cheng)擔(dan)(dan)(dan)擔(dan)(dan)(dan)保責任等事項(xiang)，公(gong)司也未及時披(pi)露，直(zhi)至2020年(nian)11月(yue)28日才在涉訴公(gong)告中(zhong)對(dui)外披(pi)露。

　　上(shang)(shang)交所認(ren)為(wei)(wei)(wei)(wei)(wei)，上(shang)(shang)市公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)為(wei)(wei)(wei)(wei)(wei)控股(gu)股(gu)東及其關(guan)聯方(fang)提(ti)供大額擔(dan)(dan)保(bao)，未(wei)按照規(gui)(gui)則(ze)要(yao)求履行(xing)董(dong)(dong)(dong)事會(hui)、股(gu)東大會(hui)決策(ce)程序，也(ye)未(wei)及時(shi)履行(xing)信(xin)息(xi)披(pi)露義(yi)務。上(shang)(shang)述擔(dan)(dan)保(bao)債務已發(fa)生逾期且涉及訴訟，公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)需(xu)要(yao)承擔(dan)(dan)清償責(ze)(ze)任(ren)(ren)，可能(neng)(neng)導致公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)遭受重(zhong)大損失(shi)，但公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)也(ye)未(wei)及時(shi)披(pi)露后續擔(dan)(dan)保(bao)逾期及涉訴事項(xiang)(xiang)進展(zhan)，影響(xiang)了投資者(zhe)的(de)合(he)理(li)預(yu)期。上(shang)(shang)述行(xing)為(wei)(wei)(wei)(wei)(wei)嚴重(zhong)違(wei)(wei)反了有(you)(you)關(guan)規(gui)(gui)定。公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)控股(gu)股(gu)東武威(wei)榮(rong)華(hua)工(gong)貿集(ji)團(tuan)有(you)(you)限公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)及其關(guan)聯方(fang)武威(wei)榮(rong)華(hua)新型農業股(gu)份(fen)有(you)(you)限公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)，違(wei)(wei)規(gui)(gui)接受公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)大額擔(dan)(dan)保(bao)，未(wei)能(neng)(neng)確保(bao)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)依法合(he)規(gui)(gui)運營，對公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)的(de)上(shang)(shang)述違(wei)(wei)規(gui)(gui)行(xing)為(wei)(wei)(wei)(wei)(wei)負(fu)(fu)有(you)(you)主要(yao)責(ze)(ze)任(ren)(ren)。時(shi)任(ren)(ren)董(dong)(dong)(dong)事長兼總(zong)經理(li)劉永作為(wei)(wei)(wei)(wei)(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)經營決策(ce)及信(xin)息(xi)披(pi)露的(de)第一責(ze)(ze)任(ren)(ren)人(ren)(ren)，時(shi)任(ren)(ren)董(dong)(dong)(dong)事會(hui)秘書(shu)辛永清作為(wei)(wei)(wei)(wei)(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)信(xin)息(xi)披(pi)露事務的(de)具(ju)體負(fu)(fu)責(ze)(ze)人(ren)(ren)，時(shi)任(ren)(ren)財(cai)務總(zong)監李清華(hua)作為(wei)(wei)(wei)(wei)(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)財(cai)務管理(li)的(de)具(ju)體負(fu)(fu)責(ze)(ze)人(ren)(ren)，未(wei)能(neng)(neng)勤勉盡責(ze)(ze)，對公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)違(wei)(wei)規(gui)(gui)擔(dan)(dan)保(bao)事項(xiang)(xiang)負(fu)(fu)有(you)(you)責(ze)(ze)任(ren)(ren)。

　　鑒于上述違規事實和情節，根據有關規定，上交所作出如下紀律處分決定：對甘肅榮華實業（集團）股份有限公司及控股股東武威榮華工貿集團有限公司、關聯方武威榮華新型農業股份有限公司、公司時任董事長兼總經理劉永、時任董事會秘書辛永清、時任財務總監李清華予以公開譴責。
 

　　上交(jiao)所(suo)表(biao)示(shi)，下一(yi)步(bu)在(zai)日常監管過(guo)程中，將進一(yi)步(bu)強化精準監管、分(fen)類監管，做好違(wei)規(gui)查處工作，引導督(du)促上市(shi)公司規(gui)范運作，穩健經營。