中證(zheng)網訊（記者 昝秀麗）江(jiang)蘇證(zheng)監(jian)局(ju)網站9月6日公布，江(jiang)蘇證(zheng)監(jian)局(ju)決定對(dui)蘇州華(hua)興源創科技股份有限公司(si)采取出(chu)具警(jing)示函(han)監(jian)管措施。

　　江蘇證監(jian)局(ju)指出，華興源創于(yu)2021年12月28日披露(lu)《關于(yu)使(shi)(shi)(shi)用(yong)部分閑置(zhi)(zhi)募(mu)集資金(jin)(jin)(jin)進行(xing)(xing)現金(jin)(jin)(jin)管理(li)(li)的(de)公(gong)告》，公(gong)司(si)將(jiang)使(shi)(shi)(shi)用(yong)額(e)度不超(chao)過(guo)(guo)人民幣5億元的(de)可轉換公(gong)司(si)債券閑置(zhi)(zhi)募(mu)集資金(jin)(jin)(jin)進行(xing)(xing)現金(jin)(jin)(jin)管理(li)(li)，使(shi)(shi)(shi)用(yong)期(qi)限(xian)自第二(er)屆董事會第十四(si)次會議審(shen)議通(tong)過(guo)(guo)之(zhi)日起(qi)不超(chao)過(guo)(guo)12個月。經查，公(gong)司(si)于(yu)2021年12月28日至2022年1月23日期(qi)間，累計使(shi)(shi)(shi)用(yong)閑置(zhi)(zhi)募(mu)集資金(jin)(jin)(jin)開展現金(jin)(jin)(jin)管理(li)(li)7.153億元，超(chao)出公(gong)司(si)董事會審(shen)議額(e)度2.153億元，且未及時進行(xing)(xing)披露(lu)。

　　江蘇(su)證(zheng)監(jian)(jian)(jian)(jian)局表示(shi)，華興(xing)源(yuan)創上述行為違反了《上市(shi)公(gong)(gong)司監(jian)(jian)(jian)(jian)管(guan)(guan)(guan)指(zhi)引第(di)2號(hao)—上市(shi)公(gong)(gong)司募集資金(jin)管(guan)(guan)(guan)理(li)和使用的監(jian)(jian)(jian)(jian)管(guan)(guan)(guan)要(yao)求》(證(zheng)監(jian)(jian)(jian)(jian)會公(gong)(gong)告〔2022〕15號(hao))第(di)八條、第(di)十(shi)二條和《上市(shi)公(gong)(gong)司信(xin)(xin)息披(pi)(pi)露管(guan)(guan)(guan)理(li)辦法(fa)》(證(zheng)監(jian)(jian)(jian)(jian)會令(ling)第(di)182號(hao))第(di)三條的規定。根(gen)據《上市(shi)公(gong)(gong)司信(xin)(xin)息披(pi)(pi)露管(guan)(guan)(guan)理(li)辦法(fa)》(證(zheng)監(jian)(jian)(jian)(jian)會令(ling)第(di)182號(hao))第(di)五十(shi)二條規定，江蘇(su)證(zheng)監(jian)(jian)(jian)(jian)局決定對公(gong)(gong)司采(cai)取出具警示(shi)函的監(jian)(jian)(jian)(jian)管(guan)(guan)(guan)措施，并記入證(zheng)券期(qi)貨市(shi)場誠(cheng)信(xin)(xin)檔案(an)。江蘇(su)證(zheng)監(jian)(jian)(jian)(jian)局要(yao)求公(gong)(gong)司按照相(xiang)關法(fa)律、行政法(fa)規和中國證(zheng)監(jian)(jian)(jian)(jian)會有關規定，強(qiang)化信(xin)(xin)息披(pi)(pi)露管(guan)(guan)(guan)理(li)，嚴格按規定履行信(xin)(xin)息披(pi)(pi)露義務，并在收到(dao)該監(jian)(jian)(jian)(jian)管(guan)(guan)(guan)措施的15個(ge)工作(zuo)日內向江蘇(su)證(zheng)監(jian)(jian)(jian)(jian)局提(ti)交(jiao)書面報告；全體(ti)董事、監(jian)(jian)(jian)(jian)事、高(gao)級管(guan)(guan)(guan)理(li)人員應(ying)加(jia)強(qiang)對證(zheng)券相(xiang)關法(fa)律法(fa)規的學習，切實提(ti)高(gao)規范意識和履職(zhi)能(neng)力(li)。