中(zhong)國(guo)(guo)證(zheng)(zheng)監(jian)會(hui)新聞發言人高(gao)莉11月1日在(zai)2023金融(rong)街論壇年(nian)會(hui)新聞發布會(hui)上表示，中(zhong)央金融(rong)工作會(hui)議對整(zheng)個資(zi)本市(shi)場高(gao)質量(liang)對外開放提出了明確的部署和要求。下(xia)一步，證(zheng)(zheng)監(jian)會(hui)將積極(ji)支持境(jing)(jing)外優質主體依(yi)法投資(zi)入(ru)股境(jing)(jing)內證(zheng)(zheng)券基金經(jing)營(ying)機構，鼓(gu)勵(li)外資(zi)證(zheng)(zheng)券基金經(jing)營(ying)機構發揮專業化(hua)、特色化(hua)優勢(shi)，積極(ji)參與(yu)中(zhong)國(guo)(guo)資(zi)本市(shi)場，在(zai)實現(xian)自身發展的同(tong)(tong)時共(gong)同(tong)(tong)推動(dong)中(zhong)國(guo)(guo)資(zi)本市(shi)場高(gao)質量(liang)發展。

　　高(gao)莉(li)介紹，近年來，中國證(zheng)監會(hui)積極穩妥推進(jin)資(zi)本(ben)市(shi)場雙(shuang)向開放(fang)，取得(de)一(yi)系列進(jin)展和成效。

　　首(shou)先，跨境(jing)(jing)投(tou)(tou)融(rong)資(zi)(zi)更加便利(li)。不(bu)斷完善企業境(jing)(jing)外(wai)上(shang)市監管制(zhi)度，2023年3月實施境(jing)(jing)外(wai)上(shang)市監管新規，更好支持企業利(li)用(yong)兩個(ge)市場、兩種(zhong)資(zi)(zi)源健(jian)康發展。優(you)化資(zi)(zi)本市場互(hu)聯互(hu)通(tong)機制(zhi)，將(jiang)“滬(hu)倫通(tong)”機制(zhi)境(jing)(jing)內(nei)拓展至(zhi)深(shen)交(jiao)所，境(jing)(jing)外(wai)拓展至(zhi)瑞士和德國。放寬合格(ge)境(jing)(jing)外(wai)投(tou)(tou)資(zi)(zi)者準入條件和擴大投(tou)(tou)資(zi)(zi)范圍。允(yun)許已獲準進入中(zhong)國銀行間市場的(de)境(jing)(jing)外(wai)機構投(tou)(tou)資(zi)(zi)者可直接(jie)投(tou)(tou)資(zi)(zi)滬(hu)深(shen)交(jiao)易(yi)所債券市場。持續(xu)完善滬(hu)深(shen)港(gang)通(tong)機制(zhi)，擴大交(jiao)易(yi)標的(de)范圍、優(you)化交(jiao)易(yi)日(ri)歷安排，外(wai)資(zi)(zi)參(can)與A股(gu)便利(li)性穩步(bu)提高。

　　其次，證(zheng)(zheng)券(quan)(quan)基金(jin)(jin)期貨行(xing)(xing)業開放大幅(fu)提升。近年(nian)來已取消境(jing)外(wai)(wai)(wai)投資(zi)(zi)(zi)(zi)者(zhe)(zhe)持有證(zheng)(zheng)券(quan)(quan)公(gong)(gong)(gong)司(si)、基金(jin)(jin)管理公(gong)(gong)(gong)司(si)股權比(bi)例限制，對(dui)外(wai)(wai)(wai)商投資(zi)(zi)(zi)(zi)證(zheng)(zheng)券(quan)(quan)公(gong)(gong)(gong)司(si)業務(wu)范(fan)圍實施國民待遇(yu)，允許外(wai)(wai)(wai)國銀行(xing)(xing)在華分行(xing)(xing)申(shen)請(qing)證(zheng)(zheng)券(quan)(quan)投資(zi)(zi)(zi)(zi)基金(jin)(jin)托管資(zi)(zi)(zi)(zi)格，進(jin)一步降低合格境(jing)外(wai)(wai)(wai)機(ji)構投資(zi)(zi)(zi)(zi)者(zhe)(zhe)準(zhun)入門檻、擴大投資(zi)(zi)(zi)(zi)范(fan)圍。截至目前，已累計核準(zhun)9家(jia)(jia)外(wai)(wai)(wai)商控股證(zheng)(zheng)券(quan)(quan)公(gong)(gong)(gong)司(si)、9家(jia)(jia)外(wai)(wai)(wai)商獨(du)資(zi)(zi)(zi)(zi)基金(jin)(jin)管理公(gong)(gong)(gong)司(si)、3家(jia)(jia)外(wai)(wai)(wai)國銀行(xing)(xing)在華子行(xing)(xing)證(zheng)(zheng)券(quan)(quan)投資(zi)(zi)(zi)(zi)基金(jin)(jin)托管資(zi)(zi)(zi)(zi)格。2020年(nian)9月合格境(jing)外(wai)(wai)(wai)投資(zi)(zi)(zi)(zi)者(zhe)(zhe)新(xin)規發(fa)布以(yi)來，累計新(xin)批合格境(jing)外(wai)(wai)(wai)投資(zi)(zi)(zi)(zi)者(zhe)(zhe)298家(jia)(jia)。為落實今(jin)年(nian)6月國務(wu)院對(dui)接國際高標準(zhun)、推進(jin)制度型開放的(de)相關(guan)部署，證(zheng)(zheng)監會進(jin)一步將設立在上海、海南等6個自貿區（港）的(de)內外(wai)(wai)(wai)資(zi)(zi)(zi)(zi)證(zheng)(zheng)券(quan)(quan)公(gong)(gong)(gong)司(si)、基金(jin)(jin)管理公(gong)(gong)(gong)司(si)審批時限由6個月縮短至120天。

　　再(zai)次，產(chan)品(pin)(pin)開放邁出(chu)堅實步伐。推(tui)動國際指數(shu)納A比例不斷提升。拓展(zhan)境內(nei)外(wai)ETF互聯互通，持續擴大期貨期權特(te)定品(pin)(pin)種開放，實現在華(hua)外(wai)資(zi)銀行參與境內(nei)國債期貨市場交易，支持香港推(tui)出(chu)首個A股指數(shu)期貨。

　　此外，跨境(jing)監(jian)管(guan)合作不斷深化，不斷加強開放條件下資本市(shi)場(chang)監(jian)管(guan)和風險防(fang)控能力(li)建設(she)。順利(li)完成(cheng)2022年(nian)度中美審計監(jian)管(guan)合作。

　　“中(zhong)央金(jin)融工作會(hui)議(yi)對整(zheng)個(ge)資(zi)(zi)(zi)本市(shi)場(chang)高質(zhi)量對外開放提出(chu)了(le)明確的部署(shu)和要求。”高莉說(shuo)，下一步，證監會(hui)將堅(jian)持(chi)市(shi)場(chang)化(hua)、法治化(hua)方向(xiang)，繼續堅(jian)定不移擴大(da)資(zi)(zi)(zi)本市(shi)場(chang)對外開放，統籌開放與安全，推出(chu)更多務實性(xing)開放舉措(cuo)，積極(ji)支(zhi)持(chi)境外優(you)質(zhi)主體依(yi)法投資(zi)(zi)(zi)入(ru)股境內證券(quan)基金(jin)經(jing)營機(ji)構，鼓(gu)勵外資(zi)(zi)(zi)證券(quan)基金(jin)經(jing)營機(ji)構發揮專(zhuan)業(ye)化(hua)、特色化(hua)優(you)勢，積極(ji)參(can)與中(zhong)國(guo)資(zi)(zi)(zi)本市(shi)場(chang)。