中證網訊(xun)（記者 昝秀麗(li)）中上(shang)協(xie)1月11日(ri)消息，1月10日(ri)，中國(guo)(guo)上(shang)市(shi)(shi)公(gong)司協(xie)會境外上(shang)市(shi)(shi)公(gong)司分會成立大會在北京召開。證監(jian)會黨(dang)委委員、副主席(xi)方星海出席(xi)并致辭，中國(guo)(guo)上(shang)市(shi)(shi)公(gong)司協(xie)會會長宋(song)志平發言，中國(guo)(guo)上(shang)市(shi)(shi)公(gong)司協(xie)會黨(dang)委書記、執行副會長柳(liu)磊主持(chi)會議。  

　　方(fang)(fang)星海表示(shi)，去年3月31日(ri)，境(jing)內(nei)企(qi)(qi)業(ye)境(jing)外(wai)(wai)(wai)上(shang)市(shi)(shi)(shi)(shi)備案管(guan)理辦(ban)法(fa)正式實施(shi)。截至目前，共(gong)有包括(kuo)VIE企(qi)(qi)業(ye)在內(nei)的(de)(de)86家(jia)境(jing)內(nei)企(qi)(qi)業(ye)在境(jing)外(wai)(wai)(wai)上(shang)市(shi)(shi)(shi)(shi)新規施(shi)行(xing)后完(wan)成備案。境(jing)外(wai)(wai)(wai)備案工作(zuo)常態化、有序化、透明(ming)化推進(jin)，得到了(le)市(shi)(shi)(shi)(shi)場(chang)各方(fang)(fang)的(de)(de)積極反饋，為推動更(geng)多具備高質(zhi)量發(fa)展(zhan)(zhan)潛質(zhi)的(de)(de)企(qi)(qi)業(ye)獲得適(shi)合自身發(fa)展(zhan)(zhan)的(de)(de)資本(ben)市(shi)(shi)(shi)(shi)場(chang)的(de)(de)支持(chi)建(jian)(jian)立了(le)良好預期。同時(shi)，證(zheng)監會進(jin)一(yi)步完(wan)善了(le)境(jing)內(nei)上(shang)市(shi)(shi)(shi)(shi)公司(si)境(jing)外(wai)(wai)(wai)發(fa)行(xing)全(quan)(quan)球存(cun)托憑證(zheng)辦(ban)法(fa)，累計核準23家(jia)上(shang)市(shi)(shi)(shi)(shi)公司(si)發(fa)行(xing)GDR，合計募(mu)資約122億(yi)美元，為中國(guo)企(qi)(qi)業(ye)“出(chu)海”提供(gong)了(le)新路徑，也為境(jing)外(wai)(wai)(wai)投資者打(da)開了(le)參與中國(guo)經(jing)濟(ji)發(fa)展(zhan)(zhan)的(de)(de)新窗口。證(zheng)監會不斷加(jia)快資本(ben)市(shi)(shi)(shi)(shi)場(chang)基礎制度建(jian)(jian)設，提升法(fa)治水平，提高監管(guan)透明(ming)度，持(chi)續(xu)激發(fa)市(shi)(shi)(shi)(shi)場(chang)活(huo)力，統籌發(fa)展(zhan)(zhan)和安全(quan)(quan)，在境(jing)外(wai)(wai)(wai)上(shang)市(shi)(shi)(shi)(shi)備案中維護好國(guo)家(jia)產業(ye)和信息安全(quan)(quan)。他指(zhi)出(chu)，企(qi)(qi)業(ye)境(jing)外(wai)(wai)(wai)上(shang)市(shi)(shi)(shi)(shi)應(ying)遵守(shou)國(guo)內(nei)外(wai)(wai)(wai)法(fa)律(lv)，守(shou)住風(feng)險(xian)底線。個別中國(guo)赴境(jing)外(wai)(wai)(wai)上(shang)市(shi)(shi)(shi)(shi)的(de)(de)企(qi)(qi)業(ye)出(chu)現(xian)了(le)重大違(wei)法(fa)違(wei)規事(shi)件，有的(de)(de)過度加(jia)持(chi)杠桿，借助境(jing)內(nei)外(wai)(wai)(wai)市(shi)(shi)(shi)(shi)場(chang)盲目融(rong)資擴張暴雷；個別企(qi)(qi)業(ye)嚴(yan)(yan)重財務造(zao)假、虛假陳述，必須從嚴(yan)(yan)懲治。境(jing)外(wai)(wai)(wai)上(shang)市(shi)(shi)(shi)(shi)企(qi)(qi)業(ye)應(ying)嚴(yan)(yan)格遵守(shou)上(shang)市(shi)(shi)(shi)(shi)地法(fa)律(lv)法(fa)規，同時(shi)要遵守(shou)本(ben)國(guo)法(fa)律(lv)法(fa)規，自覺(jue)維護國(guo)家(jia)利益。

　　宋志平表(biao)示，境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)上(shang)(shang)市(shi)(shi)(shi)(shi)是我國資本(ben)市(shi)(shi)(shi)(shi)場(chang)對外(wai)(wai)(wai)(wai)(wai)(wai)(wai)開放的重(zhong)要組成部分。在(zai)證監會的指導下，中(zhong)國上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)協會充分發揮自律組織作用，主(zhu)動與(yu)(yu)境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)建(jian)立(li)聯系，為境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)企業做好(hao)(hao)支(zhi)持(chi)與(yu)(yu)服(fu)務，穩定(ding)(ding)市(shi)(shi)(shi)(shi)場(chang)參與(yu)(yu)各方預期，推(tui)(tui)動形成政(zheng)策完善及改(gai)革共識(shi)。目前(qian)中(zhong)上(shang)(shang)協共有境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)會員185家，其在(zai)美及在(zai)港總體市(shi)(shi)(shi)(shi)值占(zhan)當地中(zhong)國境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)總市(shi)(shi)(shi)(shi)值的近50%；涵(han)蓋了互聯網平臺經濟、新能源、生(sheng)物(wu)醫(yi)藥等新經濟領(ling)域的頭部企業，呈現出注重(zhong)研發投入和發明專利等科創代表(biao)性。境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)分會在(zai)籌備期間，聯合(he)監管(guan)部門、地方政(zheng)府、境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)機構、主(zhu)要境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)交易所等相關方，通(tong)過座(zuo)談訪談、境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)路演推(tui)(tui)介(jie)活動等與(yu)(yu)境(jing)(jing)(jing)內(nei)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)投資者常態化雙向溝(gou)通(tong)交流，服(fu)務境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)在(zai)國際證券(quan)金融市(shi)(shi)(shi)(shi)場(chang)中(zhong)穩定(ding)(ding)運行(xing)。未來，中(zhong)上(shang)(shang)協將繼(ji)續為境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)提供高(gao)質(zhi)量(liang)、更貼近會員需求的支(zhi)持(chi)與(yu)(yu)服(fu)務：一是搭建(jian)橋梁，暢通(tong)境(jing)(jing)(jing)外(wai)(wai)(wai)(wai)(wai)(wai)(wai)上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)與(yu)(yu)有關主(zhu)管(guan)部門的溝(gou)通(tong)渠道(dao)；二(er)是辦(ban)好(hao)(hao)培訓，正確(que)傳遞監管(guan)要求；三(san)是向全球投資者推(tui)(tui)介(jie)我國企業的高(gao)質(zhi)量(liang)發展風貌，向世界講好(hao)(hao)中(zhong)國上(shang)(shang)市(shi)(shi)(shi)(shi)公(gong)司(si)故事。

　　境外(wai)上(shang)(shang)市(shi)(shi)公司(si)分會主任(ren)委員、百度集團資(zi)深(shen)副(fu)總裁、總法(fa)律顧問梁(liang)(liang)志祥發(fa)言。梁(liang)(liang)志祥表示，作為較早在境外(wai)上(shang)(shang)市(shi)(shi)的公司(si)，百度始(shi)終與(yu)國(guo)(guo)家(jia)發(fa)展緊密連(lian)接(jie)，與(yu)中(zhong)國(guo)(guo)企(qi)(qi)(qi)業(ye)(ye)(ye)同頻共振，有(you)幸見證了(le)中(zhong)國(guo)(guo)企(qi)(qi)(qi)業(ye)(ye)(ye)在資(zi)本市(shi)(shi)場(chang)的發(fa)展和(he)困難，深(shen)感國(guo)(guo)家(jia)發(fa)展和(he)企(qi)(qi)(qi)業(ye)(ye)(ye)成長(chang)的艱辛(xin)和(he)成就(jiu)。這(zhe)其中(zhong)，離不開證監會及中(zhong)國(guo)(guo)上(shang)(shang)市(shi)(shi)公司(si)協會等有(you)關(guan)單位對中(zhong)國(guo)(guo)上(shang)(shang)市(shi)(shi)企(qi)(qi)(qi)業(ye)(ye)(ye)的指導與(yu)支持，更(geng)離不開國(guo)(guo)家(jia)和(he)政府的關(guan)心與(yu)扶持。梁(liang)(liang)志祥提出，海外(wai)上(shang)(shang)市(shi)(shi)使得中(zhong)國(guo)(guo)企(qi)(qi)(qi)業(ye)(ye)(ye)能(neng)夠更(geng)好(hao)(hao)地融(rong)入(ru)全球經濟體(ti)系，境外(wai)上(shang)(shang)市(shi)(shi)公司(si)應(ying)努力抓(zhua)住機(ji)遇(yu)：一是通過海外(wai)上(shang)(shang)市(shi)(shi)提升中(zhong)國(guo)(guo)企(qi)(qi)(qi)業(ye)(ye)(ye)的全球品牌(pai)影響力，更(geng)有(you)效(xiao)獲得國(guo)(guo)際(ji)資(zi)本市(shi)(shi)場(chang)的關(guan)注和(he)青睞；二是善(shan)用外(wai)資(zi)，更(geng)好(hao)(hao)反哺中(zhong)國(guo)(guo)企(qi)(qi)(qi)業(ye)(ye)(ye)科技(ji)創新能(neng)力；三是與(yu)國(guo)(guo)際(ji)接(jie)軌，完善(shan)公司(si)治理結構，讓(rang)合(he)法(fa)依(yi)規(gui)經營(ying)助力企(qi)(qi)(qi)業(ye)(ye)(ye)行穩致遠、基業(ye)(ye)(ye)長(chang)青。

　　柳磊(lei)宣(xuan)布(bu)中(zhong)國(guo)(guo)上(shang)市(shi)(shi)公(gong)司(si)協(xie)會境外上(shang)市(shi)(shi)公(gong)司(si)分(fen)(fen)會正式成(cheng)(cheng)立。中(zhong)國(guo)(guo)上(shang)市(shi)(shi)公(gong)司(si)協(xie)會境外上(shang)市(shi)(shi)公(gong)司(si)分(fen)(fen)會首屆(jie)成(cheng)(cheng)員(yuan)(yuan)共74家(jia)，分(fen)(fen)會設主任(ren)委員(yuan)(yuan)、執(zhi)行委員(yuan)(yuan)會及(ji)秘書處(chu)，共同負責分(fen)(fen)會的日(ri)常(chang)運作。首屆(jie)執(zhi)委會成(cheng)(cheng)員(yuan)(yuan)為(wei)百度、華能國(guo)(guo)際、中(zhong)航科工、阿里巴(ba)巴(ba)、京(jing)東、貝殼、嗶哩嗶哩、理(li)想汽車、蒙牛(niu)乳業、國(guo)(guo)藥控股、中(zhong)升控股、金(jin)蝶國(guo)(guo)際、騰訊控股、美團、海爾智家(jia)。分(fen)(fen)會秘書處(chu)設置在(zai)中(zhong)國(guo)(guo)上(shang)市(shi)(shi)公(gong)司(si)協(xie)會國(guo)(guo)際合(he)作部（港澳臺事務(wu)辦公(gong)室）和北京(jing)市(shi)(shi)金(jin)杜(du)律師(shi)事務(wu)所。