鄭(zheng)州商品交易(yi)所(suo)(suo)3月6日發布(bu)了《鄭(zheng)州商品交易(yi)所(suo)(suo)2019年自律管理(li)工作報(bao)(bao)告(gao)》(以下簡稱《報(bao)(bao)告(gao)》)。根(gen)據這(zhe)份《報(bao)(bao)告(gao)》,2019年,鄭(zheng)商所(suo)(suo)認真落實(shi)(shi)(shi)黨中(zhong)央(yang)和(he)中(zhong)國證監(jian)會黨委決(jue)策(ce)部署(shu),推進產品與業務創新(xin),做(zuo)精做(zuo)細做(zuo)實(shi)(shi)(shi)現有品種(zhong),切實(shi)(shi)(shi)履行一線監(jian)管職責,防范化解市(shi)場風險,不(bu)斷(duan)提升服務實(shi)(shi)(shi)體經(jing)濟能力。
《報告(gao)》顯(xian)示,2019年(nian)鄭商(shang)所成功上市(shi)(shi)(shi)紅棗、尿素(su)、純堿期(qi)(qi)貨(huo)和棉花(hua)、PTA、甲醇(chun)期(qi)(qi)權,有序推(tui)進瓶(ping)片、短纖、PX、咖啡、花(hua)生(sheng)等(deng)品(pin)種研發工作,開展指數衍生(sheng)品(pin)的可行性論證。加大PTA期(qi)(qi)貨(huo)境(jing)外(wai)推(tui)介(jie)力度,推(tui)動甲醇(chun)期(qi)(qi)貨(huo)國際化(hua)進程。支持建信易盛鄭商(shang)所能源化(hua)工期(qi)(qi)貨(huo)ETF獲批,實現期(qi)(qi)貨(huo)衍生(sheng)產品(pin)發行上市(shi)(shi)(shi)新(xin)突破。綜合業務平(ping)臺推(tui)出倉(cang)單買斷式(shi)回購業務,場(chang)外(wai)市(shi)(shi)(shi)場(chang)服務實體(ti)經(jing)濟功能逐步顯(xian)現。
2019年,鄭(zheng)商所持續加強市場監(jian)管(guan)(guan),嚴(yan)格依(yi)規查處(chu)違規行為,切(qie)實(shi)履行一線監(jian)管(guan)(guan)職(zhi)責。全年共(gong)(gong)處(chu)理異常(chang)交易及違規交易線索(suo)316起,審理違規交易案件39起,對(dui)涉案的40個(ge)自然人客戶及6個(ge)法人客戶給(gei)予警告、暫停開倉等(deng)(deng)紀律處(chu)分(fen)。共(gong)(gong)認(ren)定實(shi)際控制(zhi)關(guan)系賬戶1068組(zu)(zu),涉及3068個(ge)客戶,對(dui)于具(ju)有(you)實(shi)際控制(zhi)關(guan)系但不(bu)如(ru)實(shi)申報相(xiang)關(guan)信息的4組(zu)(zu)共(gong)(gong)15個(ge)客戶,依(yi)規采取(qu)限制(zhi)開倉的監(jian)管(guan)(guan)措施。全年共(gong)(gong)組(zu)(zu)織倉庫現場檢查283次,處(chu)理蘋果、動(dong)力煤、油菜籽、硅鐵(tie)等(deng)(deng)4個(ge)品種交割糾紛36起。對(dui)PTA、棉花、菜籽粕、硅鐵(tie)、棉紗、蘋果等(deng)(deng)品種36家(jia)交割倉庫發出監(jian)管(guan)(guan)函,并作出相(xiang)應(ying)處(chu)理。
2019年(nian),鄭商所通過多種(zhong)形式(shi)加強市場培(pei)(pei)育,積(ji)極(ji)推進投資者教育工作。全年(nian)共舉(ju)辦“三(san)業”活動(dong)585場,參(can)與人(ren)數(shu)約3.5萬(wan)(wan)人(ren)次。共組織視頻(pin)講座104場,累(lei)計(ji)培(pei)(pei)訓(xun)人(ren)數(shu)約2.2萬(wan)(wan)人(ren)次。舉(ju)辦會員中層業務人(ren)員培(pei)(pei)訓(xun)班9場,累(lei)計(ji)培(pei)(pei)訓(xun)會員高管(guan)、中層及(ji)業務骨干人(ren)數(shu)1350余人(ren)次。深(shen)入開展(zhan)“期(qi)(qi)權講習所”系列(lie)培(pei)(pei)訓(xun),舉(ju)辦8場套(tao)期(qi)(qi)保值實務培(pei)(pei)訓(xun)及(ji)期(qi)(qi)權講師培(pei)(pei)訓(xun),累(lei)計(ji)培(pei)(pei)訓(xun)產業企業套(tao)保業務人(ren)員及(ji)會員公司分析(xi)師近(jin)1000人(ren)次。
中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)網(wang)(wang)聲(sheng)明:凡本網(wang)(wang)注明“來(lai)源(yuan):中(zhong)(zhong)(zhong)(zhong)(zhong)國證(zheng)券(quan)報(bao)(bao)·中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)網(wang)(wang)”的所(suo)有(you)作品,版權均(jun)屬(shu)于(yu)中(zhong)(zhong)(zhong)(zhong)(zhong)國證(zheng)券(quan)報(bao)(bao)、中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)網(wang)(wang)。中(zhong)(zhong)(zhong)(zhong)(zhong)國證(zheng)券(quan)報(bao)(bao)·中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)網(wang)(wang)與(yu)作品作者(zhe)聯(lian)合聲(sheng)明,任何組(zu)織未經中(zhong)(zhong)(zhong)(zhong)(zhong)國證(zheng)券(quan)報(bao)(bao)、中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)網(wang)(wang)以及作者(zhe)書面(mian)授(shou)權不(bu)得轉載(zai)、摘編或(huo)利(li)用(yong)其(qi)(qi)它方式(shi)使用(yong)上述作品。凡本網(wang)(wang)注明來(lai)源(yuan)非中(zhong)(zhong)(zhong)(zhong)(zhong)國證(zheng)券(quan)報(bao)(bao)·中(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)網(wang)(wang)的作品,均(jun)轉載(zai)自其(qi)(qi)它媒體,轉載(zai)目的在于(yu)更(geng)好服(fu)務讀者(zhe)、傳遞信息之需(xu),并不(bu)代表(biao)本網(wang)(wang)贊同其(qi)(qi)觀點,本網(wang)(wang)亦(yi)不(bu)對其(qi)(qi)真實性負(fu)責,持(chi)異議者(zhe)應與(yu)原(yuan)出處單位主張(zhang)權利(li)。
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