日前(qian),上交所組(zu)織召開債券(quan)市(shi)(shi)場(chang)自律監(jian)管工(gong)作(zuo)券(quan)商座談會。會議(yi)傳達了近期國務院金融(rong)委和中國證監(jian)會加強債券(quan)市(shi)(shi)場(chang)監(jian)管和風(feng)險防控工(gong)作(zuo)的重(zhong)要政策精神,分析研(yan)判了今年債券(quan)市(shi)(shi)場(chang)形(xing)勢(shi),通報了今年上交所債券(quan)市(shi)(shi)場(chang)的主要工(gong)作(zuo)安排。
風(feng)(feng)險防控(kong)(kong)方面(mian),上交(jiao)所將扎實做好(hao)對重點區域(yu)、行(xing)業(ye)及相關發(fa)行(xing)人的(de)(de)風(feng)(feng)險監(jian)(jian)測(ce)和(he)(he)處置(zhi)(zhi),疏堵結合,牢牢守住不發(fa)生系統(tong)性(xing)風(feng)(feng)險的(de)(de)底線。健全全鏈條的(de)(de)債(zhai)券(quan)信用(yong)風(feng)(feng)險防控(kong)(kong)工作(zuo)機(ji)制(zhi)(zhi),把風(feng)(feng)控(kong)(kong)工作(zuo)嵌入(ru)到融資審核(he)、持續監(jian)(jian)管、風(feng)(feng)險處置(zhi)(zhi)和(he)(he)責(ze)任查處各個(ge)業(ye)務(wu)(wu)環節。融資審核(he)端堅決貫徹調結構要求,把好(hao)“入(ru)口關”,立(li)足信息披(pi)露,重點關注發(fa)行(xing)人公司治理、債(zhai)務(wu)(wu)“籃(lan)子”和(he)(he)償債(zhai)信用(yong)情況,從嚴把握對弱(ruo)資質(zhi)發(fa)行(xing)人的(de)(de)審核(he)標(biao)準。風(feng)(feng)險監(jian)(jian)測(ce)端和(he)(he)日常(chang)監(jian)(jian)管端加(jia)強預(yu)研預(yu)判和(he)(he)督(du)導檢查,排好(hao)優先序,打好(hao)主動仗,嚴肅打擊財務(wu)(wu)造假、惡(e)意逃廢債(zhai)等惡(e)性(xing)違(wei)法違(wei)規(gui)行(xing)為(wei),適時(shi)啟(qi)動現場督(du)導。風(feng)(feng)險處置(zhi)(zhi)端堅持快速出手、及時(shi)發(fa)聲,回應市場關切,防范個(ge)案風(feng)(feng)險外溢。同(tong)時(shi),豐富多種市場工具(ju),完善債(zhai)券(quan)違(wei)約市場化處置(zhi)(zhi)機(ji)制(zhi)(zhi)。
市(shi)(shi)(shi)場(chang)(chang)建設方(fang)面,上(shang)交(jiao)所表示,今年將按照(zhao)證監會(hui)統一部署,主要抓(zhua)好(hao)六項(xiang)工作:一是(shi)(shi)加(jia)(jia)快推(tui)進(jin)(jin)基礎(chu)設施公(gong)募REITs的試(shi)點進(jin)(jin)程和項(xiang)目落(luo)(luo)地;二是(shi)(shi)服務(wu)國家戰略需(xu)要,在碳中(zhong)和、科(ke)技創新(xin)等方(fang)面推(tui)出(chu)更多的創新(xin)品種(zhong);三是(shi)(shi)激發市(shi)(shi)(shi)場(chang)(chang)活力,優化(hua)三方(fang)回購、債券借貸、債券做市(shi)(shi)(shi)等機制(zhi);四是(shi)(shi)加(jia)(jia)強系統基礎(chu)建設,推(tui)動(dong)新(xin)一代債券交(jiao)易系統年內上(shang)線(xian);五(wu)是(shi)(shi)做好(hao)市(shi)(shi)(shi)場(chang)(chang)聯(lian)通(tong)和對外(wai)開(kai)放工作,推(tui)動(dong)與(yu)銀(yin)行間市(shi)(shi)(shi)場(chang)(chang)互(hu)(hu)聯(lian)互(hu)(hu)通(tong)落(luo)(luo)地,支持外(wai)資直接入市(shi)(shi)(shi);六是(shi)(shi)梳理(li)精簡債券市(shi)(shi)(shi)場(chang)(chang)業務(wu)規(gui)則,形成(cheng)簡明清晰友好(hao)的規(gui)則體系。