本報26日(ri)發(fa)表(biao)文章《成(cheng)(cheng)(cheng)城股(gu)份(fen)(fen)控(kong)制人認(ren)購資格存疑》質(zhi)疑成(cheng)(cheng)(cheng)清波(bo)(bo)認(ren)購城城股(gu)份(fen)(fen)定向(xiang)增(zeng)發(fa)股(gu)份(fen)(fen)的(de)資格。6月(yue)29日(ri),成(cheng)(cheng)(cheng)城股(gu)份(fen)(fen)公(gong)(gong)告(gao)承認(ren),成(cheng)(cheng)(cheng)清波(bo)(bo)不具(ju)備此次非公(gong)(gong)開發(fa)行股(gu)票的(de)認(ren)購資格,公(gong)(gong)司擬對非公(gong)(gong)開發(fa)行預案的(de)認(ren)購人進行調整,并提請董事會審(shen)議。而保薦機(ji)構則(ze)表(biao)示(shi)此次調整屬于重大事項(xiang)調整。
公(gong)(gong)告稱,近日,公(gong)(gong)司(si)收到上交所(suo)發(fa)來(lai)的(de)《關(guan)于吉林(lin)成城(cheng)集團(tuan)股(gu)(gu)份(fen)有限公(gong)(gong)司(si)的(de)問詢函》,要求公(gong)(gong)司(si)、相關(guan)保(bao)薦機構及實際控制(zhi)人(ren)對(dui)認購資金來(lai)源和(he)認購能(neng)力發(fa)表意(yi)見,公(gong)(gong)司(si)及保(bao)薦機構中山證券對(dui)成清波在成城(cheng)股(gu)(gu)份(fen)2013年非公(gong)(gong)開(kai)發(fa)行股(gu)(gu)票中股(gu)(gu)票認購資格進行了核(he)查。
根據核查情況,2012年7月(yue)25日,廣(guang)州(zhou)市(shi)(shi)中(zhong)(zhong)級人(ren)(ren)(ren)民法院依法受(shou)理了華夏銀行(xing)廣(guang)州(zhou)分行(xing)申請執行(xing)廣(guang)東(dong)國恒(heng)鐵路(lu)物資有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)、天津國恒(heng)鐵路(lu)控(kong)股股份有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)、深(shen)圳(zhen)市(shi)(shi)國恒(heng)實(shi)業發展有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)、深(shen)圳(zhen)市(shi)(shi)中(zhong)(zhong)技(ji)實(shi)業(集團(tuan))有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)、深(shen)圳(zhen)威誼光通(tong)技(ji)術有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)、北(bei)京(jing)華生創展投資管理有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)、深(shen)圳(zhen)市(shi)(shi)鴻源(yuan)星貿易有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)司(si)(si)、成(cheng)清(qing)(qing)波(bo)公(gong)(gong)證債權(quan)文書一(yi)案。2012年8月(yue)14日,廣(guang)東(dong)省廣(guang)州(zhou)市(shi)(shi)中(zhong)(zhong)級人(ren)(ren)(ren)民法院作出《執行(xing)通(tong)知書》,要求(qiu)借款(kuan)人(ren)(ren)(ren)及擔(dan)保人(ren)(ren)(ren)成(cheng)清(qing)(qing)波(bo)償(chang)還本金(jin)及累計欠付利息(xi)1.02億元,截(jie)至目前仍正(zheng)執行(xing)中(zhong)(zhong)。
公司(si)及保薦機構認為(wei),成清波雖不(bu)是上述案件的直(zhi)接借款人,但作為(wei)擔保人亦不(bu)符合《上市(shi)公司(si)收購(gou)管理(li)辦法》第六條之“(一)收購(gou)人負有數額較大債務,到(dao)期未清償(chang),且處于(yu)持(chi)續狀態”中(zhong)對收購(gou)人資格(ge)的規定,因(yin)而成清波不(bu)具備本次非公開發行股票認購(gou)資格(ge)。
(責任編(bian)輯:DF106)