第四屆中小投資(zi)(zi)者服務論壇上(shang)(shang)，上(shang)(shang)海證(zheng)券交易所(suo)副總(zong)經理董國(guo)群(qun)表(biao)示，近年來，提高上(shang)(shang)市公(gong)司(si)質量(liang)(liang)受到(dao)各方高度(du)關注，被公(gong)認為是建設高質量(liang)(liang)資(zi)(zi)本(ben)市場(chang)的一(yi)項基(ji)石(shi)性工作(zuo)。上(shang)(shang)市公(gong)司(si)作(zuo)為公(gong)眾公(gong)司(si)，必(bi)須(xu)尊重、敬畏投資(zi)(zi)者，才能(neng)借助資(zi)(zi)本(ben)市場(chang)高質量(liang)(liang)發展(zhan)。上(shang)(shang)市公(gong)司(si)質量(liang)(liang)提高了，投資(zi)(zi)者也(ye)能(neng)真正(zheng)獲得回報(bao)，投融(rong)資(zi)(zi)更加平衡(heng)，市場(chang)健康發展(zhan)的根基(ji)也(ye)會更牢。

　　他認為，提高上市(shi)公(gong)(gong)司(si)(si)質(zhi)量和投資(zi)(zi)者(zhe)保護，首先應該重視對(dui)(dui)話，搭建(jian)上市(shi)公(gong)(gong)司(si)(si)和投資(zi)(zi)者(zhe)交流(liu)平臺。從去年(nian)開始，上交所更注重幫助(zhu)投資(zi)(zi)者(zhe)和上市(shi)公(gong)(gong)司(si)(si)的“面對(dui)(dui)面”溝通交流(liu)，突(tu)破(po)傳統信披渠道，通過業績(ji)說(shuo)明(ming)會等方式，幫助(zhu)投資(zi)(zi)者(zhe)更直觀、更形象地(di)了解公(gong)(gong)司(si)(si)情(qing)況。目前，已(yi)(yi)有(you)不少滬(hu)市(shi)公(gong)(gong)司(si)(si)在積極主動(dong)籌備2021年(nian)半年(nian)報業績(ji)說(shuo)明(ming)會，這已(yi)(yi)成為上市(shi)公(gong)(gong)司(si)(si)與投資(zi)(zi)者(zhe)互動(dong)交流(liu)的重要選項。

　　同時，強(qiang)化(hua)信披，在(zai)風(feng)(feng)險(xian)化(hua)解中(zhong)保(bao)(bao)障(zhang)投(tou)(tou)資者合法權(quan)益。風(feng)(feng)險(xian)化(hua)解已成為(wei)提高上市公司(si)質量的階(jie)段性(xing)重(zhong)(zhong)點工(gong)作，平衡好上市公司(si)紓困和投(tou)(tou)資者保(bao)(bao)護，也是風(feng)(feng)險(xian)化(hua)解的重(zhong)(zhong)中(zhong)之(zhi)重(zhong)(zhong)。在(zai)證監(jian)會指導下，上交(jiao)所持續加強(qiang)風(feng)(feng)險(xian)排摸，推動風(feng)(feng)險(xian)化(hua)解，嚴防(fang)風(feng)(feng)險(xian)外溢，并將投(tou)(tou)資者保(bao)(bao)護放在(zai)更重(zhong)(zhong)要的位置(zhi)。此外，建章立(li)制，夯實(shi)投(tou)(tou)資者保(bao)(bao)護的制度基礎(chu)。守好底線(xian)，堅決(jue)貫(guan)徹資本市場監(jian)管的人民性(xing)。

　　董國(guo)群指出(chu)(chu)，一(yi)線(xian)監(jian)(jian)(jian)管(guan)(guan)(guan)是(shi)交(jiao)易所(suo)的主責主業，必須守好(hao)(hao)市(shi)(shi)場底線(xian)。這幾年(nian)，上(shang)交(jiao)所(suo)按照分類監(jian)(jian)(jian)管(guan)(guan)(guan)、精準(zhun)監(jian)(jian)(jian)管(guan)(guan)(guan)的思路(lu)，認(ren)真(zhen)做(zuo)好(hao)(hao)信息披露監(jian)(jian)(jian)管(guan)(guan)(guan)。一(yi)是(shi)強化(hua)日常監(jian)(jian)(jian)管(guan)(guan)(guan)，加強定期(qi)報告和臨時(shi)公(gong)(gong)告的事中(zhong)事后(hou)審核，堅決打擊財務造假、資(zi)金占用、違規擔(dan)保等重點(dian)問(wen)題，持續關注(zhu)苗(miao)頭性、隱(yin)患性問(wen)題，強化(hua)對“三高類”并(bing)購(gou)重組監(jian)(jian)(jian)管(guan)(guan)(guan)問(wen)詢，督促中(zhong)介機構切(qie)(qie)實(shi)履(lv)行(xing)“看門人”責任(ren)，防范(fan)上(shang)市(shi)(shi)公(gong)(gong)司“病從口(kou)入”。二是(shi)嚴格執行(xing)退(tui)(tui)(tui)市(shi)(shi)制(zhi)度，拓(tuo)寬績差公(gong)(gong)司多元化(hua)退(tui)(tui)(tui)出(chu)(chu)渠道(dao)，做(zuo)到(dao)應退(tui)(tui)(tui)盡退(tui)(tui)(tui)，退(tui)(tui)(tui)得下退(tui)(tui)(tui)得穩。今年(nian)上(shang)半年(nian)上(shang)交(jiao)所(suo)退(tui)(tui)(tui)市(shi)(shi)公(gong)(gong)司已達11家。在退(tui)(tui)(tui)市(shi)(shi)中(zhong)，重點(dian)做(zuo)好(hao)(hao)投(tou)資(zi)者訴訟維權(quan)、退(tui)(tui)(tui)市(shi)(shi)整理期(qi)監(jian)(jian)(jian)管(guan)(guan)(guan)等關乎投(tou)資(zi)者切(qie)(qie)身(shen)利益(yi)(yi)的事項。三是(shi)優化(hua)信息披露與股價聯動監(jian)(jian)(jian)管(guan)(guan)(guan)，對涉(she)及(ji)嚴重概念炒作(zuo)、“偽(wei)市(shi)(shi)值管(guan)(guan)(guan)理”“蹭熱點(dian)”“割(ge)韭菜(cai)”等擾亂市(shi)(shi)場秩序、損害投(tou)資(zi)者利益(yi)(yi)的行(xing)為，堅決予以(yi)嚴厲打擊，切(qie)(qie)實(shi)保障投(tou)資(zi)者利益(yi)(yi)。