3月20日，中(zhong)證中(zhong)小投資(zi)者服務(wu)中(zhong)心（簡稱“投資(zi)者服務(wu)中(zhong)心”）正式啟動(dong)(dong)上(shang)市公(gong)司2023年(nian)(nian)度股東大會(hui)專項(xiang)行(xing)權。這是繼集中(zhong)參(can)加(jia)500場A股上(shang)市公(gong)司2022年(nian)(nian)度股東大會(hui)專項(xiang)行(xing)權活動(dong)(dong)后，又一(yi)次集中(zhong)現場參(can)會(hui)行(xing)權。本(ben)次專項(xiang)行(xing)權，是投資(zi)者服務(wu)中(zhong)心全面(mian)落實(shi)證監(jian)會(hui)2024年(nian)(nian)系統(tong)工作會(hui)議精神的(de)重要舉措，也是持續踐行(xing)“以投資(zi)者為本(ben)”理念的(de)具體行(xing)動(dong)(dong)。

　　2023年(nian)，投資(zi)者服(fu)(fu)務(wu)中(zhong)(zhong)(zhong)心首(shou)次集中(zhong)(zhong)(zhong)參(can)(can)(can)加(jia)了全(quan)國500家上(shang)市公(gong)(gong)(gong)司(si)(si)年(nian)度股(gu)(gu)東大(da)會(hui)(hui)，取得良好效果。在(zai)(zai)總結去年(nian)參(can)(can)(can)會(hui)(hui)經驗(yan)的(de)基(ji)礎上(shang)，投資(zi)者服(fu)(fu)務(wu)中(zhong)(zhong)(zhong)心會(hui)(hui)同滬深(shen)北(bei)交(jiao)易所(suo)和各證(zheng)監局(ju)精(jing)心遴選參(can)(can)(can)會(hui)(hui)公(gong)(gong)(gong)司(si)(si)，提前準備(bei)關注事(shi)(shi)項(xiang)，確保(bao)本次專(zhuan)項(xiang)行(xing)權高質量(liang)開(kai)(kai)展。一是(shi)在(zai)(zai)參(can)(can)(can)會(hui)(hui)公(gong)(gong)(gong)司(si)(si)中(zhong)(zhong)(zhong)適度增加(jia)戰略(lve)新興行(xing)業公(gong)(gong)(gong)司(si)(si)的(de)比(bi)重，幫助投資(zi)者更好地了解(jie)科技創新行(xing)業的(de)公(gong)(gong)(gong)司(si)(si)特性。二是(shi)在(zai)(zai)關注股(gu)(gu)東大(da)會(hui)(hui)參(can)(can)(can)會(hui)(hui)便(bian)利性、召(zhao)開(kai)(kai)規范性、投資(zi)者參(can)(can)(can)會(hui)(hui)情況等基(ji)礎上(shang)，進一步聚焦獨立董事(shi)(shi)履(lv)職情況等重點事(shi)(shi)項(xiang)。三是(shi)將對去年(nian)參(can)(can)(can)會(hui)(hui)中(zhong)(zhong)(zhong)發現的(de)會(hui)(hui)議規范性問(wen)題較突(tu)出的(de)公(gong)(gong)(gong)司(si)(si)開(kai)(kai)展回訪，促進提升股(gu)(gu)東大(da)會(hui)(hui)召(zhao)開(kai)(kai)的(de)規范性。本次股(gu)(gu)東大(da)會(hui)(hui)專(zhuan)項(xiang)行(xing)權完成后(hou)，累計(ji)參(can)(can)(can)會(hui)(hui)公(gong)(gong)(gong)司(si)(si)家數(shu)將達(da)1000家，數(shu)量(liang)約占A股(gu)(gu)上(shang)市公(gong)(gong)(gong)司(si)(si)總數(shu)的(de)20%，涉及(ji)全(quan)部31個(ge)申(shen)萬一級行(xing)業，覆蓋滬深(shen)北(bei)3個(ge)證(zheng)券交(jiao)易所(suo)及(ji)36個(ge)轄區。

　　通(tong)過大(da)規模集中(zhong)專(zhuan)項行(xing)權(quan)(quan)的方(fang)式，全(quan)面了(le)(le)(le)解上市(shi)公(gong)司股(gu)東(dong)(dong)大(da)會(hui)運作(zuo)情況，積極(ji)(ji)探索保(bao)護(hu)投(tou)資(zi)者(zhe)(zhe)合法權(quan)(quan)益的有效(xiao)途徑，投(tou)資(zi)者(zhe)(zhe)服務(wu)中(zhong)心(xin)(xin)的做法不僅得(de)到股(gu)東(dong)(dong)大(da)會(hui)現(xian)場參(can)(can)會(hui)股(gu)東(dong)(dong)的高度贊賞和(he)肯定，也得(de)到中(zhong)小投(tou)資(zi)者(zhe)(zhe)保(bao)護(hu)領(ling)域專(zhuan)家學者(zhe)(zhe)的肯定。現(xian)場參(can)(can)會(hui)股(gu)東(dong)(dong)表示(shi)，投(tou)資(zi)者(zhe)(zhe)服務(wu)中(zhong)心(xin)(xin)現(xian)場參(can)(can)加股(gu)東(dong)(dong)大(da)會(hui)，有效(xiao)地促進了(le)(le)(le)上市(shi)公(gong)司規范治理。一方(fang)面，參(can)(can)會(hui)公(gong)司因投(tou)資(zi)者(zhe)(zhe)服務(wu)中(zhong)心(xin)(xin)的參(can)(can)會(hui)對股(gu)東(dong)(dong)大(da)會(hui)的重視程度明(ming)顯提(ti)升，嚴格按照相(xiang)關規則(ze)規范會(hui)議各環節程序，認真(zhen)對待參(can)(can)會(hui)股(gu)東(dong)(dong)，積極(ji)(ji)與參(can)(can)會(hui)股(gu)東(dong)(dong)交流。另(ling)一方(fang)面，也增強了(le)(le)(le)中(zhong)小股(gu)東(dong)(dong)參(can)(can)會(hui)行(xing)權(quan)(quan)的信(xin)心(xin)(xin)，凝(ning)聚了(le)(le)(le)中(zhong)小股(gu)東(dong)(dong)參(can)(can)與公(gong)司治理的力量。

　　北京大(da)(da)成(cheng)律師事(shi)務(wu)所高級合伙(huo)人張剛表(biao)示，投(tou)(tou)資(zi)者服(fu)務(wu)中(zhong)心(xin)參與股(gu)東大(da)(da)會專(zhuan)項行(xing)權(quan)(quan)，從(cong)方式上(shang)看，是投(tou)(tou)資(zi)者權(quan)(quan)益保(bao)護機制的(de)(de)重(zhong)大(da)(da)創新，既有利于(yu)喚(huan)醒股(gu)東意識(shi)，激活“沉默的(de)(de)大(da)(da)多數(shu)”，還(huan)可(ke)通過此(ci)活動(dong)示范和引(yin)導(dao)中(zhong)小(xiao)投(tou)(tou)資(zi)者積(ji)極(ji)維(wei)護權(quan)(quan)益，同步督(du)促上(shang)市公司(si)提升(sheng)完(wan)善(shan)公司(si)治理(li)水平。從(cong)效(xiao)果上(shang)看，此(ci)舉(ju)取得了(le)重(zhong)大(da)(da)成(cheng)效(xiao)，成(cheng)功引(yin)起上(shang)市公司(si)對(dui)中(zhong)小(xiao)股(gu)東的(de)(de)重(zhong)視，也成(cheng)功引(yin)導(dao)中(zhong)小(xiao)投(tou)(tou)資(zi)者更深(shen)入(ru)了(le)解其(qi)可(ke)行(xing)使的(de)(de)權(quan)(quan)利并(bing)敢于(yu)積(ji)極(ji)行(xing)權(quan)(quan)。持續支持和大(da)(da)力推廣投(tou)(tou)資(zi)者服(fu)務(wu)中(zhong)心(xin)持股(gu)行(xing)權(quan)(quan)工(gong)作，是我(wo)國(guo)證券市場邁向法治化、成(cheng)熟化進程的(de)(de)重(zhong)要標(biao)志。

　　同濟(ji)大(da)(da)(da)學法學院教授劉春(chun)彥表示，投資者服(fu)務(wu)中(zhong)心500場年度股(gu)東大(da)(da)(da)會行權意義巨大(da)(da)(da)。通(tong)過參加(jia)股(gu)東大(da)(da)(da)會，督促(cu)上(shang)市公司(si)及時整改(gai)公司(si)治理領域(yu)中(zhong)的突出問題，贏(ying)得了公眾(zhong)投資者的信(xin)任(ren)，提高了上(shang)市公司(si)治理水(shui)平(ping)，服(fu)務(wu)了實(shi)體(ti)(ti)經(jing)濟(ji)。投資者服(fu)務(wu)中(zhong)心克服(fu)股(gu)東大(da)(da)(da)會時間相對集中(zhong)、工作人員總體(ti)(ti)較少(shao)不利情形，行權的質量非常(chang)高，行權手段越來越豐富，行權效果越來越明顯(xian)。