中證網(wang)訊(xun)（記(ji)者 何昱璞）2020年(nian)(nian)，是(shi)我國資本(ben)市(shi)(shi)(shi)場三十而立(li)之年(nian)(nian)。30年(nian)(nian)來(lai)，我國資本(ben)市(shi)(shi)(shi)場櫛風(feng)沐雨，春華秋(qiu)實，取得了世人矚目的(de)成就，實現了跨越式發(fa)展。陜西(xi)是(shi)國家實施西(xi)部(bu)大開(kai)發(fa)戰(zhan)略的(de)“橋頭堡”，自(zi)1993年(nian)(nian)8月陜西(xi)省第(di)一(yi)家上市(shi)(shi)(shi)公司——陜解(jie)放誕(dan)生以來(lai)，特別(bie)是(shi)黨的(de)十八大以來(lai)，陜西(xi)資本(ben)市(shi)(shi)(shi)場乘風(feng)破(po)浪、砥礪前行，不斷探(tan)索(suo)創新發(fa)展，為陜西(xi)經濟高質量發(fa)展做出了突出貢獻(xian)，譜(pu)寫了追趕超(chao)越的(de)壯(zhuang)麗篇章(zhang)。

　　夯實基石，打造陜西實體經濟發展“基本盤”

　　上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)是(shi)資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)的(de)(de)支柱和(he)基石(shi)。經(jing)(jing)(jing)(jing)(jing)過(guo)近(jin)30年(nian)的(de)(de)發(fa)展(zhan)，陜(shan)(shan)西(xi)省(sheng)(sheng)(sheng)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)數量達(da)(da)到59家，位(wei)居西(xi)北第一(yi)(yi)，西(xi)部(bu)第二，總市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)值(zhi)(zhi)10607.59億(yi)(yi)元，全省(sheng)(sheng)(sheng)各類企(qi)業(ye)累計(ji)(ji)從資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)4330.57億(yi)(yi)元。2019年(nian)總市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)值(zhi)(zhi)占(zhan)(zhan)全省(sheng)(sheng)(sheng)GDP的(de)(de)26.26%。雖然陜(shan)(shan)西(xi)省(sheng)(sheng)(sheng)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)數量僅占(zhan)(zhan)全省(sheng)(sheng)(sheng)企(qi)業(ye)數量的(de)(de)萬分之十九，但(dan)利潤總額(e)相(xiang)當于規上(shang)(shang)(shang)(shang)企(qi)業(ye)的(de)(de)22.94%，已經(jing)(jing)(jing)(jing)(jing)成為陜(shan)(shan)西(xi)省(sheng)(sheng)(sheng)實(shi)體(ti)經(jing)(jing)(jing)(jing)(jing)濟的(de)(de)龍(long)頭、經(jing)(jing)(jing)(jing)(jing)濟發(fa)展(zhan)動能的(de)(de)“轉換器”。一(yi)(yi)方(fang)(fang)面，在(zai)推動國(guo)(guo)(guo)企(qi)改革和(he)民營經(jing)(jing)(jing)(jing)(jing)濟跨越式(shi)(shi)發(fa)展(zhan)上(shang)(shang)(shang)(shang)具有(you)(you)(you)重(zhong)(zhong)要作(zuo)用。目前(qian)，全省(sheng)(sheng)(sheng)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)中(zhong)(zhong)共(gong)有(you)(you)(you)8家中(zhong)(zhong)央國(guo)(guo)(guo)有(you)(you)(you)控(kong)股企(qi)業(ye)、26家地(di)方(fang)(fang)國(guo)(guo)(guo)有(you)(you)(you)控(kong)股企(qi)業(ye)，合計(ji)(ji)占(zhan)(zhan)比(bi)57.63%。2014年(nian)，陜(shan)(shan)西(xi)煤業(ye)在(zai)主板上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)，不斷提(ti)升(sheng)產(chan)(chan)(chan)(chan)(chan)能轉化(hua)力度，近(jin)5年(nian)累計(ji)(ji)實(shi)現凈利潤473億(yi)(yi)元，凈資(zi)(zi)(zi)(zi)(zi)(zi)產(chan)(chan)(chan)(chan)(chan)收益率位(wei)居我(wo)國(guo)(guo)(guo)煤炭行(xing)(xing)業(ye)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)首位(wei)。西(xi)北有(you)(you)(you)色院在(zai)科(ke)技成果轉化(hua)方(fang)(fang)面積極探索股權激(ji)勵、資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)運(yun)作(zuo)、母體(ti)控(kong)股的(de)(de)“三位(wei)一(yi)(yi)體(ti)”模式(shi)(shi)，旗下西(xi)部(bu)材料(liao)、西(xi)部(bu)超(chao)導、西(xi)安凱立(li)先后(hou)(hou)進(jin)(jin)入(ru)資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)，實(shi)現了產(chan)(chan)(chan)(chan)(chan)業(ye)與研發(fa)的(de)(de)良(liang)性互(hu)動。另一(yi)(yi)方(fang)(fang)面，民營控(kong)股上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)已然成為陜(shan)(shan)西(xi)省(sheng)(sheng)(sheng)資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)的(de)(de)生(sheng)力軍，家數占(zhan)(zhan)比(bi)40.68%，市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)值(zhi)(zhi)占(zhan)(zhan)比(bi)46.02%。隆(long)基股份是(shi)陜(shan)(shan)西(xi)省(sheng)(sheng)(sheng)民營上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)跨越式(shi)(shi)發(fa)展(zhan)的(de)(de)典(dian)型，自2012年(nian)登陸資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)以(yi)(yi)來(lai)，公(gong)(gong)(gong)司(si)(si)始終(zhong)不忘初心(xin)、聚焦主業(ye)，經(jing)(jing)(jing)(jing)(jing)過(guo)6輪再(zai)融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)，持續加大(da)研發(fa)投入(ru)力度，目前(qian)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)值(zhi)(zhi)高達(da)(da)2866.21億(yi)(yi)元，已成長(chang)為全球最(zui)大(da)的(de)(de)單晶(jing)硅生(sheng)產(chan)(chan)(chan)(chan)(chan)制造(zao)商。資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)是(shi)優(you)化(hua)存(cun)量資(zi)(zi)(zi)(zi)(zi)(zi)源配置重(zhong)(zhong)要平(ping)臺。在(zai)陜(shan)(shan)西(xi)省(sheng)(sheng)(sheng)資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)發(fa)展(zhan)早(zao)期，曲江文(wen)旅、烽(feng)火電(dian)(dian)子、廣(guang)電(dian)(dian)網絡、延長(chang)化(hua)建等公(gong)(gong)(gong)司(si)(si)通過(guo)重(zhong)(zhong)組上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)，注入(ru)優(you)質地(di)方(fang)(fang)國(guo)(guo)(guo)有(you)(you)(you)資(zi)(zi)(zi)(zi)(zi)(zi)產(chan)(chan)(chan)(chan)(chan)，煥發(fa)了經(jing)(jing)(jing)(jing)(jing)營活力。近(jin)年(nian)，隨著資(zi)(zi)(zi)(zi)(zi)(zi)本(ben)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)改革的(de)(de)持續深入(ru)，陜(shan)(shan)西(xi)上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)公(gong)(gong)(gong)司(si)(si)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)化(hua)并購(gou)(gou)重(zhong)(zhong)組如雨后(hou)(hou)春筍，國(guo)(guo)(guo)際醫(yi)學通過(guo)出售商業(ye)資(zi)(zi)(zi)(zi)(zi)(zi)產(chan)(chan)(chan)(chan)(chan)，專注醫(yi)療(liao)健康產(chan)(chan)(chan)(chan)(chan)業(ye)發(fa)展(zhan)；延長(chang)石(shi)油以(yi)(yi)增資(zi)(zi)(zi)(zi)(zi)(zi)擴股形式(shi)(shi)間(jian)接收購(gou)(gou)陜(shan)(shan)天(tian)然氣，打通上(shang)(shang)(shang)(shang)中(zhong)(zhong)下游產(chan)(chan)(chan)(chan)(chan)業(ye)鏈，進(jin)(jin)一(yi)(yi)步增強公(gong)(gong)(gong)司(si)(si)核心(xin)競爭(zheng)力。法士(shi)(shi)特(te)集團收購(gou)(gou)秦川(chuan)機(ji)床(chuang)，加快業(ye)務內(nei)部(bu)整合，釋放(fang)發(fa)展(zhan)潛能，提(ti)升(sheng)盈利能力。與此(ci)同(tong)時，推動中(zhong)(zhong)小(xiao)微(wei)企(qi)業(ye)在(zai)新三板掛牌融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)，解決融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)難、融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)貴問題。截(jie)至目前(qian)，新三板掛牌企(qi)業(ye)達(da)(da)到134家，累計(ji)(ji)融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)110.59億(yi)(yi)元，今年(nian)以(yi)(yi)來(lai)融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)4.53億(yi)(yi)元，其中(zhong)(zhong)中(zhong)(zhong)航(hang)富士(shi)(shi)達(da)(da)在(zai)精選層公(gong)(gong)(gong)開發(fa)行(xing)(xing)融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)2.39億(yi)(yi)元。交易所(suo)公(gong)(gong)(gong)司(si)(si)債(zhai)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)場(chang)(chang)蓬(peng)勃(bo)興起，共(gong)有(you)(you)(you)67家非上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)企(qi)業(ye)發(fa)行(xing)(xing)公(gong)(gong)(gong)司(si)(si)債(zhai)139只，累計(ji)(ji)融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)(zi)1448.88億(yi)(yi)元，今年(nian)以(yi)(yi)來(lai)全省(sheng)(sheng)(sheng)共(gong)有(you)(you)(you)32家非上(shang)(shang)(shang)(shang)市(shi)(shi)(shi)(shi)(shi)(shi)(shi)(shi)企(qi)業(ye)發(fa)行(xing)(xing)公(gong)(gong)(gong)司(si)(si)債(zhai)44只，4家企(qi)業(ye)發(fa)行(xing)(xing)資(zi)(zi)(zi)(zi)(zi)(zi)產(chan)(chan)(chan)(chan)(chan)支持證券18只，累計(ji)(ji)募集資(zi)(zi)(zi)(zi)(zi)(zi)金507.07億(yi)(yi)元。

　　穩健發展，壯大證券期貨行業的“陜軍”力量

　　證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)經(jing)營(ying)(ying)(ying)機(ji)(ji)構(gou)(gou)是資(zi)本市場最主要(yao)的(de)中介機(ji)(ji)構(gou)(gou)。30年來(lai)，陜(shan)西證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)經(jing)營(ying)(ying)(ying)機(ji)(ji)構(gou)(gou)秉持“秦(qin)川牛(niu)”精神，扎實(shi)進取(qu)，穩(wen)(wen)健經(jing)營(ying)(ying)(ying)，規范發展，從最初6家(jia)(jia)(jia)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)公(gong)司發展到355家(jia)(jia)(jia)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)經(jing)營(ying)(ying)(ying)機(ji)(ji)構(gou)(gou)的(de)集群。目前，陜(shan)西有3家(jia)(jia)(jia)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)公(gong)司、3家(jia)(jia)(jia)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)公(gong)司，數量分(fen)別(bie)列全(quan)國第8位和第9位，證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)分(fen)支(zhi)機(ji)(ji)構(gou)(gou)309家(jia)(jia)(jia)，期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)分(fen)支(zhi)機(ji)(ji)構(gou)(gou)40家(jia)(jia)(jia)。近年來(lai)，全(quan)省證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)機(ji)(ji)構(gou)(gou)資(zi)本實(shi)力(li)穩(wen)(wen)步增(zeng)長(chang)，盈(ying)利能力(li)大(da)(da)(da)幅(fu)提升(sheng)。西部證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)于2012年在深交(jiao)所上(shang)市，為(wei)(wei)全(quan)國40家(jia)(jia)(jia)上(shang)市券(quan)(quan)商(shang)之一(yi)。截(jie)至2020年9月末，3家(jia)(jia)(jia)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)公(gong)司總(zong)資(zi)產(chan)862.27億(yi)(yi)(yi)(yi)(yi)元(yuan)，凈(jing)資(zi)產(chan)、凈(jing)資(zi)本分(fen)別(bie)為(wei)(wei)351.41億(yi)(yi)(yi)(yi)(yi)元(yuan)、303.34億(yi)(yi)(yi)(yi)(yi)元(yuan)，同(tong)比增(zeng)幅(fu)均(jun)(jun)高于全(quan)行業平(ping)均(jun)(jun)水平(ping)。3家(jia)(jia)(jia)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)公(gong)司總(zong)資(zi)產(chan)73.73億(yi)(yi)(yi)(yi)(yi)元(yuan)、凈(jing)資(zi)產(chan)17.62億(yi)(yi)(yi)(yi)(yi)元(yuan)、凈(jing)資(zi)本9.87億(yi)(yi)(yi)(yi)(yi)元(yuan)，經(jing)營(ying)(ying)(ying)狀況持續好轉，盈(ying)利能力(li)得到提升(sheng)。在不斷做大(da)(da)(da)做強的(de)同(tong)時(shi)，陜(shan)西省證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)經(jing)營(ying)(ying)(ying)機(ji)(ji)構(gou)(gou)積極申請新業務(wu)資(zi)格，拓展新的(de)利潤增(zeng)長(chang)點(dian)，客戶(hu)(hu)服(fu)務(wu)質(zhi)量不斷提高。3家(jia)(jia)(jia)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)公(gong)司均(jun)(jun)為(wei)(wei)全(quan)牌照券(quan)(quan)商(shang)，3家(jia)(jia)(jia)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)公(gong)司均(jun)(jun)為(wei)(wei)5家(jia)(jia)(jia)期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)交(jiao)易(yi)所會員。截(jie)至2020年9月末，證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)投資(zi)者開戶(hu)(hu)數605.68萬(wan)戶(hu)(hu)，客戶(hu)(hu)資(zi)產(chan)、證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交(jiao)易(yi)量分(fen)別(bie)為(wei)(wei)5969.55億(yi)(yi)(yi)(yi)(yi)元(yuan)、60823.76億(yi)(yi)(yi)(yi)(yi)元(yuan)。期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)投資(zi)者開戶(hu)(hu)數5.43萬(wan)戶(hu)(hu)，期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)保證(zheng)(zheng)(zheng)(zheng)金余額(e)25.53億(yi)(yi)(yi)(yi)(yi)元(yuan)，累計(ji)代理期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)交(jiao)易(yi)額(e)29361.93億(yi)(yi)(yi)(yi)(yi)元(yuan)，代理期(qi)(qi)貨(huo)(huo)(huo)(huo)(huo)(huo)(huo)交(jiao)易(yi)量4934.14萬(wan)手，客戶(hu)(hu)服(fu)務(wu)覆蓋(gai)范圍不斷擴(kuo)大(da)(da)(da)，綜合服(fu)務(wu)能力(li)穩(wen)(wen)步提升(sheng)。黨(dang)的(de)十(shi)八大(da)(da)(da)以來(lai)，陜(shan)西證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)行業服(fu)務(wu)企業完(wan)成股(gu)權融資(zi)279.01億(yi)(yi)(yi)(yi)(yi)元(yuan)、債(zhai)券(quan)(quan)融資(zi)5974.07億(yi)(yi)(yi)(yi)(yi)元(yuan)、并購重組交(jiao)易(yi)210.23億(yi)(yi)(yi)(yi)(yi)元(yuan)，有力(li)支(zhi)持實(shi)體經(jing)濟高質(zhi)量發展。

　　勇擔使命，主動融入國家脫貧攻堅戰略

　　中(zhong)(zhong)央發(fa)(fa)出打贏脫(tuo)(tuo)貧攻堅(jian)(jian)戰的號(hao)召以來，陜(shan)(shan)西(xi)資(zi)本(ben)市(shi)(shi)場迅速集聚行(xing)(xing)業(ye)(ye)(ye)力(li)(li)量(liang)，精(jing)銳盡(jin)出，全力(li)(li)開(kai)展金(jin)融扶(fu)貧。柞(zuo)水(shui)縣(xian)盤龍(long)藥業(ye)(ye)(ye)積極利用企業(ye)(ye)(ye)發(fa)(fa)行(xing)(xing)上(shang)市(shi)(shi)“綠色通道”政策，于2017年(nian)深(shen)交(jiao)所中(zhong)(zhong)小板上(shang)市(shi)(shi)，是全國(guo)首家(jia)深(shen)度貧困(kun)(kun)地區實(shi)現(xian)上(shang)市(shi)(shi)企業(ye)(ye)(ye)，募集資(zi)金(jin)2.17億元，上(shang)市(shi)(shi)后通過指導貧困(kun)(kun)戶建立中(zhong)(zhong)藥材基地，帶(dai)動就業(ye)(ye)(ye)800余(yu)戶，扶(fu)貧效果(guo)(guo)日益(yi)顯現(xian)。安康漢濱(bin)區榮泰農業(ye)(ye)(ye)、旬陽縣(xian)中(zhong)(zhong)科納(na)米，城固(gu)縣(xian)天然谷等企業(ye)(ye)(ye)也先(xian)后在新三板掛牌，加(jia)(jia)快了(le)發(fa)(fa)展步伐。同時(shi)，轄(xia)區23家(jia)上(shang)市(shi)(shi)公(gong)司(si)累計投入21.85億元資(zi)金(jin)，建設43個產業(ye)(ye)(ye)幫扶(fu)項(xiang)目，有力(li)(li)帶(dai)動了(le)當地經(jing)(jing)濟發(fa)(fa)展。借(jie)助(zhu)(zhu)(zhu)行(xing)(xing)業(ye)(ye)(ye)專(zhuan)業(ye)(ye)(ye)優勢，9家(jia)期(qi)(qi)貨機(ji)構開(kai)展“保險+期(qi)(qi)貨”業(ye)(ye)(ye)務(wu)累計為農戶支持482.3萬元保費(fei)，涉及(ji)陜(shan)(shan)西(xi)省5.1萬噸蘋果(guo)(guo)、3.5萬噸玉米等，惠(hui)及(ji)陜(shan)(shan)西(xi)省農戶和農產品加(jia)(jia)工(gong)存儲企業(ye)(ye)(ye)4057戶。陜(shan)(shan)西(xi)上(shang)市(shi)(shi)公(gong)司(si)協會、陜(shan)(shan)西(xi)證券期(qi)(qi)貨業(ye)(ye)(ye)協會發(fa)(fa)出倡議，積極開(kai)展公(gong)益(yi)教(jiao)育(yu)扶(fu)貧，組織轄(xia)區上(shang)市(shi)(shi)公(gong)司(si)、證券期(qi)(qi)貨經(jing)(jing)營機(ji)構廣泛參(can)與，分(fen)別設立“陜(shan)(shan)西(xi)上(shang)市(shi)(shi)公(gong)司(si)助(zhu)(zhu)(zhu)力(li)(li)脫(tuo)(tuo)貧攻堅(jian)(jian)慈善信托”“陜(shan)(shan)西(xi)資(zi)本(ben)市(shi)(shi)場助(zhu)(zhu)(zhu)力(li)(li)脫(tuo)(tuo)貧攻堅(jian)(jian)慈善信托”，籌措款(kuan)項(xiang)399萬元，資(zi)助(zhu)(zhu)(zhu)全省44個國(guo)家(jia)級貧困(kun)(kun)縣(xian)1330名建檔立卡貧困(kun)(kun)家(jia)庭大(da)學(xue)生，每人(ren)捐助(zhu)(zhu)(zhu)3000元，幫助(zhu)(zhu)(zhu)孩子們減輕(qing)家(jia)庭負擔，順利圓夢大(da)學(xue)。

　　驅動創新，集聚經濟高質量發展的資本要素

　　資(zi)(zi)(zi)本市場是(shi)要(yao)素市場化配置重(zhong)要(yao)依托，在(zai)(zai)促(cu)進創(chuang)(chuang)新(xin)(xin)資(zi)(zi)(zi)本形(xing)成(cheng)、優化資(zi)(zi)(zi)源配置和(he)激勵(li)企(qi)(qi)(qi)(qi)業(ye)家(jia)(jia)精神方面具有(you)獨特(te)(te)優勢。2009年(nian)10月(yue)深交所(suo)創(chuang)(chuang)業(ye)板(ban)(ban)(ban)開通(tong)，為(wei)創(chuang)(chuang)新(xin)(xin)型(xing)(xing)、成(cheng)長(chang)型(xing)(xing)創(chuang)(chuang)業(ye)企(qi)(qi)(qi)(qi)業(ye)提供了新(xin)(xin)的融資(zi)(zi)(zi)通(tong)道。2009年(nian)至2011年(nian)之間，陜(shan)(shan)西(xi)(xi)(xi)省(sheng)先后(hou)(hou)有(you)6家(jia)(jia)企(qi)(qi)(qi)(qi)業(ye)在(zai)(zai)創(chuang)(chuang)業(ye)板(ban)(ban)(ban)發行(xing)上(shang)(shang)市。西(xi)(xi)(xi)部(bu)超(chao)導(dao)、鉑力(li)特(te)(te)成(cheng)功躋身科(ke)(ke)創(chuang)(chuang)板(ban)(ban)(ban)首(shou)批(pi)25家(jia)(jia)公(gong)(gong)司行(xing)列，也(ye)是(shi)其(qi)中僅有(you)的中西(xi)(xi)(xi)部(bu)地區企(qi)(qi)(qi)(qi)業(ye)，為(wei)全(quan)省(sheng)科(ke)(ke)技(ji)(ji)創(chuang)(chuang)新(xin)(xin)企(qi)(qi)(qi)(qi)業(ye)對接(jie)資(zi)(zi)(zi)本市場加快發展起到了示范作用(yong)。延(yan)安(an)三達膜(mo)緊隨其(qi)后(hou)(hou)，不僅成(cheng)為(wei)陜(shan)(shan)北(bei)地區首(shou)家(jia)(jia)IPO上(shang)(shang)市企(qi)(qi)(qi)(qi)業(ye)，也(ye)對革(ge)命老區改善產業(ye)和(he)經濟結構形(xing)成(cheng)了積極影(ying)響(xiang)。今年(nian)以(yi)來，瑞聯新(xin)(xin)材(cai)克服(fu)疫情(qing)影(ying)響(xiang)，成(cheng)功在(zai)(zai)科(ke)(ke)創(chuang)(chuang)板(ban)(ban)(ban)上(shang)(shang)市，全(quan)省(sheng)科(ke)(ke)創(chuang)(chuang)板(ban)(ban)(ban)公(gong)(gong)司達到4家(jia)(jia)，另(ling)有(you)在(zai)(zai)審企(qi)(qi)(qi)(qi)業(ye)3家(jia)(jia)，輔導(dao)備(bei)案(an)企(qi)(qi)(qi)(qi)業(ye)8家(jia)(jia)，梯(ti)隊上(shang)(shang)市格局(ju)逐步顯現，為(wei)陜(shan)(shan)西(xi)(xi)(xi)資(zi)(zi)(zi)本市場實現彎道超(chao)車(che)奠定(ding)了堅實基(ji)礎。此外，創(chuang)(chuang)業(ye)板(ban)(ban)(ban)注冊制(zhi)改革(ge)啟(qi)動(dong)(dong)后(hou)(hou)，陜(shan)(shan)西(xi)(xi)(xi)省(sheng)美暢股份(fen)成(cheng)為(wei)西(xi)(xi)(xi)部(bu)地區首(shou)家(jia)(jia)改革(ge)后(hou)(hou)創(chuang)(chuang)業(ye)板(ban)(ban)(ban)上(shang)(shang)市公(gong)(gong)司，也(ye)是(shi)全(quan)省(sheng)第12家(jia)(jia)創(chuang)(chuang)業(ye)板(ban)(ban)(ban)公(gong)(gong)司，另(ling)有(you)5家(jia)(jia)在(zai)(zai)審企(qi)(qi)(qi)(qi)業(ye)，5家(jia)(jia)輔導(dao)備(bei)案(an)企(qi)(qi)(qi)(qi)業(ye)，企(qi)(qi)(qi)(qi)業(ye)上(shang)(shang)市步伐(fa)進一步提速。另(ling)外，私(si)(si)募基(ji)金(jin)注重(zhong)追求長(chang)期價(jia)值投(tou)資(zi)(zi)(zi)，是(shi)推動(dong)(dong)創(chuang)(chuang)新(xin)(xin)發展的源源活水。截至2020年(nian)10月(yue)末，陜(shan)(shan)西(xi)(xi)(xi)轄區登記私(si)(si)募基(ji)金(jin)管(guan)理(li)人(ren)259家(jia)(jia)，備(bei)案(an)私(si)(si)募基(ji)金(jin)590只，管(guan)理(li)規(gui)模1036億(yi)元。轄區存續的股權創(chuang)(chuang)投(tou)類基(ji)金(jin)投(tou)資(zi)(zi)(zi)陜(shan)(shan)西(xi)(xi)(xi)省(sheng)中小企(qi)(qi)(qi)(qi)業(ye)、高(gao)新(xin)(xin)技(ji)(ji)術(shu)企(qi)(qi)(qi)(qi)業(ye)、初(chu)創(chuang)(chuang)科(ke)(ke)技(ji)(ji)型(xing)(xing)企(qi)(qi)(qi)(qi)業(ye)401家(jia)(jia)，集中于信息技(ji)(ji)術(shu)服(fu)務(wu)、半導(dao)體、電子設備(bei)、航(hang)(hang)天(tian)航(hang)(hang)空等59個行(xing)業(ye)領域，投(tou)資(zi)(zi)(zi)額共計132.19億(yi)元，在(zai)(zai)培(pei)育陜(shan)(shan)西(xi)(xi)(xi)省(sheng)優質(zhi)上(shang)(shang)市資(zi)(zi)(zi)源及高(gao)成(cheng)長(chang)型(xing)(xing)企(qi)(qi)(qi)(qi)業(ye)方面發揮了重(zhong)要(yao)作用(yong)。

　　強化監管，讓廣大投資者有更多的幸福感獲得感

　　作為(wei)陜(shan)(shan)西(xi)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)本市(shi)(shi)(shi)場(chang)“守夜人(ren)”，陜(shan)(shan)西(xi)證監(jian)局堅(jian)持依法(fa)治(zhi)市(shi)(shi)(shi)、依法(fa)監(jian)管，對(dui)(dui)轄(xia)區(qu)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)本市(shi)(shi)(shi)場(chang)中的(de)(de)財務造假、內幕交易(yi)、操縱市(shi)(shi)(shi)場(chang)等(deng)違(wei)法(fa)違(wei)規行(xing)(xing)為(wei)始終(zhong)保(bao)持“零容忍”，不斷強(qiang)化監(jian)管執(zhi)法(fa)，對(dui)(dui)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)本市(shi)(shi)(shi)場(chang)亂象敢于亮劍、絕(jue)不姑息。2000年(nian)(nian)以(yi)來(lai)(lai)，共辦理(li)調(diao)查(cha)案件(jian)93起(qi)(qi)。2013年(nian)(nian)至今，對(dui)(dui)15起(qi)(qi)案件(jian)、58個當事人(ren)作出(chu)行(xing)(xing)政處罰(fa)，罰(fa)沒款(kuan)金(jin)(jin)(jin)額累計(ji)(ji)1730.49萬元(yuan)，向(xiang)公(gong)安(an)機關移送(song)涉嫌犯罪案件(jian)5起(qi)(qi)，對(dui)(dui)違(wei)法(fa)違(wei)規行(xing)(xing)為(wei)形成強(qiang)有(you)力(li)震懾，有(you)力(li)地維護了廣大(da)中小投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)合法(fa)權(quan)益。30年(nian)(nian)來(lai)(lai)，陜(shan)(shan)西(xi)證監(jian)局始終(zhong)做廣大(da)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)的(de)(de)“知心人(ren)”，在中小投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)教(jiao)(jiao)育(yu)(yu)、提升投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)回報、投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)糾紛解決等(deng)方(fang)(fang)面(mian)積極(ji)作為(wei)，取得(de)(de)明顯成效。每(mei)年(nian)(nian)“3˙15”金(jin)(jin)(jin)融消費者(zhe)(zhe)(zhe)權(quan)益保(bao)護日、“3˙20”投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)教(jiao)(jiao)育(yu)(yu)進(jin)高校宣傳(chuan)日、“5˙15”全國(guo)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)保(bao)護宣傳(chuan)日、金(jin)(jin)(jin)融知識普(pu)及(ji)月、打非宣傳(chuan)月等(deng)實(shi)現定(ding)期開(kai)展，同時，開(kai)展資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)本市(shi)(shi)(shi)場(chang)熱點問題專項(xiang)投(tou)(tou)(tou)(tou)教(jiao)(jiao)活動(dong)(dong)(dong)。堅(jian)持投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)教(jiao)(jiao)育(yu)(yu)從娃娃抓起(qi)(qi)，推動(dong)(dong)(dong)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)教(jiao)(jiao)育(yu)(yu)納入(ru)國(guo)民教(jiao)(jiao)育(yu)(yu)體(ti)系。2015年(nian)(nian)以(yi)來(lai)(lai)，逐(zhu)步建(jian)立完(wan)善(shan)實(shi)體(ti)投(tou)(tou)(tou)(tou)教(jiao)(jiao)基地，目前已(yi)有(you)1家國(guo)家級、4家省(sheng)級實(shi)體(ti)投(tou)(tou)(tou)(tou)教(jiao)(jiao)基地正式(shi)運行(xing)(xing)，累計(ji)(ji)服務社會(hui)公(gong)眾2.3萬人(ren)次，投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)教(jiao)(jiao)育(yu)(yu)逐(zhu)步實(shi)現常(chang)態(tai)化、品牌化、專業(ye)化。我們(men)思(si)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)之(zhi)所想，急投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)之(zhi)所盼(pan)，多(duo)措并舉督導具(ju)備分(fen)紅(hong)條件(jian)的(de)(de)上市(shi)(shi)(shi)公(gong)司(si)主動(dong)(dong)(dong)積極(ji)回報投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)。2015至2019年(nian)(nian)度轄(xia)區(qu)公(gong)司(si)累計(ji)(ji)實(shi)現現金(jin)(jin)(jin)分(fen)紅(hong)290億(yi)元(yuan)，2019年(nian)(nian)度就有(you)34家公(gong)司(si)累計(ji)(ji)分(fen)紅(hong)91.37億(yi)元(yuan)，陜(shan)(shan)鼓動(dong)(dong)(dong)力(li)、航發(fa)動(dong)(dong)(dong)力(li)、陜(shan)(shan)天(tian)然氣、寶鈦股份、陜(shan)(shan)國(guo)投(tou)(tou)(tou)(tou)A、中航電(dian)測(ce)等(deng)一批公(gong)司(si)連(lian)續(xu)10年(nian)(nian)進(jin)行(xing)(xing)現金(jin)(jin)(jin)分(fen)紅(hong)，陜(shan)(shan)西(xi)煤(mei)業(ye)連(lian)續(xu)4年(nian)(nian)分(fen)紅(hong)總額達119.71億(yi)元(yuan)，使投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)有(you)更多(duo)的(de)(de)獲得(de)(de)感。針對(dui)(dui)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)遇到的(de)(de)困(kun)難和問題，我們(men)堅(jian)持“把事要解決，打造有(you)溫度的(de)(de)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)服務窗口”的(de)(de)目標，建(jian)立完(wan)善(shan)糾紛多(duo)元(yuan)化解機制，近年(nian)(nian)累計(ji)(ji)辦理(li)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)來(lai)(lai)電(dian)來(lai)(lai)信來(lai)(lai)訪及(ji)網絡舉報4498件(jian)，轄(xia)區(qu)行(xing)(xing)業(ye)調(diao)解組織成立以(yi)來(lai)(lai)共成功調(diao)解證券期貨(huo)糾紛64件(jian)，幫助投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)(zhe)獲得(de)(de)補償7367.09萬元(yuan)，促進(jin)社會(hui)穩定(ding)，獲得(de)(de)有(you)關方(fang)(fang)面(mian)好評(ping)。

　　黨的(de)(de)(de)十(shi)九屆五(wu)中全(quan)會(hui)從(cong)全(quan)局高度對我(wo)國中長(chang)期發(fa)展(zhan)進(jin)行了戰(zhan)略擘畫(hua)，提(ti)出了到2035年基本實(shi)(shi)現(xian)社會(hui)主義現(xian)代(dai)化的(de)(de)(de)遠景(jing)目(mu)標(biao)，我(wo)國將(jiang)進(jin)入新發(fa)展(zhan)階段。黨中央從(cong)來沒(mei)有(you)像今天(tian)這(zhe)樣重視(shi)資(zi)本市(shi)場(chang)，明確(que)提(ti)出資(zi)本市(shi)場(chang)在金融運行中具有(you)牽一(yi)發(fa)而動全(quan)身的(de)(de)(de)作(zuo)用。陜(shan)西資(zi)本市(shi)場(chang)將(jiang)砥礪前行、頑強奮斗，扎扎實(shi)(shi)實(shi)(shi)把自己的(de)(de)(de)事情辦好，為打(da)造一(yi)個規范、透明、開放、有(you)活力(li)、有(you)韌性(xing)的(de)(de)(de)資(zi)本市(shi)場(chang)和譜(pu)寫新時代(dai)陜(shan)西追(zhui)趕超(chao)越新篇章貢獻力(li)量(liang)。