中(zhong)證(zheng)網訊（記(ji)者 昝秀麗）12月9日，全國股轉公(gong)(gong)司總經理徐明在(zai)“2020新(xin)(xin)三板高峰論壇暨新(xin)(xin)三板華南基地(di)揭牌儀式”致辭時指出(chu)，全國股轉公(gong)(gong)司將深刻領會黨中(zhong)央(yang)、國務院精神，按照(zhao)證(zheng)監會黨委(wei)部署，主動融(rong)入(ru)“十(shi)四五(wu)”規劃整體(ti)(ti)(ti)布(bu)局，持(chi)續推進改革創(chuang)新(xin)(xin)，深入(ru)了(le)解企業、投資(zi)人和市場(chang)中(zhong)介的核心關切，把握好中(zhong)小企業的發(fa)展(zhan)規律，推動完善資(zi)本市場(chang)支持(chi)中(zhong)小企業發(fa)展(zhan)的政策體(ti)(ti)(ti)系、制度體(ti)(ti)(ti)系、服務體(ti)(ti)(ti)系，打造服務中(zhong)小企業創(chuang)新(xin)(xin)發(fa)展(zhan)的平臺，服務實體(ti)(ti)(ti)經濟(ji)高質量發(fa)展(zhan)。

　　一是將持續強化(hua)(hua)市場(chang)(chang)融(rong)(rong)(rong)(rong)資(zi)交(jiao)易功能，提高(gao)中(zhong)小(xiao)企(qi)(qi)業(ye)直(zhi)接(jie)融(rong)(rong)(rong)(rong)資(zi)比(bi)重(zhong)。“十四五(wu)”規(gui)劃建(jian)議提出(chu)，全(quan)面實行(xing)(xing)股(gu)票發行(xing)(xing)注(zhu)冊(ce)(ce)制(zhi)。目前科創(chuang)板(ban)、創(chuang)業(ye)板(ban)已試點注(zhu)冊(ce)(ce)制(zhi)，下(xia)一步注(zhu)冊(ce)(ce)制(zhi)將推(tui)(tui)(tui)廣到主(zhu)板(ban)和新(xin)三板(ban)。全(quan)國股(gu)轉(zhuan)公司將結合(he)(he)市場(chang)(chang)實踐和企(qi)(qi)業(ye)特(te)點，積極做好(hao)在新(xin)三板(ban)實施注(zhu)冊(ce)(ce)制(zhi)準備，并以注(zhu)冊(ce)(ce)制(zhi)為牽(qian)引完善發行(xing)(xing)承銷、信息披露、投資(zi)者(zhe)保護等(deng)基礎制(zhi)度(du)。聚(ju)焦中(zhong)小(xiao)企(qi)(qi)業(ye)特(te)征，探索建(jian)立更(geng)加精準、包容(rong)的準入標準和更(geng)加多(duo)元、靈活的準入路徑。豐(feng)富(fu)融(rong)(rong)(rong)(rong)資(zi)工具(ju)，補充(chong)可轉(zhuan)債等(deng)股(gu)債結合(he)(he)類融(rong)(rong)(rong)(rong)資(zi)產(chan)品。優化(hua)(hua)融(rong)(rong)(rong)(rong)資(zi)制(zhi)度(du)，推(tui)(tui)(tui)出(chu)精選層再融(rong)(rong)(rong)(rong)資(zi)規(gui)則。完善交(jiao)易機制(zhi)，推(tui)(tui)(tui)出(chu)混合(he)(he)交(jiao)易，發揮(hui)做市商提高(gao)交(jiao)易效率的重(zhong)要(yao)作用，推(tui)(tui)(tui)進融(rong)(rong)(rong)(rong)資(zi)融(rong)(rong)(rong)(rong)券制(zhi)度(du)落地，豐(feng)富(fu)市場(chang)(chang)指數(shu)。推(tui)(tui)(tui)動和引導各(ge)類資(zi)金入市，優化(hua)(hua)投資(zi)者(zhe)結構和市場(chang)(chang)流動性管(guan)理工具(ju)。

　　二是將(jiang)(jiang)持(chi)續(xu)提(ti)(ti)升市(shi)場(chang)治理能力(li)(li)，夯實(shi)市(shi)場(chang)健康(kang)運行的基礎。按照“建制(zhi)(zhi)(zhi)度(du)、不(bu)干預、零容忍”原則，以提(ti)(ti)高掛牌公(gong)(gong)司(si)(si)質(zhi)量為著(zhu)力(li)(li)點，全面完善(shan)市(shi)場(chang)監(jian)(jian)(jian)管(guan)(guan)(guan)制(zhi)(zhi)(zhi)度(du)機制(zhi)(zhi)(zhi)。隨著(zhu)注(zhu)冊制(zhi)(zhi)(zhi)全面實(shi)施，交(jiao)易(yi)場(chang)所一線監(jian)(jian)(jian)管(guan)(guan)(guan)職責也更加(jia)突出(chu)。全國股轉(zhuan)公(gong)(gong)司(si)(si)將(jiang)(jiang)同步完善(shan)監(jian)(jian)(jian)管(guan)(guan)(guan)制(zhi)(zhi)(zhi)度(du)、提(ti)(ti)高監(jian)(jian)(jian)管(guan)(guan)(guan)效能、發揮監(jian)(jian)(jian)管(guan)(guan)(guan)合力(li)(li)和科技監(jian)(jian)(jian)管(guan)(guan)(guan)優(you)勢，提(ti)(ti)升市(shi)場(chang)綜(zong)合治理能力(li)(li)，持(chi)續(xu)提(ti)(ti)高掛牌公(gong)(gong)司(si)(si)質(zhi)量，嚴厲打擊各類違(wei)法(fa)違(wei)規行為，加(jia)大投資者合法(fa)權(quan)益保護力(li)(li)度(du)，守住風險底線。

　　三是將(jiang)持續提升市(shi)場服(fu)務(wu)質效(xiao)，使中小(xiao)企業更(geng)全面(mian)感(gan)受新(xin)(xin)三板市(shi)場的溫度。延伸服(fu)務(wu)觸角，密切(qie)聯(lian)系(xi)各地(di)政府、金融局、高新(xin)(xin)區，發揮區域服(fu)務(wu)基地(di)屬地(di)優勢，創新(xin)(xin)在(zai)地(di)化服(fu)務(wu)形式，建(jian)(jian)立擬掛牌(pai)企業和掛牌(pai)企業聯(lian)絡機(ji)制，加強一(yi)對一(yi)市(shi)場政策(ce)宣講和培訓。立足企業需求(qiu)和新(xin)(xin)三板定(ding)位，依托科技力量，探索更(geng)具針對性的投融資對接服(fu)務(wu)，搭(da)建(jian)(jian)綜合性信息(xi)服(fu)務(wu)平臺，發揮市(shi)場信息(xi)樞紐功能(neng)。配(pei)合證(zheng)(zheng)監(jian)會建(jian)(jian)立證(zheng)(zheng)券公司利用新(xin)(xin)三板市(shi)場服(fu)務(wu)中小(xiao)企業的常(chang)態化評價(jia)機(ji)制，引(yin)導證(zheng)(zheng)券公司進一(yi)步(bu)做好市(shi)場服(fu)務(wu)。