中(zhong)證(zheng)(zheng)網訊（記者 黃靈靈）深(shen)(shen)交(jiao)所(suo)7月(yue)1日消息，為落(luo)實(shi)《可(ke)(ke)轉(zhuan)(zhuan)換公(gong)司債券(quan)管(guan)理辦法》（下(xia)稱《管(guan)理辦法》）要(yao)求(qiu)，進(jin)一步規(gui)范可(ke)(ke)轉(zhuan)(zhuan)債上市與掛牌、轉(zhuan)(zhuan)股、贖回(hui)、回(hui)售、信息披露(lu)等(deng)相關(guan)業務(wu)(wu)(wu)，保護投資者權(quan)益，近期，深(shen)(shen)交(jiao)所(suo)修訂了《深(shen)(shen)圳證(zheng)(zheng)券(quan)交(jiao)易所(suo)可(ke)(ke)轉(zhuan)(zhuan)換公(gong)司債券(quan)業務(wu)(wu)(wu)實(shi)施細則》，形成《深(shen)(shen)圳證(zheng)(zheng)券(quan)交(jiao)易所(suo)上市公(gong)司自律監管(guan)業務(wu)(wu)(wu)指(zhi)引第15號——可(ke)(ke)轉(zhuan)(zhuan)換公(gong)司債券(quan)（征求(qiu)意見稿）》（下(xia)稱《可(ke)(ke)轉(zhuan)(zhuan)債指(zhi)引》），7月(yue)1日起(qi)向市場公(gong)開征求(qiu)意見。

　　可(ke)(ke)轉債(zhai)是具有股債(zhai)雙性的(de)混(hun)合證(zheng)券(quan)品種(zhong)，能(neng)更好滿足(zu)上(shang)(shang)市公司和投(tou)(tou)資者多(duo)元化投(tou)(tou)融(rong)(rong)資需求。近年來，隨著(zhu)(zhu)資本市場改(gai)革不斷深化，上(shang)(shang)市公司積極(ji)發行可(ke)(ke)轉債(zhai)募集資金或購買資產，可(ke)(ke)轉債(zhai)交易較為活躍，可(ke)(ke)轉債(zhai)品種(zhong)在增強金融(rong)(rong)服務實(shi)體經濟能(neng)力、提高(gao)直接融(rong)(rong)資比重、優化投(tou)(tou)融(rong)(rong)資結構等方面(mian)發揮(hui)著(zhu)(zhu)愈發重要的(de)作用。

　　深交(jiao)(jiao)(jiao)所相(xiang)關負責(ze)人表示，深交(jiao)(jiao)(jiao)所堅持以信(xin)息(xi)披露為核(he)心(xin)，根(gen)據(ju)《管理(li)辦法》要(yao)求，結(jie)合日(ri)常(chang)監(jian)管實踐，進(jin)一(yi)步完(wan)(wan)善(shan)可(ke)轉(zhuan)(zhuan)(zhuan)債(zhai)(zhai)業務(wu)規(gui)范(fan)(fan)，修(xiu)訂形成《可(ke)轉(zhuan)(zhuan)(zhuan)債(zhai)(zhai)指(zhi)引》。主要(yao)修(xiu)訂內(nei)容包(bao)括：一(yi)是將定(ding)向(xiang)可(ke)轉(zhuan)(zhuan)(zhuan)債(zhai)(zhai)納入規(gui)范(fan)(fan)范(fan)(fan)圍，對定(ding)向(xiang)可(ke)轉(zhuan)(zhuan)(zhuan)債(zhai)(zhai)的掛(gua)牌(pai)(pai)(pai)、轉(zhuan)(zhuan)(zhuan)股(gu)(gu)、贖(shu)(shu)回(hui)、回(hui)售(shou)、本息(xi)兌付、回(hui)購注銷等(deng)進(jin)行了規(gui)定(ding)。二(er)是強(qiang)化(hua)可(ke)轉(zhuan)(zhuan)(zhuan)債(zhai)(zhai)信(xin)息(xi)披露，明(ming)確(que)預計(ji)贖(shu)(shu)回(hui)條(tiao)(tiao)(tiao)件(jian)(jian)觸發日(ri)前(qian)5個(ge)交(jiao)(jiao)(jiao)易(yi)日(ri)及滿足(zu)贖(shu)(shu)回(hui)條(tiao)(tiao)(tiao)件(jian)(jian)時(shi)、觸發轉(zhuan)(zhuan)(zhuan)股(gu)(gu)價格修(xiu)正(zheng)條(tiao)(tiao)(tiao)件(jian)(jian)時(shi)的信(xin)息(xi)披露要(yao)求。三是完(wan)(wan)善(shan)贖(shu)(shu)回(hui)、回(hui)售(shou)、轉(zhuan)(zhuan)(zhuan)股(gu)(gu)、停(ting)牌(pai)(pai)(pai)等(deng)業務(wu)規(gui)范(fan)(fan)，明(ming)確(que)不行使贖(shu)(shu)回(hui)權(quan)至少(shao)3個(ge)月內(nei)不得(de)再(zai)次行使的“冷淡(dan)期”規(gui)定(ding)，明(ming)確(que)贖(shu)(shu)回(hui)條(tiao)(tiao)(tiao)件(jian)(jian)觸發日(ri)與贖(shu)(shu)回(hui)日(ri)、回(hui)售(shou)條(tiao)(tiao)(tiao)件(jian)(jian)觸發日(ri)與申(shen)報(bao)期首(shou)日(ri)的間隔要(yao)求，完(wan)(wan)善(shan)贖(shu)(shu)回(hui)期間及轉(zhuan)(zhuan)(zhuan)股(gu)(gu)期結(jie)束前(qian)停(ting)止交(jiao)(jiao)(jiao)易(yi)或(huo)轉(zhuan)(zhuan)(zhuan)讓的相(xiang)關安(an)排，完(wan)(wan)善(shan)股(gu)(gu)票停(ting)復(fu)牌(pai)(pai)(pai)時(shi)可(ke)轉(zhuan)(zhuan)(zhuan)債(zhai)(zhai)暫停(ting)或(huo)恢復(fu)轉(zhuan)(zhuan)(zhuan)股(gu)(gu)的安(an)排。四是明(ming)確(que)可(ke)轉(zhuan)(zhuan)(zhuan)債(zhai)(zhai)申(shen)購或(huo)認購、交(jiao)(jiao)(jiao)易(yi)或(huo)轉(zhuan)(zhuan)(zhuan)讓的短線交(jiao)(jiao)(jiao)易(yi)監(jian)管要(yao)求。五是強(qiang)化(hua)中介機構(gou)的持續督導職責(ze)。

　　據悉，《可(ke)轉債(zhai)指引(yin)》征求(qiu)意(yi)見截(jie)止時間為2022年7月(yue)8日，深(shen)交(jiao)所(suo)(suo)將根據相(xiang)關意(yi)見建議進一(yi)步修改(gai)完(wan)善。深(shen)交(jiao)所(suo)(suo)相(xiang)關負責(ze)人(ren)表示，下一(yi)步，深(shen)交(jiao)所(suo)(suo)將認真踐行“建制度、不干預、零容忍”方針(zhen)，堅持市(shi)(shi)場化、法治化改(gai)革方向，按照證監(jian)會統一(yi)部署，持續完(wan)善可(ke)轉債(zhai)制度供給，提升監(jian)管(guan)服務(wu)水平(ping)，維護市(shi)(shi)場穩定運行，推動可(ke)轉債(zhai)市(shi)(shi)場高(gao)質量發展。