中證(zheng)網(wang)訊（記(ji)者 康曦）按照四川省(sheng)(sheng)(sheng)委(wei)、省(sheng)(sheng)(sheng)政(zheng)府深(shen)入開展科創金融(rong)改(gai)革，探索發行知識產(chan)權(quan)證(zheng)券化產(chan)品(pin)的(de)要求，四川證(zheng)監局、深(shen)交所(suo)、省(sheng)(sheng)(sheng)市各部門聯合推動“興(xing)(xing)業圓融(rong)-成都中小擔1期知識產(chan)權(quan)資(zi)產(chan)支持專項計劃”4月21日成功發行。該項目(mu)由成都中小企(qi)業融(rong)資(zi)擔保公司擔任牽頭機(ji)構(gou)和資(zi)產(chan)服務機(ji)構(gou)，興(xing)(xing)業證(zheng)券及子公司興(xing)(xing)證(zheng)資(zi)管(guan)擔任銷售機(ji)構(gou)及管(guan)理人(ren)，發行過(guo)程得到了成都農(nong)商行、浦發銀行、華興(xing)(xing)銀行等投資(zi)機(ji)構(gou)的(de)大力支持，取得了較(jiao)為理想的(de)發行結果。

　　作為(wei)西部地(di)區首單知識產(chan)權ABS，該項目(mu)底層(ceng)資(zi)產(chan)為(wei)基于(yu)知識產(chan)權價值(zhi)形成(cheng)的信(xin)托貸款，涉及(ji)49項專(zhuan)利(li)資(zi)產(chan)，包括發(fa)明專(zhuan)利(li)、實(shi)用新型、商標專(zhuan)用權等。底層(ceng)信(xin)托貸款由成(cheng)都中小企業融資(zi)擔(dan)(dan)保有(you)限責(ze)任公司提(ti)供(gong)全(quan)額連帶責(ze)任保證擔(dan)(dan)保。成(cheng)都中小擔(dan)(dan)實(shi)控人為(wei)成(cheng)都產(chan)業投資(zi)集團有(you)限公司，隸(li)屬于(yu)成(cheng)都市國有(you)資(zi)產(chan)監督管理(li)委員會(hui)，承擔(dan)(dan)政府性融資(zi)擔(dan)(dan)保職(zhi)能，主(zhu)體(ti)評級為(wei)AAA，為(wei)該項目(mu)提(ti)供(gong)了強有(you)力(li)的增信(xin)支持。

　　該項目的(de)成功發(fa)行，為省(sheng)內10余(yu)家(jia)國家(jia)級專精特新(xin)企(qi)(qi)(qi)業(ye)(ye)、高新(xin)技術企(qi)(qi)(qi)業(ye)(ye)提供了1億(yi)元的(de)融資(zi)支持。知識產權證券(quan)化既(ji)是科技型中(zhong)(zhong)小(xiao)企(qi)(qi)(qi)業(ye)(ye)的(de)融資(zi)手段，也是地(di)(di)方政(zheng)府扶持地(di)(di)方產業(ye)(ye)的(de)新(xin)型產品(pin)，具有(you)節(jie)約科技型中(zhong)(zhong)小(xiao)企(qi)(qi)(qi)業(ye)(ye)融資(zi)抵押物、有(you)效降低中(zhong)(zhong)小(xiao)企(qi)(qi)(qi)業(ye)(ye)融資(zi)成本、撬動全(quan)國資(zi)源支持地(di)(di)方經濟(ji)發(fa)展(zhan)、推動科技型中(zhong)(zhong)小(xiao)企(qi)(qi)(qi)業(ye)(ye)獲得資(zi)本市場全(quan)方位輔導等諸(zhu)多優勢，揚重科研開(kai)發(fa)之(zhi)長(chang)，避輕(qing)資(zi)產投入之(zhi)短。

　　近年(nian)(nian)來國務院陸續出臺相關文件，提(ti)出完善(shan)債權(quan)(quan)(quan)、股權(quan)(quan)(quan)等融(rong)(rong)(rong)(rong)(rong)資(zi)服(fu)務機(ji)(ji)制(zhi)、開展知(zhi)(zhi)(zhi)識(shi)產權(quan)(quan)(quan)證(zheng)券(quan)化融(rong)(rong)(rong)(rong)(rong)資(zi)試點(dian)等，為科(ke)技(ji)型中(zhong)小企(qi)業提(ti)供覆蓋全(quan)生(sheng)命(ming)周期的投融(rong)(rong)(rong)(rong)(rong)資(zi)服(fu)務。作為國內經(jing)濟“第(di)四極(ji)”，國內第(di)三家金融(rong)(rong)(rong)(rong)(rong)法院所在地，為貫徹(che)落實國家政策，進一步(bu)完善(shan)區域內科(ke)技(ji)金融(rong)(rong)(rong)(rong)(rong)服(fu)務體系(xi)，拓寬科(ke)技(ji)型中(zhong)小企(qi)業融(rong)(rong)(rong)(rong)(rong)資(zi)渠(qu)道，成渝(yu)(yu)經(jing)濟區也在積極(ji)探(tan)索知(zhi)(zhi)(zhi)識(shi)產權(quan)(quan)(quan)與金融(rong)(rong)(rong)(rong)(rong)融(rong)(rong)(rong)(rong)(rong)合(he)發(fa)展新模(mo)式(shi)。2022年(nian)(nian)12月，川渝(yu)(yu)兩省（市）共同印發(fa)《成渝(yu)(yu)共建西部金融(rong)(rong)(rong)(rong)(rong)中(zhong)心規(gui)劃聯合(he)實施細則》，明確提(ti)出在成渝(yu)(yu)地區規(gui)范探(tan)索知(zhi)(zhi)(zhi)識(shi)產權(quan)(quan)(quan)證(zheng)券(quan)化，逐步(bu)完善(shan)知(zhi)(zhi)(zhi)識(shi)產權(quan)(quan)(quan)評估、交(jiao)易(yi)機(ji)(ji)制(zhi)和風險分擔機(ji)(ji)制(zhi)，支持知(zhi)(zhi)(zhi)識(shi)產權(quan)(quan)(quan)金融(rong)(rong)(rong)(rong)(rong)產品及衍(yan)生(sheng)品創(chuang)新。

　　在此過程中(zhong)，四(si)川證監局、四(si)川省知(zhi)識(shi)產(chan)(chan)權促進中(zhong)心、成(cheng)都(dou)市(shi)地(di)方金(jin)融(rong)監督管(guan)理局、成(cheng)都(dou)市(shi)市(shi)場監督管(guan)理局以及(ji)成(cheng)都(dou)知(zhi)識(shi)產(chan)(chan)權交易中(zhong)心積極(ji)幫助金(jin)融(rong)市(shi)場參與機構搭建溝(gou)通橋梁、共同加快探索發(fa)行知(zhi)識(shi)產(chan)(chan)權證券(quan)化產(chan)(chan)品(pin)，在項(xiang)目模式創新(xin)、政(zheng)策獎補等環節給予(yu)了(le)充(chong)分支持，切(qie)實助力(li)金(jin)融(rong)服務創新(xin)和降低中(zhong)小(xiao)企業(ye)融(rong)資(zi)成(cheng)本，體現出地(di)方主管(guan)部(bu)門(men)服務區(qu)域經濟的決心。成(cheng)都(dou)中(zhong)小(xiao)擔和興業(ye)證券(quan)結(jie)合自身業(ye)務優勢及(ji)對知(zhi)識(shi)產(chan)(chan)權ABS業(ye)務的深(shen)入(ru)理解，深(shen)度挖掘項(xiang)目亮點，為本期產(chan)(chan)品(pin)成(cheng)功發(fa)行提供了(le)有力(li)支撐。