作者(zhe):中泰(tai)證券(quan)股(gu)份(fen)有限公司黨(dang)委書記、董(dong)事長 李瑋(wei)
2019-01-15 08:10來源:《中國證券》2018年第12期
1978年(nian)黨的(de)(de)(de)十(shi)一屆三中(zhong)(zhong)全會(hui)確立了以經濟(ji)建設(she)為中(zhong)(zhong)心、堅(jian)持(chi)四項基(ji)本原則、堅(jian)持(chi)改革開放的(de)(de)(de)基(ji)本路(lu)線。“40年(nian)的(de)(de)(de)實(shi)踐充分證明,改革開放是黨和(he)(he)人民(min)(min)大踏步趕上(shang)時代的(de)(de)(de)重要法寶(bao),是堅(jian)持(chi)和(he)(he)發(fa)展中(zhong)(zhong)國(guo)(guo)特色社會(hui)主(zhu)義的(de)(de)(de)必(bi)由(you)之路(lu),是決(jue)定當代中(zhong)(zhong)國(guo)(guo)命運(yun)的(de)(de)(de)關鍵一招(zhao),也是決(jue)定實(shi)現(xian)‘兩個(ge)一百年(nian)’奮斗目標、實(shi)現(xian)中(zhong)(zhong)華民(min)(min)族偉大復興的(de)(de)(de)關鍵一招(zhao)。”
資本(ben)市(shi)(shi)場(chang)(chang)(chang)(chang)和證(zheng)券業(ye)(ye)的(de)發(fa)(fa)展(zhan)壯大是我國(guo)改革(ge)(ge)開放的(de)重要成果之一。經過近30年(nian)的(de)改革(ge)(ge)發(fa)(fa)展(zhan),現(xian)已擁(yong)有全(quan)球第(di)二(er)大股票市(shi)(shi)場(chang)(chang)(chang)(chang)、第(di)三大債券市(shi)(shi)場(chang)(chang)(chang)(chang)、第(di)二(er)大私募(mu)市(shi)(shi)場(chang)(chang)(chang)(chang),以及位居(ju)全(quan)球前(qian)列的(de)商(shang)品期貨市(shi)(shi)場(chang)(chang)(chang)(chang)。截至2018年(nian)三季(ji)度末,國(guo)內共(gong)有證(zheng)券公司131家,總資產6.19萬(wan)億(yi)元,凈資產1.89萬(wan)億(yi)元,客戶交易結算(suan)資金(jin)余額(e)(含信用(yong)交易資金(jin))9743.81億(yi)元,托管(guan)(guan)(guan)證(zheng)券市(shi)(shi)值35.64萬(wan)億(yi)元,受托管(guan)(guan)(guan)理資金(jin)本(ben)金(jin)總額(e)14.82萬(wan)億(yi)元,在促進(jin)資本(ben)形成、資源配(pei)置、財富(fu)管(guan)(guan)(guan)理、風險(xian)管(guan)(guan)(guan)理等(deng)方面發(fa)(fa)揮著不(bu)可替(ti)代的(de)作用(yong)。近30年(nian)來資本(ben)市(shi)(shi)場(chang)(chang)(chang)(chang)和證(zheng)券業(ye)(ye)發(fa)(fa)展(zhan)歷程證(zheng)明,規(gui)范和創(chuang)新(xin)發(fa)(fa)展(zhan)是支(zhi)撐(cheng)行業(ye)(ye)持(chi)續健康(kang)發(fa)(fa)展(zhan)的(de)生(sheng)命線(xian)。在改革(ge)(ge)開放40年(nian)之際,回望(wang)近30年(nian)來證(zheng)券行業(ye)(ye)逐步規(gui)范、創(chuang)新(xin)發(fa)(fa)展(zhan)的(de)改革(ge)(ge)歷程,既是對(dui)(dui)過往崢嶸歲月(yue)的(de)紀念(nian),也對(dui)(dui)促進(jin)培育行業(ye)(ye)核心(xin)競爭力、探索持(chi)續健康(kang)發(fa)(fa)展(zhan)、支(zhi)持(chi)建設(she)資本(ben)市(shi)(shi)場(chang)(chang)(chang)(chang)強國(guo)具有重要意義。
一、中泰證券改革發展歷程
作為目前(qian)山(shan)東省屬唯一的(de)(de)法人(ren)證券經營(ying)機構(gou),中(zhong)泰(tai)證券的(de)(de)發展歷程(cheng)貫(guan)穿了頑強拼搏、砥礪前(qian)行的(de)(de)改革精(jing)神,是證券行業改革歷程(cheng)的(de)(de)一個縮影。公司發展歷程(cheng)大(da)體(ti)分為三(san)個階段。
(一(yi))化(hua)解(jie)風(feng)險(xian),增資(zi)擴股(gu)
中泰證(zheng)(zheng)券(quan)(quan)前身齊(qi)魯證(zheng)(zheng)券(quan)(quan)成立(li)于(yu)2001年(nian),脫胎(tai)于(yu)省(sheng)(sheng)內的(de)信托投資(zi)公司,初(chu)始(shi)注冊資(zi)本5.12億元(yuan)(yuan),從事(shi)經紀業務。由于(yu)存在挪(nuo)用巨額保證(zheng)(zheng)金、巨額違(wei)規(gui)(gui)擔保、違(wei)規(gui)(gui)經營(ying)、嚴重虧損等(deng)問題,2003年(nian)初(chu)被中國證(zheng)(zheng)監會列為待(dai)稽查的(de)高風(feng)(feng)險(xian)券(quan)(quan)商(shang)。2003年(nian)7月,按照(zhao)山(shan)東省(sheng)(sheng)委省(sheng)(sheng)政(zheng)府的(de)決定,萊鋼集團控股齊(qi)魯證(zheng)(zheng)券(quan)(quan)。2004年(nian),公司化解了挪(nuo)保、擔保等(deng)重大風(feng)(feng)險(xian),增資(zi)擴股至8.12億元(yuan)(yuan),摘掉了高風(feng)(feng)險(xian)券(quan)(quan)商(shang)的(de)“帽子”,組織(zhi)實(shi)施了三項制度改革,推動公司從一(yi)家高風(feng)(feng)險(xian)、經紀類(lei)券(quan)(quan)商(shang)轉變為規(gui)(gui)范類(lei)、綜合類(lei)券(quan)(quan)商(shang)。
(二)托管天同,實現“蛇吞象”
2004年(nian)下半年(nian),由于委托理財(cai)產品到期無法(fa)兌(dui)付等問題,天同(tong)證(zheng)(zheng)(zheng)券(quan)(quan)風險顯現。按(an)(an)照山東省委省政(zheng)府的工(gong)作(zuo)部署,齊魯證(zheng)(zheng)(zheng)券(quan)(quan)負責對天同(tong)證(zheng)(zheng)(zheng)券(quan)(quan)進行托管,積極參與化(hua)解(jie)風險工(gong)作(zuo)。2006年(nian)3月(yue),按(an)(an)照中國證(zheng)(zheng)(zheng)監會有關(guan)通知要求,齊魯證(zheng)(zheng)(zheng)券(quan)(quan)開始托管天同(tong)證(zheng)(zheng)(zheng)券(quan)(quan)經紀業務(wu)及(ji)所(suo)屬分公司、證(zheng)(zheng)(zheng)券(quan)(quan)營(ying)業部和服務(wu)部。2007年(nian)1月(yue),齊魯證(zheng)(zheng)(zheng)券(quan)(quan)成(cheng)功收(shou)購了天同(tong)證(zheng)(zheng)(zheng)券(quan)(quan)證(zheng)(zheng)(zheng)券(quan)(quan)類資產,安(an)置了天同(tong)證(zheng)(zheng)(zheng)券(quan)(quan)1200余名(ming)員(yuan)工(gong),取得化(hua)解(jie)風險和優化(hua)山東地方證(zheng)(zheng)(zheng)券(quan)(quan)資源的雙贏(ying)效果。
(三)規范創(chuang)新發展,提(ti)升效(xiao)益
2007年以來,面對(dui)公(gong)司(si)(si)重(zhong)組(zu)初期百業(ye)(ye)(ye)待興、實(shi)力(li)羸弱的(de)(de)嚴峻形(xing)勢(shi),公(gong)司(si)(si)高(gao)度重(zhong)視規范化發(fa)(fa)(fa)展(zhan)(zhan),不斷完善治理結構,加(jia)強內(nei)控制度建(jian)設,取得積(ji)極成(cheng)效(xiao)。組(zu)織推動(dong)實(shi)施(shi)發(fa)(fa)(fa)展(zhan)(zhan)戰(zhan)略、基礎管理、業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)體(ti)系、人才隊伍(wu)、合規風控、企(qi)業(ye)(ye)(ye)文化六大建(jian)設工(gong)程,逐步發(fa)(fa)(fa)展(zhan)(zhan)成(cheng)為(wei)(wei)(wei)全國(guo)大型綜(zong)(zong)合類券商(shang)。近年來,面對(dui)經(jing)濟(ji)高(gao)質量發(fa)(fa)(fa)展(zhan)(zhan)和資(zi)(zi)(zi)本市場“依(yi)法全面從嚴”監管的(de)(de)新(xin)形(xing)勢(shi)、新(xin)要求,公(gong)司(si)(si)認真貫(guan)徹落(luo)實(shi)黨的(de)(de)十(shi)九大、中央經(jing)濟(ji)工(gong)作會議(yi)和全國(guo)金(jin)融工(gong)作會議(yi)精神(shen),以服(fu)務(wu)(wu)(wu)(wu)(wu)實(shi)體(ti)經(jing)濟(ji)為(wei)(wei)(wei)根本宗旨,實(shi)施(shi)綜(zong)(zong)合金(jin)融服(fu)務(wu)(wu)(wu)(wu)(wu)商(shang)、大客(ke)戶(hu)、高(gao)端(duan)人才、省內(nei)外并重(zhong)發(fa)(fa)(fa)展(zhan)(zhan)、創(chuang)新(xin)驅動(dong)和國(guo)際化“六大戰(zhan)略”,高(gao)度重(zhong)視創(chuang)新(xin)發(fa)(fa)(fa)展(zhan)(zhan),推動(dong)傳統業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)轉型升(sheng)級,加(jia)快創(chuang)新(xin)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)發(fa)(fa)(fa)展(zhan)(zhan),持續(xu)推動(dong)管理創(chuang)新(xin)、業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)模式創(chuang)新(xin)和體(ti)制機制創(chuang)新(xin),致力(li)于將(jiang)公(gong)司(si)(si)打(da)造成(cheng)為(wei)(wei)(wei)具有(you)自主創(chuang)新(xin)力(li)、綜(zong)(zong)合競爭力(li)、品牌(pai)影響力(li),倍受社會認知,各種專業(ye)(ye)(ye)化證(zheng)券業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)協同發(fa)(fa)(fa)展(zhan)(zhan)的(de)(de)系統重(zhong)要性(xing)現(xian)代投資(zi)(zi)(zi)銀行(xing)。目前(qian),公(gong)司(si)(si)已經(jing)成(cheng)長為(wei)(wei)(wei)集(ji)證(zheng)券、期貨、基金(jin)等為(wei)(wei)(wei)一(yi)體(ti)的(de)(de)綜(zong)(zong)合性(xing)證(zheng)券控股(gu)集(ji)團,截至(zhi)2017年底,公(gong)司(si)(si)總(zong)資(zi)(zi)(zi)產1322億元,凈資(zi)(zi)(zi)產341億元。近幾(ji)年,共為(wei)(wei)(wei)900多家企(qi)業(ye)(ye)(ye)提供(gong)股(gu)權債券融資(zi)(zi)(zi)、新(xin)三板掛牌(pai)、跨境融資(zi)(zi)(zi)等服(fu)務(wu)(wu)(wu)(wu)(wu),融資(zi)(zi)(zi)額(e)4000多億元;服(fu)務(wu)(wu)(wu)(wu)(wu)客(ke)戶(hu)600多萬(wan),管理客(ke)戶(hu)資(zi)(zi)(zi)產近萬(wan)億元,核心競爭力(li)和服(fu)務(wu)(wu)(wu)(wu)(wu)實(shi)體(ti)經(jing)濟(ji)的(de)(de)能力(li)不斷提升(sheng)。
規(gui)范(fan)和創(chuang)新(xin)發(fa)展(zhan)是(shi)(shi)公(gong)司能夠走(zou)到今(jin)天(tian)并不(bu)(bu)斷成長的(de)(de)(de)基(ji)礎(chu)(chu),也是(shi)(shi)證(zheng)券(quan)(quan)業(ye)持續(xu)(xu)健康發(fa)展(zhan)的(de)(de)(de)生命線(xian)。一是(shi)(shi)規(gui)范(fan)發(fa)展(zhan)是(shi)(shi)證(zheng)券(quan)(quan)業(ye)賴以生存的(de)(de)(de)底線(xian)。回望2004-2007年(nian)證(zheng)券(quan)(quan)業(ye)三年(nian)綜合治理,市場上近三分之(zhi)一的(de)(de)(de)證(zheng)券(quan)(quan)公(gong)司退(tui)出了(le)(le)歷史(shi)舞(wu)臺,固然有系統性(xing)風險的(de)(de)(de)影(ying)響(xiang),但(dan)根本原(yuan)因還在于依法(fa)合規(gui)經營意識缺(que)失(shi),嚴重違(wei)法(fa)違(wei)規(gui),最終招(zhao)致滅頂(ding)之(zhi)災。二是(shi)(shi)創(chuang)新(xin)發(fa)展(zhan)是(shi)(shi)實現證(zheng)券(quan)(quan)業(ye)持續(xu)(xu)健康發(fa)展(zhan)的(de)(de)(de)關鍵(jian)。不(bu)(bu)管是(shi)(shi)重組后的(de)(de)(de)齊魯(lu)證(zheng)券(quan)(quan)在戰略、組織、人事、業(ye)務(wu)等(deng)方(fang)面(mian)推(tui)進的(de)(de)(de)各項改革,還是(shi)(shi)行(xing)業(ye)在業(ye)務(wu)轉型、模式變革、對(dui)外開放(fang)等(deng)方(fang)面(mian)所做的(de)(de)(de)積極探(tan)索(suo),都在改革開放(fang)的(de)(de)(de)大環境中為行(xing)業(ye)和公(gong)司發(fa)展(zhan)打下了(le)(le)堅實的(de)(de)(de)基(ji)礎(chu)(chu),為培育核心競(jing)爭力和持續(xu)(xu)健康發(fa)展(zhan)提供了(le)(le)保障。
二、證券業改革發展趨勢
當(dang)前,經(jing)濟(ji)轉向高質量發(fa)展(zhan)(zhan)、國(guo)內(nei)外經(jing)濟(ji)一(yi)體化趨勢(shi)愈(yu)加明(ming)顯,金融科技與實體經(jing)濟(ji)深(shen)度融合(he),我國(guo)證券業發(fa)展(zhan)(zhan)也展(zhan)(zhan)現出一(yi)些新趨勢(shi)。
(一)“金融脫媒”帶來直接融資體系大發展,資本市(shi)場(chang)在經濟(ji)高(gao)質量發展中扮演(yan)更加(jia)重要的角色
英美成熟資(zi)本市(shi)場的(de)(de)發(fa)展經驗表明,伴隨以利率市(shi)場化為(wei)核心(xin)的(de)(de)金(jin)融(rong)(rong)(rong)(rong)(rong)深化進(jin)程(cheng),境外金(jin)融(rong)(rong)(rong)(rong)(rong)體(ti)(ti)系(xi)(xi)無一例外都經歷了金(jin)融(rong)(rong)(rong)(rong)(rong)脫媒的(de)(de)過程(cheng),帶來直(zhi)(zhi)接融(rong)(rong)(rong)(rong)(rong)資(zi)體(ti)(ti)系(xi)(xi)大發(fa)展。據測(ce)算,1980年美國推行利率市(shi)場化以來,直(zhi)(zhi)接融(rong)(rong)(rong)(rong)(rong)資(zi)比重(zhong)從不(bu)(bu)足10%顯著提升到現(xian)在的(de)(de)約(yue)80%;英國自1980年以來直(zhi)(zhi)接融(rong)(rong)(rong)(rong)(rong)資(zi)比重(zhong)也顯著提升至70%的(de)(de)水平。當前我國處在經濟(ji)轉型升級及向(xiang)高質量(liang)發(fa)展的(de)(de)新(xin)常態(tai),傳(chuan)統動(dong)能(neng)轉型升級,新(xin)動(dong)能(neng)加速培(pei)育(yu)壯大,都需(xu)要資(zi)本市(shi)場助力,為(wei)實體(ti)(ti)經濟(ji)轉型發(fa)展與提質增效注入(ru)新(xin)動(dong)力。實體(ti)(ti)經濟(ji)對直(zhi)(zhi)接融(rong)(rong)(rong)(rong)(rong)資(zi)的(de)(de)需(xu)求將會不(bu)(bu)斷提升,新(xin)經濟(ji)企業境內融(rong)(rong)(rong)(rong)(rong)資(zi)或將成為(wei)金(jin)融(rong)(rong)(rong)(rong)(rong)服務實體(ti)(ti)經濟(ji)的(de)(de)重(zhong)要突破口。
(二(er))依法、從嚴(yan)、全面監管已成(cheng)常態,行業發展(zhan)更加規范
2017年(nian)4月(yue)(yue)25日,習近平總書記在(zai)(zai)主持(chi)中共(gong)中央政治(zhi)(zhi)局第(di)四十(shi)次集體學(xue)習時指出:“維(wei)護金(jin)(jin)(jin)(jin)融(rong)(rong)安全,要(yao)(yao)堅持(chi)底(di)線思(si)維(wei),堅持(chi)問題導向,在(zai)(zai)全面(mian)做(zuo)(zuo)好金(jin)(jin)(jin)(jin)融(rong)(rong)工(gong)(gong)(gong)作(zuo)基礎上,著力深化(hua)金(jin)(jin)(jin)(jin)融(rong)(rong)改(gai)革,加強金(jin)(jin)(jin)(jin)融(rong)(rong)監(jian)(jian)(jian)管(guan)(guan),科學(xue)防(fang)范(fan)風(feng)(feng)(feng)險(xian)(xian),強化(hua)安全能力建設,不(bu)斷(duan)提(ti)高金(jin)(jin)(jin)(jin)融(rong)(rong)業競爭能力、抗風(feng)(feng)(feng)險(xian)(xian)能力、可持(chi)續發(fa)(fa)展能力,堅決守住不(bu)發(fa)(fa)生(sheng)(sheng)系(xi)統性(xing)金(jin)(jin)(jin)(jin)融(rong)(rong)風(feng)(feng)(feng)險(xian)(xian)底(di)線。”2017年(nian)7月(yue)(yue)14日,在(zai)(zai)第(di)五(wu)次全國金(jin)(jin)(jin)(jin)融(rong)(rong)工(gong)(gong)(gong)作(zuo)會議上再次強調:“強化(hua)監(jian)(jian)(jian)管(guan)(guan),提(ti)高防(fang)范(fan)化(hua)解金(jin)(jin)(jin)(jin)融(rong)(rong)風(feng)(feng)(feng)險(xian)(xian)能力,防(fang)止發(fa)(fa)生(sheng)(sheng)系(xi)統性(xing)金(jin)(jin)(jin)(jin)融(rong)(rong)風(feng)(feng)(feng)險(xian)(xian)是(shi)金(jin)(jin)(jin)(jin)融(rong)(rong)工(gong)(gong)(gong)作(zuo)的(de)永恒主題,要(yao)(yao)把主動(dong)防(fang)范(fan)化(hua)解系(xi)統性(xing)金(jin)(jin)(jin)(jin)融(rong)(rong)風(feng)(feng)(feng)險(xian)(xian)放在(zai)(zai)更加重要(yao)(yao)的(de)位置”。可以(yi)說,做(zuo)(zuo)好金(jin)(jin)(jin)(jin)融(rong)(rong)體制(zhi)改(gai)革的(de)關鍵(jian)是(shi)強化(hua)監(jian)(jian)(jian)管(guan)(guan)和(he)推動(dong)行(xing)業規范(fan)發(fa)(fa)展,切(qie)實有(you)效(xiao)防(fang)范(fan)金(jin)(jin)(jin)(jin)融(rong)(rong)風(feng)(feng)(feng)險(xian)(xian)。從全球資本(ben)市(shi)場發(fa)(fa)展進程看,資本(ben)市(shi)場發(fa)(fa)展史(shi)實際上是(shi)一(yi)部加強監(jian)(jian)(jian)管(guan)(guan)、防(fang)控風(feng)(feng)(feng)險(xian)(xian),保護投資者(zhe)合法權益(yi)的(de)歷史(shi)。未來,依法、從嚴、全面(mian)監(jian)(jian)(jian)管(guan)(guan)仍(reng)將(jiang)是(shi)凈化(hua)資本(ben)市(shi)場環境(jing)、推進證(zheng)券(quan)業規范(fan)治(zhi)(zhi)理和(he)防(fang)范(fan)金(jin)(jin)(jin)(jin)融(rong)(rong)風(feng)(feng)(feng)險(xian)(xian)的(de)主要(yao)(yao)手段(duan)。
(三)資本市場改革為(wei)證券公(gong)司發(fa)展提供重(zhong)要機遇,行(xing)業(ye)創新發(fa)展趨(qu)勢不(bu)可逆(ni)轉
十九大報告(gao)指(zhi)出(chu)“加快建設創(chuang)(chuang)新(xin)型國家(jia)”“創(chuang)(chuang)新(xin)是(shi)(shi)引領發(fa)展(zhan)的第一(yi)動力(li),是(shi)(shi)建設現代化(hua)(hua)經濟體系的戰略支撐。”隨(sui)著國家(jia)創(chuang)(chuang)新(xin)驅動戰略的實(shi)施,尤其近期資本市場(chang)各項改革制度推出(chu),如直(zhi)接融(rong)資制度改革持續(xu)深化(hua)(hua),科創(chuang)(chuang)板試點注(zhu)冊制、并購重組審批優化(hua)(hua)、再融(rong)資業(ye)(ye)務松綁,股指(zhi)期貨交易安排放松,金融(rong)業(ye)(ye)對(dui)外開(kai)放繼續(xu)推進、滬倫通開(kai)通在(zai)(zai)即等(deng),都(dou)將為證券(quan)業(ye)(ye)持續(xu)健(jian)康發(fa)展(zhan)帶來新(xin)機遇。目前(qian),相關監管政策(ce)措施表明,監管部門在(zai)(zai)逐步強化(hua)(hua)監管的同時,正有序、規范(fan)地引導證券(quan)行(xing)業(ye)(ye)創(chuang)(chuang)新(xin)、開(kai)放。在(zai)(zai)防(fang)范(fan)系統性金融(rong)風(feng)險的前(qian)提下,探索嚴(yan)監管下的行(xing)業(ye)(ye)改革創(chuang)(chuang)新(xin)發(fa)展(zhan),將是(shi)(shi)不可逆(ni)轉的大趨勢(shi)。
(四)金融(rong)科技興起,證券公司數字(zi)化轉型將(jiang)會持(chi)續加快
近年來(lai)(lai),證(zheng)(zheng)券(quan)(quan)行業(ye)(ye)受到(dao)(dao)(dao)(dao)金(jin)融(rong)科(ke)(ke)(ke)技(ji)發(fa)展的(de)影(ying)響(xiang)較大,從改革開放初期(qi)的(de)證(zheng)(zheng)券(quan)(quan)業(ye)(ye)電子化和(he)自動化,到(dao)(dao)(dao)(dao)20世紀(ji)90年代證(zheng)(zheng)券(quan)(quan)業(ye)(ye)務(wu)網絡化,再到(dao)(dao)(dao)(dao)近年來(lai)(lai)的(de)互(hu)聯網金(jin)融(rong)、金(jin)融(rong)科(ke)(ke)(ke)技(ji)的(de)興(xing)起,金(jin)融(rong)與科(ke)(ke)(ke)技(ji)正(zheng)從簡單“拼(pin)接”走向深度(du)“融(rong)合”,科(ke)(ke)(ke)技(ji)對(dui)金(jin)融(rong)服務(wu)影(ying)響(xiang)的(de)驅動力愈發(fa)凸(tu)顯。未來(lai)(lai),以大數(shu)據、云計(ji)(ji)算(suan)、人工智(zhi)能、區塊鏈等(deng)為(wei)(wei)代表(biao)的(de)新興(xing)科(ke)(ke)(ke)技(ji)將被加(jia)速運用到(dao)(dao)(dao)(dao)金(jin)融(rong)領域,有望全面重構傳統證(zheng)(zheng)券(quan)(quan)公司在(zai)客(ke)戶服務(wu)、產品設計(ji)(ji)、運營(ying)模式、風險控(kong)制等(deng)方面的(de)經營(ying)和(he)業(ye)(ye)務(wu)模式,實現數(shu)字化轉型。可(ke)以說,證(zheng)(zheng)券(quan)(quan)行業(ye)(ye)正(zheng)面臨格局重塑的(de)新形勢,科(ke)(ke)(ke)技(ji)應用和(he)數(shu)字化轉型力度(du)將成為(wei)(wei)決(jue)定證(zheng)(zheng)券(quan)(quan)公司實力的(de)核心競(jing)爭力。
(五(wu))資本市場進入主動開(kai)(kai)放新時代,證券業開(kai)(kai)放步(bu)伐(fa)將會不斷(duan)加(jia)快
習近平總書記在(zai)2018年博鰲亞洲論壇指出,中(zhong)(zhong)國(guo)決定在(zai)擴大(da)開(kai)放(fang)(fang)方(fang)面(mian)采取一(yi)系列新的(de)重大(da)舉措,包括(kuo)“大(da)幅(fu)度(du)放(fang)(fang)寬市(shi)場準入。確(que)保(bao)放(fang)(fang)寬銀(yin)行(xing)(xing)、證(zheng)券(quan)、保(bao)險(xian)(xian)行(xing)(xing)業(ye)外(wai)(wai)(wai)資(zi)股比限制(zhi)(zhi)的(de)重大(da)措施落地(di),同時加(jia)(jia)大(da)開(kai)放(fang)(fang)力(li)度(du),加(jia)(jia)快保(bao)險(xian)(xian)行(xing)(xing)業(ye)開(kai)放(fang)(fang)進程(cheng),放(fang)(fang)寬外(wai)(wai)(wai)資(zi)金(jin)融(rong)機(ji)構設(she)立限制(zhi)(zhi),擴大(da)外(wai)(wai)(wai)資(zi)金(jin)融(rong)機(ji)構在(zai)華業(ye)務范圍,拓寬中(zhong)(zhong)外(wai)(wai)(wai)金(jin)融(rong)市(shi)場合(he)作(zuo)(zuo)(zuo)領域(yu)。”同期,中(zhong)(zhong)國(guo)人(ren)民(min)銀(yin)行(xing)(xing)行(xing)(xing)長易(yi)(yi)綱進一(yi)步明確(que)了(le)將(jiang)大(da)幅(fu)度(du)放(fang)(fang)開(kai)金(jin)融(rong)業(ye)對(dui)(dui)外(wai)(wai)(wai)開(kai)放(fang)(fang),提升(sheng)國(guo)際(ji)(ji)競爭力(li)。隨著(zhu)我國(guo)對(dui)(dui)外(wai)(wai)(wai)開(kai)放(fang)(fang)格局的(de)深化,“一(yi)帶一(yi)路”沿線國(guo)家(jia)、企業(ye)、投資(zi)者(zhe)等(deng)方(fang)面(mian)將(jiang)會迸發出更(geng)多資(zi)本市(shi)場服務需求(qiu),如貿易(yi)(yi)金(jin)融(rong)、跨境投融(rong)資(zi)、資(zi)產(chan)管(guan)理、財務顧問、風險(xian)(xian)管(guan)理等(deng)。同時,對(dui)(dui)外(wai)(wai)(wai)開(kai)放(fang)(fang)帶來更(geng)加(jia)(jia)豐富的(de)產(chan)品工具(ju)、更(geng)加(jia)(jia)雄厚的(de)境外(wai)(wai)(wai)資(zi)金(jin)、更(geng)加(jia)(jia)先進的(de)國(guo)際(ji)(ji)經(jing)驗、更(geng)加(jia)(jia)廣闊的(de)合(he)作(zuo)(zuo)(zuo)空間等(deng),都將(jiang)對(dui)(dui)券(quan)商國(guo)際(ji)(ji)化業(ye)務布局和境外(wai)(wai)(wai)資(zi)產(chan)配置能力(li)提升(sheng)起到強大(da)的(de)推動作(zuo)(zuo)(zuo)用。
三、證券業持續健康發展的建議
40年改(gai)革(ge)開(kai)放催人奮進(jin),資本市(shi)(shi)場發展碩(shuo)果累(lei)累(lei),展望新時代(dai)信心(xin)滿懷。我們亟需(xu)在(zai)改(gai)革(ge)開(kai)放賦予的歷史使(shi)命(ming)中披荊斬棘、迎風破浪,打(da)造(zao)證券(quan)行業美(mei)好的明天,共(gong)同譜寫(xie)資本市(shi)(shi)場壯美(mei)的篇章。為此,提出如下建議:
(一)完善資本市場體系,支持證券行業做(zuo)大做(zuo)強
資(zi)(zi)(zi)本市(shi)(shi)場(chang)強(qiang)則證券行(xing)業(ye)強(qiang),證券行(xing)業(ye)做大做強(qiang)亦(yi)可(ke)促進構(gou)建(jian)富有競(jing)爭力的資(zi)(zi)(zi)本市(shi)(shi)場(chang)。當前,我國(guo)資(zi)(zi)(zi)本市(shi)(shi)場(chang)總量仍(reng)然偏小、市(shi)(shi)場(chang)分割及有效性不足依然存在,證券公司綜合(he)實力及競(jing)爭力偏弱、投資(zi)(zi)(zi)者(zhe)結構(gou)不合(he)理等問題尚(shang)存。建(jian)議繼續堅持市(shi)(shi)場(chang)化(hua)、法(fa)治化(hua)、國(guo)際化(hua)方(fang)向(xiang),深化(hua)資(zi)(zi)(zi)本市(shi)(shi)場(chang)改革,建(jian)設多層(ceng)次資(zi)(zi)(zi)本市(shi)(shi)場(chang)體(ti)系,發展多樣化(hua)投融資(zi)(zi)(zi)工具,培育多元化(hua)投資(zi)(zi)(zi)者(zhe)群體(ti),加強(qiang)資(zi)(zi)(zi)本市(shi)(shi)場(chang)誠信體(ti)系建(jian)設,打擊資(zi)(zi)(zi)本市(shi)(shi)場(chang)違法(fa)違規行(xing)為,防范化(hua)解系統性金融風險(xian),把資(zi)(zi)(zi)本市(shi)(shi)場(chang)建(jian)設成為層(ceng)次豐富、功能完備,風險(xian)防范能力強(qiang)、運(yun)行(xing)穩健,制度扎實、監(jian)管有效,生態健康、投資(zi)(zi)(zi)者(zhe)保護(hu)充分,開(kai)放包容富有核心競(jing)爭力的市(shi)(shi)場(chang)。
(二)優化完善行業監(jian)管,支撐證券業規范創新(xin)發展
加強(qiang)監(jian)(jian)(jian)管(guan)(guan)(guan)是(shi)(shi)防范證(zheng)(zheng)(zheng)券行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)自(zi)身高風險(xian)(xian)(xian)特性的(de)現實需求,有(you)效(xiao)的(de)監(jian)(jian)(jian)管(guan)(guan)(guan)能(neng)夠支持行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)持續健康(kang)發展。一(yi)是(shi)(shi)完善(shan)頂層設計和監(jian)(jian)(jian)管(guan)(guan)(guan)體系(xi),強(qiang)化(hua)功(gong)能(neng)監(jian)(jian)(jian)管(guan)(guan)(guan)、重視行(xing)(xing)(xing)(xing)(xing)為(wei)監(jian)(jian)(jian)管(guan)(guan)(guan)、補足監(jian)(jian)(jian)管(guan)(guan)(guan)短(duan)板;把握監(jian)(jian)(jian)管(guan)(guan)(guan)尺(chi)度、明確行(xing)(xing)(xing)(xing)(xing)政(zheng)監(jian)(jian)(jian)管(guan)(guan)(guan)邊界,進一(yi)步(bu)厘清(qing)行(xing)(xing)(xing)(xing)(xing)政(zheng)監(jian)(jian)(jian)管(guan)(guan)(guan)與(yu)(yu)自(zi)律管(guan)(guan)(guan)理(li)的(de)關(guan)系(xi),促(cu)進監(jian)(jian)(jian)管(guan)(guan)(guan)協調(diao)、優化(hua)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)監(jian)(jian)(jian)管(guan)(guan)(guan)。二是(shi)(shi)協調(diao)平衡行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)監(jian)(jian)(jian)管(guan)(guan)(guan)與(yu)(yu)創(chuang)新(xin)。辯證(zheng)(zheng)(zheng)看待(dai)與(yu)(yu)正確處理(li)加強(qiang)監(jian)(jian)(jian)管(guan)(guan)(guan)與(yu)(yu)創(chuang)新(xin)的(de)關(guan)系(xi),認清(qing)支持行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)創(chuang)新(xin)并非簡(jian)單的(de)簡(jian)政(zheng)放權及風險(xian)(xian)(xian)合(he)規尺(chi)度的(de)放松,而(er)是(shi)(shi)基于(yu)時代環境發展與(yu)(yu)行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)自(zi)身驅動做(zuo)出的(de)一(yi)種(zhong)主動式調(diao)節性變(bian)革,創(chuang)新(xin)必須以合(he)規經營(ying)和風險(xian)(xian)(xian)控制(zhi)為(wei)前提,目(mu)的(de)在于(yu)建(jian)立一(yi)個健康(kang)、完善(shan)、可持續發展的(de)成(cheng)(cheng)熟資本市場(chang);重塑(su)證(zheng)(zheng)(zheng)券行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)監(jian)(jian)(jian)管(guan)(guan)(guan)秩序(xu),在培育行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)國(guo)際(ji)化(hua)視野、構(gou)建(jian)有(you)效(xiao)的(de)市場(chang)機制(zhi)、加強(qiang)市場(chang)創(chuang)新(xin)等(deng)方(fang)(fang)面,為(wei)證(zheng)(zheng)(zheng)券行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)發展提供方(fang)(fang)向和指引。三是(shi)(shi)加大技(ji)術(shu)在證(zheng)(zheng)(zheng)券行(xing)(xing)(xing)(xing)(xing)業(ye)(ye)(ye)監(jian)(jian)(jian)管(guan)(guan)(guan)與(yu)(yu)風險(xian)(xian)(xian)防范中(zhong)的(de)應用(yong),大力發展監(jian)(jian)(jian)管(guan)(guan)(guan)科技(ji)(Regtech),降低監(jian)(jian)(jian)管(guan)(guan)(guan)成(cheng)(cheng)本、提升監(jian)(jian)(jian)管(guan)(guan)(guan)效(xiao)率。
(三)做強(qiang)主(zhu)業(ye)、回歸本(ben)源,深(shen)度服務實(shi)體經濟
金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)的(de)(de)(de)(de)(de)天職是(shi)服務(wu)實體經濟,證(zheng)(zheng)券業(ye)(ye)創(chuang)新(xin)(xin)不應脫(tuo)離實體經濟需(xu)求。黨的(de)(de)(de)(de)(de)十九大(da)報告指出:“要(yao)深化金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)體制改革(ge),增強金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)服務(wu)實體經濟能(neng)力,提高直(zhi)接融(rong)(rong)(rong)(rong)資(zi)比(bi)重,促進多層次(ci)資(zi)本(ben)市(shi)場(chang)健(jian)康發(fa)展”。習(xi)近平總書記在第(di)五(wu)次(ci)全國(guo)金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)工作(zuo)會議(yi)上也(ye)指出:“做(zuo)好(hao)(hao)金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)工作(zuo)要(yao)回歸本(ben)源,金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)要(yao)把(ba)為實體經濟服務(wu)作(zuo)為出發(fa)點和(he)落腳點。”證(zheng)(zheng)券行業(ye)(ye)應緊抓資(zi)本(ben)市(shi)場(chang)各項(xiang)改革(ge)機遇,做(zuo)優做(zuo)強主業(ye)(ye),做(zuo)精做(zuo)好(hao)(hao)專業(ye)(ye),培育(yu)可持續競爭(zheng)力。一是(shi)發(fa)揮風(feng)(feng)(feng)險經營、投(tou)(tou)(tou)(tou)(tou)資(zi)交(jiao)易、產(chan)品(pin)(pin)設計(ji)、研(yan)究分(fen)析等核心能(neng)力優勢,發(fa)揮好(hao)(hao)融(rong)(rong)(rong)(rong)通資(zi)金(jin)(jin)(jin)供求、促進資(zi)本(ben)形成(cheng)、推動(dong)企業(ye)(ye)并(bing)購、優化資(zi)源配置(zhi)、支持科(ke)技(ji)創(chuang)新(xin)(xin)、引導(dao)風(feng)(feng)(feng)險管(guan)理等功能(neng);二是(shi)加(jia)快(kuai)業(ye)(ye)務(wu)轉型與創(chuang)新(xin)(xin),提高主動(dong)管(guan)理能(neng)力、投(tou)(tou)(tou)(tou)(tou)資(zi)交(jiao)易能(neng)力、產(chan)品(pin)(pin)創(chuang)設能(neng)力及風(feng)(feng)(feng)險管(guan)理能(neng)力,為企業(ye)(ye)投(tou)(tou)(tou)(tou)(tou)融(rong)(rong)(rong)(rong)資(zi)需(xu)求和(he)居民財(cai)產(chan)性(xing)(xing)收入(ru)增加(jia)提供更(geng)多更(geng)好(hao)(hao)的(de)(de)(de)(de)(de)金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)產(chan)品(pin)(pin)、豐富(fu)的(de)(de)(de)(de)(de)投(tou)(tou)(tou)(tou)(tou)融(rong)(rong)(rong)(rong)資(zi)渠道(dao)和(he)財(cai)富(fu)配置(zhi)渠道(dao);三是(shi)積極發(fa)揮IPO、再融(rong)(rong)(rong)(rong)資(zi)、并(bing)購重組、新(xin)(xin)三板(ban)、場(chang)外業(ye)(ye)務(wu)、直(zhi)接投(tou)(tou)(tou)(tou)(tou)資(zi)等業(ye)(ye)務(wu)優勢,助力國(guo)家戰(zhan)略(lve)有效(xiao)實施,支持供給側結構(gou)性(xing)(xing)改革(ge)、區域經濟協調發(fa)展、“一帶一路(lu)”戰(zhan)略(lve)實施、企業(ye)(ye)走出去,加(jia)大(da)對新(xin)(xin)經濟、民營企業(ye)(ye)、中(zhong)小(xiao)微企業(ye)(ye)等的(de)(de)(de)(de)(de)支持力度,努力發(fa)展成(cheng)為經濟發(fa)展的(de)(de)(de)(de)(de)發(fa)動(dong)機,產(chan)業(ye)(ye)轉型升級和(he)創(chuang)新(xin)(xin)驅動(dong)的(de)(de)(de)(de)(de)推進器(qi)。四是(shi)堅(jian)持創(chuang)新(xin)(xin)與風(feng)(feng)(feng)控(kong)并(bing)重,把(ba)握(wo)業(ye)(ye)務(wu)發(fa)展與防(fang)范風(feng)(feng)(feng)險之間的(de)(de)(de)(de)(de)平衡,加(jia)強風(feng)(feng)(feng)險的(de)(de)(de)(de)(de)事前(qian)、事中(zhong)、事后全過程(cheng)控(kong)制,全方位提升風(feng)(feng)(feng)險管(guan)理能(neng)力,防(fang)范系統(tong)性(xing)(xing)金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)風(feng)(feng)(feng)險、維護國(guo)家金(jin)(jin)(jin)融(rong)(rong)(rong)(rong)安全。
(四(si))大力發展(zhan)金融科技,探索證券業智能(neng)化轉型(xing)
信息化(hua)(hua)(hua)和(he)數(shu)(shu)字(zi)化(hua)(hua)(hua)已成(cheng)為當今社(she)會變革的(de)(de)(de)(de)(de)催化(hua)(hua)(hua)劑,證券(quan)業(ye)應(ying)充(chong)分順應(ying)金(jin)融(rong)與(yu)科技深度(du)融(rong)合(he)(he)發(fa)展的(de)(de)(de)(de)(de)趨勢,大(da)力(li)發(fa)展金(jin)融(rong)科技推動行(xing)(xing)(xing)(xing)業(ye)創新發(fa)展。一是推動行(xing)(xing)(xing)(xing)業(ye)發(fa)展向數(shu)(shu)字(zi)化(hua)(hua)(hua)方(fang)向轉(zhuan)(zhuan)型。樹立(li)數(shu)(shu)據(ju)(ju)驅動理(li)(li)念,持續發(fa)力(li)大(da)數(shu)(shu)據(ju)(ju)和(he)機(ji)器(qi)學習(xi),整合(he)(he)治理(li)(li)內(nei)外部(bu)客(ke)(ke)(ke)戶(hu)數(shu)(shu)據(ju)(ju),構建統一的(de)(de)(de)(de)(de)大(da)數(shu)(shu)據(ju)(ju)平(ping)臺(tai)和(he)深度(du)學習(xi)平(ping)臺(tai),聚(ju)焦(jiao)客(ke)(ke)(ke)戶(hu)行(xing)(xing)(xing)(xing)為信息挖(wa)掘,以(yi)數(shu)(shu)據(ju)(ju)的(de)(de)(de)(de)(de)方(fang)式(shi)(shi)(shi)深度(du)了解客(ke)(ke)(ke)戶(hu),有針(zhen)對性地提(ti)供(gong)服(fu)務(wu)(wu),與(yu)客(ke)(ke)(ke)戶(hu)建立(li)起更加緊(jin)密的(de)(de)(de)(de)(de)共生關(guan)系(xi),形(xing)成(cheng)內(nei)生增長動力(li)。二是變革業(ye)務(wu)(wu)模式(shi)(shi)(shi)。渠道方(fang)面,發(fa)展線(xian)上綜合(he)(he)業(ye)務(wu)(wu)平(ping)臺(tai),建立(li)起營(ying)銷推動、業(ye)務(wu)(wu)流程審批、資源配置、線(xian)上風控等涵(han)蓋(gai)前中(zhong)后臺(tai)、全(quan)流程的(de)(de)(de)(de)(de)閉環式(shi)(shi)(shi)管(guan)理(li)(li)體系(xi),實(shi)現產品(pin)線(xian)上化(hua)(hua)(hua)、客(ke)(ke)(ke)戶(hu)線(xian)上化(hua)(hua)(hua)、管(guan)理(li)(li)線(xian)上化(hua)(hua)(hua);業(ye)務(wu)(wu)方(fang)面,探索各類創新服(fu)務(wu)(wu)模式(shi)(shi)(shi),如智(zhi)能(neng)(neng)客(ke)(ke)(ke)服(fu)、智(zhi)能(neng)(neng)投顧、量(liang)化(hua)(hua)(hua)投資、智(zhi)能(neng)(neng)投行(xing)(xing)(xing)(xing)、在線(xian)理(li)(li)財、投資社(she)區等,基于(yu)客(ke)(ke)(ke)戶(hu)需求提(ti)供(gong)一站(zhan)式(shi)(shi)(shi)、一攬子的(de)(de)(de)(de)(de)個性化(hua)(hua)(hua)金(jin)融(rong)服(fu)務(wu)(wu)。三(san)是向平(ping)臺(tai)化(hua)(hua)(hua)轉(zhuan)(zhuan)型。加強與(yu)金(jin)融(rong)科技公司(si)、互聯網企業(ye)的(de)(de)(de)(de)(de)合(he)(he)作,實(shi)現服(fu)務(wu)(wu)供(gong)給從單一化(hua)(hua)(hua)、產品(pin)化(hua)(hua)(hua)向多元(yuan)化(hua)(hua)(hua)、場景化(hua)(hua)(hua)轉(zhuan)(zhuan)變,打造能(neng)(neng)為客(ke)(ke)(ke)戶(hu)提(ti)供(gong)沉浸(jin)式(shi)(shi)(shi)和(he)旅程式(shi)(shi)(shi)體驗(yan)的(de)(de)(de)(de)(de)一站(zhan)式(shi)(shi)(shi)智(zhi)能(neng)(neng)化(hua)(hua)(hua)金(jin)融(rong)服(fu)務(wu)(wu)平(ping)臺(tai),提(ti)升(sheng)價值流轉(zhuan)(zhuan)效率(lv)。
(五)發揮境內外協同優勢,推動證券業國際(ji)化進程
本土(tu)業(ye)(ye)務(wu)(wu)優勢是境內(nei)機(ji)構進(jin)軍國(guo)(guo)際(ji)市(shi)(shi)(shi)場(chang)的(de)(de)重(zhong)要條件(jian),國(guo)(guo)際(ji)知名(ming)投行美林、高盛(sheng)、摩根士丹利在進(jin)駐西歐市(shi)(shi)(shi)場(chang)時(shi),分別(bie)依(yi)托其(qi)經紀、并(bing)購、證券承銷等核心優勢業(ye)(ye)務(wu)(wu),深入(ru)挖掘傳統核心業(ye)(ye)務(wu)(wu)積累(lei)的(de)(de)各種資(zi)源,為(wei)在國(guo)(guo)際(ji)市(shi)(shi)(shi)場(chang)進(jin)行業(ye)(ye)務(wu)(wu)擴展(zhan)奠定(ding)了基(ji)礎(chu)。建議一(yi)(yi)(yi)是境內(nei)證券公司立足本土(tu)、循序漸(jian)進(jin)推進(jin)業(ye)(ye)務(wu)(wu)國(guo)(guo)際(ji)化(hua)(hua)(hua)。不管采取“立足香(xiang)港、走向亞洲、輻射全球(qiu)”策(ce)略(lve),還是“近鄰擴張”,甚(shen)至“全球(qiu)布局”,都應基(ji)于自身資(zi)源和業(ye)(ye)務(wu)(wu)優勢,有針(zhen)對(dui)性地布局海外(wai)(wai)市(shi)(shi)(shi)場(chang),進(jin)而實現海外(wai)(wai)經營整體(ti)化(hua)(hua)(hua)、多元化(hua)(hua)(hua)。二(er)是緊抓國(guo)(guo)內(nei)金(jin)融業(ye)(ye)對(dui)外(wai)(wai)開放及(ji)“一(yi)(yi)(yi)帶一(yi)(yi)(yi)路”戰略(lve)實施機(ji)遇(yu),進(jin)一(yi)(yi)(yi)步(bu)拓展(zhan)海外(wai)(wai)布局,有效(xiao)對(dui)接客(ke)戶的(de)(de)國(guo)(guo)際(ji)業(ye)(ye)務(wu)(wu)需求,延(yan)伸服(fu)務(wu)(wu)鏈條,打造多元化(hua)(hua)(hua)收(shou)入(ru)結(jie)構,構建差異化(hua)(hua)(hua)競爭優勢;基(ji)于國(guo)(guo)際(ji)市(shi)(shi)(shi)場(chang)進(jin)行全球(qiu)資(zi)產配置,分散單一(yi)(yi)(yi)市(shi)(shi)(shi)場(chang)風險;開展(zhan)產品創(chuang)新,轉變業(ye)(ye)務(wu)(wu)模式,豐富收(shou)入(ru)來源,提高業(ye)(ye)務(wu)(wu)收(shou)入(ru)。三是以適當方(fang)式加強機(ji)構經營國(guo)(guo)際(ji)化(hua)(hua)(hua)。通(tong)過在境外(wai)(wai)設立分支(zhi)機(ji)構、收(shou)購兼(jian)并(bing)、合資(zi)經營、業(ye)(ye)務(wu)(wu)合作(zuo)、赴港上市(shi)(shi)(shi)等方(fang)式開展(zhan)跨(kua)(kua)境金(jin)融業(ye)(ye)務(wu)(wu),提供跨(kua)(kua)境金(jin)融服(fu)務(wu)(wu);加強境內(nei)、境外(wai)(wai)業(ye)(ye)務(wu)(wu)的(de)(de)互(hu)補(bu)與協同,構建多元化(hua)(hua)(hua)、有機(ji)統一(yi)(yi)(yi)的(de)(de)業(ye)(ye)務(wu)(wu)鏈條,充分調動(dong)公司資(zi)源為(wei)客(ke)戶提供全面的(de)(de)金(jin)融服(fu)務(wu)(wu);加大高層(ceng)次國(guo)(guo)際(ji)化(hua)(hua)(hua)人(ren)才(cai)培(pei)養及(ji)儲備,為(wei)開展(zhan)國(guo)(guo)際(ji)化(hua)(hua)(hua)業(ye)(ye)務(wu)(wu)提供人(ren)力基(ji)礎(chu)和智力支(zhi)持。
作者簡介:李瑋,中共黨員,經濟學博士,高級會計師。第十二屆、十三屆全國人大代表。現任中泰證券股份有限公司黨委書記、董事長,中國證券業協會理事(2007年1月至今),山東省證券業協會會長等職務。曾獲“全國五一勞動獎章”“山東省勞動模范”等榮譽稱號。
中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)聲明(ming):凡本網(wang)(wang)注(zhu)明(ming)“來源:中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)報(bao)·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)”的(de)所有作(zuo)品,版權(quan)均(jun)屬于中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)報(bao)、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)。中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)報(bao)·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)與(yu)作(zuo)品作(zuo)者聯合聲明(ming),任何組(zu)織(zhi)未經中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)報(bao)、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)以及(ji)作(zuo)者書面授權(quan)不(bu)得轉載(zai)(zai)、摘編或利用其它(ta)方式使用上述作(zuo)品。凡本網(wang)(wang)注(zhu)明(ming)來源非中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)報(bao)·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)的(de)作(zuo)品,均(jun)轉載(zai)(zai)自其它(ta)媒體,轉載(zai)(zai)目的(de)在(zai)于更(geng)好服務讀者、傳遞(di)信息之需,并(bing)不(bu)代表本網(wang)(wang)贊同其觀點,本網(wang)(wang)亦不(bu)對其真實(shi)性負責(ze),持異議者應與(yu)原出處單位主張(zhang)權(quan)利。
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