中(zhong)證網訊（記者(zhe) 張利靜）中(zhong)國(guo)證監(jian)會網站近日公(gong)布的(de)(de)中(zhong)國(guo)證監(jian)會行(xing)(xing)政監(jian)管(guan)措施決定(ding)書顯示，經查(cha)，中(zhong)國(guo)證監(jian)會發(fa)現(xian)中(zhong)國(guo)國(guo)際金融(rong)股份有(you)(you)限(xian)公(gong)司（簡稱“中(zhong)金公(gong)司”）及趙言(yan)、黃欽在(zai)保薦(jian)成都極米科技股份有(you)(you)限(xian)公(gong)司首次公(gong)開發(fa)行(xing)(xing)股票并上(shang)(shang)市(shi)過程中(zhong)，未勤(qin)勉盡責督促發(fa)行(xing)(xing)人(ren)按(an)照監(jian)管(guan)要求清理相關對賭(du)協(xie)議并履(lv)行(xing)(xing)披(pi)露(lu)義務，未主動(dong)就對賭(du)協(xie)議是否符合相關監(jian)管(guan)要求發(fa)表(biao)專項核查(cha)意見。上(shang)(shang)述(shu)行(xing)(xing)為違反了(le)《科創(chuang)板首次公(gong)開發(fa)行(xing)(xing)股票注冊(ce)管(guan)理辦法(fa)（試行(xing)(xing)）》第(di)七十四(si)條、《證券發(fa)行(xing)(xing)上(shang)(shang)市(shi)保薦(jian)業務管(guan)理辦法(fa)》（證監(jian)會令(ling)第(di)170號）第(di)五(wu)(wu)條的(de)(de)規定(ding)。按(an)照《證券發(fa)行(xing)(xing)上(shang)(shang)市(shi)保薦(jian)業務管(guan)理辦法(fa)》第(di)六十五(wu)(wu)條的(de)(de)規定(ding)，中(zhong)國(guo)證監(jian)會決定(ding)對中(zhong)金公(gong)司及趙言(yan)、黃欽采(cai)取出具警示函(han)的(de)(de)監(jian)督管(guan)理措施。

　　據了解，過(guo)去一個月(yue)，已經有4家券商被證監會(hui)采取(qu)行政監管措施。