中證(zheng)(zheng)(zheng)網訊（記者胡(hu)雨）近日，中國證(zheng)(zheng)(zheng)券(quan)(quan)業(ye)(ye)(ye)協會(hui)(hui)正(zheng)式發布《證(zheng)(zheng)(zheng)券(quan)(quan)行(xing)(xing)業(ye)(ye)(ye)文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)十(shi)要(yao)素(su)》，為證(zheng)(zheng)(zheng)券(quan)(quan)公(gong)司有效落地(di)文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)提(ti)供參(can)照和(he)(he)(he)指(zhi)導。為進一(yi)步深化(hua)(hua)(hua)證(zheng)(zheng)(zheng)券(quan)(quan)行(xing)(xing)業(ye)(ye)(ye)對(dui)文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)十(shi)要(yao)素(su)的(de)(de)認(ren)識，引(yin)導證(zheng)(zheng)(zheng)券(quan)(quan)公(gong)司守(shou)正(zheng)篤實推(tui)進行(xing)(xing)業(ye)(ye)(ye)文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)，為推(tui)動(dong)(dong)證(zheng)(zheng)(zheng)券(quan)(quan)行(xing)(xing)業(ye)(ye)(ye)高質量發展注入新(xin)動(dong)(dong)能、提(ti)供新(xin)支撐(cheng)，中國證(zheng)(zheng)(zheng)券(quan)(quan)業(ye)(ye)(ye)協會(hui)(hui)與中國證(zheng)(zheng)(zheng)券(quan)(quan)報聯合推(tui)出“證(zheng)(zheng)(zheng)券(quan)(quan)行(xing)(xing)業(ye)(ye)(ye)談文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)十(shi)要(yao)素(su)”專欄，邀請證(zheng)(zheng)(zheng)券(quan)(quan)行(xing)(xing)業(ye)(ye)(ye)文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)委(wei)員會(hui)(hui)的(de)(de)委(wei)員和(he)(he)(he)單位，圍繞《證(zheng)(zheng)(zheng)券(quan)(quan)行(xing)(xing)業(ye)(ye)(ye)文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)十(shi)要(yao)素(su)》，介紹分(fen)享文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)工作的(de)(de)新(xin)實踐、新(xin)成果、新(xin)作為，為證(zheng)(zheng)(zheng)券(quan)(quan)公(gong)司文(wen)化(hua)(hua)(hua)建(jian)(jian)(jian)設(she)提(ti)供示(shi)范(fan)和(he)(he)(he)借鑒(jian)。

　　國信證券(quan)(quan)股份有限(xian)公司（下稱“國信證券(quan)(quan)”）相關負責人(ren)日前在接受中(zhong)國證券(quan)(quan)報記者專(zhuan)訪(fang)時表示，《證券(quan)(quan)行(xing)業文化(hua)(hua)建設十要素》從觀念、組織(zhi)、行(xing)為三個層次(ci)高度提煉(lian)了(le)行(xing)業文化(hua)(hua)建設的要義，為行(xing)業文化(hua)(hua)建設工作(zuo)的落(luo)地生根以及行(xing)業文化(hua)(hua)的傳(chuan)承(cheng)和發(fa)展(zhan)指明了(le)方向。

　　國信(xin)證券(quan)高度重(zhong)視(shi)文(wen)(wen)(wen)化(hua)建(jian)設工作，努力探索文(wen)(wen)(wen)化(hua)建(jian)設實(shi)踐(jian)，在(zai)(zai)戰略層(ceng)(ceng)面抓(zhua)協(xie)同(tong)，在(zai)(zai)業務層(ceng)(ceng)面抓(zhua)融合，在(zai)(zai)執行層(ceng)(ceng)面抓(zhua)落實(shi)，在(zai)(zai)公司治理、業務規劃(hua)、薪酬機(ji)制(zhi)改革(ge)等方面的(de)實(shi)踐(jian)探索與《證券(quan)行業文(wen)(wen)(wen)化(hua)建(jian)設十要素》所提出的(de)實(shi)踐(jian)示例不(bu)謀而合。

　　堅持黨建引領

　　加強(qiang)文化(hua)建設組織領(ling)導

　　據前述國(guo)信證券相(xiang)關負責(ze)人介(jie)紹，公司(si)(si)(si)高度重視(shi)組(zu)織(zhi)領導(dao)，堅持黨(dang)建(jian)(jian)(jian)引領促(cu)發展，公司(si)(si)(si)黨(dang)委(wei)多(duo)次強調(diao)文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)的重要性(xing)和(he)(he)戰略(lve)意義，部(bu)署文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)工作(zuo)。公司(si)(si)(si)成立了文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)領導(dao)小組(zu)和(he)(he)工作(zuo)小組(zu)，認真梳理文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)工作(zuo)現(xian)狀(zhuang)，推(tui)進(jin)(jin)公司(si)(si)(si)文(wen)(wen)化(hua)(hua)(hua)(hua)制度建(jian)(jian)(jian)設(she)(she)(she)和(he)(he)機制安排，以問題為導(dao)向(xiang)查找分析(xi)公司(si)(si)(si)在(zai)文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)方面的不足(zu)，明(ming)確責(ze)任(ren)部(bu)門(men)，制定公司(si)(si)(si)文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)路線(xian)圖和(he)(he)計劃表，制定文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)工作(zuo)落地方案，有序(xu)推(tui)進(jin)(jin)公司(si)(si)(si)文(wen)(wen)化(hua)(hua)(hua)(hua)建(jian)(jian)(jian)設(she)(she)(she)工作(zuo)。

　　據前述國信證券(quan)相(xiang)關負責(ze)人(ren)介紹，在(zai)(zai)黨(dang)建(jian)(jian)引領(ling)(ling)下，公(gong)(gong)司(si)積極推(tui)動(dong)文(wen)化(hua)(hua)建(jian)(jian)設(she)(she)(she)與(yu)公(gong)(gong)司(si)治(zhi)理(li)(li)相(xiang)融合(he)，發揮黨(dang)的(de)領(ling)(ling)導和(he)公(gong)(gong)司(si)治(zhi)理(li)(li)雙重優勢，將文(wen)化(hua)(hua)建(jian)(jian)設(she)(she)(she)總(zong)體要求納(na)入公(gong)(gong)司(si)章程，建(jian)(jian)立文(wen)化(hua)(hua)建(jian)(jian)設(she)(she)(she)基本制(zhi)度(du)，保證公(gong)(gong)司(si)管(guan)理(li)(li)與(yu)文(wen)化(hua)(hua)理(li)(li)念的(de)一致(zhi)性。同時，公(gong)(gong)司(si)將文(wen)化(hua)(hua)建(jian)(jian)設(she)(she)(she)融入公(gong)(gong)司(si)發展戰略(lve)和(he)長(chang)期規劃，不斷完善評估機制(zhi)，持續提高文(wen)化(hua)(hua)建(jian)(jian)設(she)(she)(she)與(yu)發展戰略(lve)的(de)契合(he)度(du)。公(gong)(gong)司(si)已構建(jian)(jian)黨(dang)委、三會及管(guan)理(li)(li)層在(zai)(zai)內的(de)公(gong)(gong)司(si)文(wen)化(hua)(hua)治(zhi)理(li)(li)結構，形(xing)成黨(dang)委全(quan)面領(ling)(ling)導、董事(shi)會戰略(lve)決策、監(jian)事(shi)會獨立監(jian)督、管(guan)理(li)(li)層負責(ze)經營的(de)治(zhi)理(li)(li)格局。

　　在前述國信(xin)證券(quan)相關(guan)負責人看(kan)來，文(wen)(wen)(wen)化建設的(de)根(gen)本核心(xin)在于價值觀(guan)念的(de)統一，文(wen)(wen)(wen)化建設工作的(de)推進過(guo)程，也是(shi)國信(xin)人自(zi)我(wo)反思(si)、自(zi)我(wo)學(xue)習、自(zi)我(wo)超越的(de)過(guo)程。國信(xin)證券(quan)經(jing)過(guo)二(er)十多(duo)年(nian)(nian)的(de)發展(zhan)和文(wen)(wen)(wen)化積淀，逐漸(jian)形成了(le)具有國信(xin)特色的(de)企(qi)業(ye)(ye)文(wen)(wen)(wen)化。結合行業(ye)(ye)文(wen)(wen)(wen)化建設工作，通過(guo)橫向行業(ye)(ye)比對和縱(zong)深自(zi)我(wo)反思(si)，公司研究確立“合規自(zi)律、專業(ye)(ye)務(wu)實、誠信(xin)穩(wen)健、和諧(xie)擔當”的(de)文(wen)(wen)(wen)化理念，既是(shi)二(er)十多(duo)年(nian)(nian)國信(xin)文(wen)(wen)(wen)化的(de)傳(chuan)承，也是(shi)未來國信(xin)創新(xin)發展(zhan)的(de)目標。

　　強化培訓及宣導

　　完善(shan)文化(hua)建設(she)制度體系

　　文(wen)(wen)化(hua)(hua)(hua)理(li)念(nian)落(luo)地(di)生(sheng)根的基礎就是將文(wen)(wen)化(hua)(hua)(hua)精神(shen)規(gui)(gui)范(fan)(fan)化(hua)(hua)(hua)、制(zhi)(zhi)(zhi)(zhi)(zhi)度化(hua)(hua)(hua)，將文(wen)(wen)化(hua)(hua)(hua)力量轉化(hua)(hua)(hua)為生(sheng)產力量。據前(qian)述國(guo)信證(zheng)券(quan)相關負(fu)責人(ren)(ren)介紹，國(guo)信證(zheng)券(quan)建(jian)立(li)健(jian)全與文(wen)(wen)化(hua)(hua)(hua)建(jian)設、道(dao)德風(feng)險防范(fan)(fan)有關的制(zhi)(zhi)(zhi)(zhi)(zhi)度和機(ji)制(zhi)(zhi)(zhi)(zhi)(zhi)安排，建(jian)立(li)文(wen)(wen)化(hua)(hua)(hua)建(jian)設基本制(zhi)(zhi)(zhi)(zhi)(zhi)度、完善(shan)配套人(ren)(ren)員管(guan)理(li)、財務(wu)管(guan)理(li)以及業務(wu)管(guan)理(li)制(zhi)(zhi)(zhi)(zhi)(zhi)度，將文(wen)(wen)化(hua)(hua)(hua)理(li)念(nian)融入(ru)到各項管(guan)理(li)制(zhi)(zhi)(zhi)(zhi)(zhi)度和業務(wu)流(liu)程；完善(shan)合(he)規(gui)(gui)風(feng)控制(zhi)(zhi)(zhi)(zhi)(zhi)度，推動(dong)合(he)規(gui)(gui)風(feng)控體系各業務(wu)鏈(lian)條、各組織架構全覆蓋；優化(hua)(hua)(hua)薪酬考(kao)核機(ji)制(zhi)(zhi)(zhi)(zhi)(zhi)，將履行(xing)社會責任(ren)、維護聲譽文(wen)(wen)化(hua)(hua)(hua)、服務(wu)國(guo)家戰略(lve)、維護投(tou)資者合(he)法權益(yi)、扶(fu)貧幫困(kun)等有關指(zhi)標(biao)納入(ru)考(kao)核體系，以制(zhi)(zhi)(zhi)(zhi)(zhi)度承載道(dao)德理(li)念(nian)、固化(hua)(hua)(hua)良好品行(xing)、強化(hua)(hua)(hua)文(wen)(wen)化(hua)(hua)(hua)認同。

　　前述國信證(zheng)(zheng)券相關負(fu)責人表示，2019年行業(ye)文化建(jian)設(she)工(gong)作動員推(tui)進(jin)之(zhi)初(chu)，也是國信證(zheng)(zheng)券成(cheng)立二十五周(zhou)年之(zhi)際(ji)，公(gong)司升級了品牌形象(xiang)，積極組(zu)織推(tui)進(jin)文化建(jian)設(she)工(gong)作，打造公(gong)司新面貌(mao)、新形象(xiang)、新氣息。

　　國(guo)信證券(quan)將文(wen)化理念宣(xuan)(xuan)導(dao)作為(wei)常態(tai)化工(gong)(gong)作，著(zhu)力(li)引導(dao)員(yuan)工(gong)(gong)樹立正確的(de)(de)(de)世界觀(guan)、價值(zhi)觀(guan)和(he)人(ren)(ren)生(sheng)觀(guan)，通(tong)過(guo)開(kai)展(zhan)(zhan)員(yuan)工(gong)(gong)媒(mei)體素養培(pei)訓(xun)、舉辦“國(guo)信大講堂”等培(pei)訓(xun)宣(xuan)(xuan)導(dao)活(huo)(huo)(huo)動(dong)，加深(shen)員(yuan)工(gong)(gong)對公(gong)司文(wen)化理念的(de)(de)(de)學習，提升員(yuan)工(gong)(gong)素養。同時(shi)，以(yi)案說法，持續(xu)加強(qiang)警示(shi)教育，通(tong)過(guo)發布違反行業(ye)(ye)(ye)文(wen)化精神(shen)的(de)(de)(de)系(xi)列處罰案例、組織紀(ji)律教育學習月活(huo)(huo)(huo)動(dong)、“身邊(bian)人(ren)(ren)、身邊(bian)事”警示(shi)教育會(hui)議等，促(cu)使行業(ye)(ye)(ye)文(wen)化理念入眼、入耳、入腦、入行，在(zai)業(ye)(ye)(ye)務開(kai)展(zhan)(zhan)的(de)(de)(de)各個環節中，體現合規能力(li)、誠信精神(shen)、專(zhuan)業(ye)(ye)(ye)水平和(he)穩健意(yi)識，營(ying)造積(ji)極(ji)向上的(de)(de)(de)文(wen)化氛(fen)圍(wei)。為(wei)打造公(gong)司文(wen)化品(pin)牌，公(gong)司持續(xu)通(tong)過(guo)網站、《金太陽(yang)》內刊進行宣(xuan)(xuan)傳(chuan)(chuan)。2020年，公(gong)司設計制作了宣(xuan)(xuan)傳(chuan)(chuan)海(hai)報、“國(guo)信證券(quan)文(wen)化建(jian)設專(zhuan)題”宣(xuan)(xuan)傳(chuan)(chuan)網頁(ye)，并結合黨建(jian)、工(gong)(gong)會(hui)、投資者(zhe)教育、業(ye)(ye)(ye)務交流等活(huo)(huo)(huo)動(dong)，組織開(kai)展(zhan)(zhan)形式多樣的(de)(de)(de)文(wen)化宣(xuan)(xuan)傳(chuan)(chuan)活(huo)(huo)(huo)動(dong)，積(ji)極(ji)樹立公(gong)司良好的(de)(de)(de)企業(ye)(ye)(ye)形象。

　　“源(yuan)浚者流長，根深(shen)(shen)者葉茂(mao)”。前述國信證券(quan)相關負責人表示，文化(hua)建設是(shi)企業(ye)健康發(fa)展的重要(yao)源(yuan)泉。國信證券(quan)將久(jiu)久(jiu)為功(gong)，深(shen)(shen)入學(xue)習《證券(quan)行業(ye)文化(hua)建設十要(yao)素》，查(cha)缺補漏，不斷(duan)筑牢(lao)合規(gui)底線(xian)，躬行自律(lv)精神；持(chi)續提升專業(ye)水平，強化(hua)務實作風；恪守(shou)誠信本色，保持(chi)穩健發(fa)展，為證券(quan)基金行業(ye)形成(cheng)枝葉繁茂(mao)、健康豐盈的文化(hua)生(sheng)態貢獻自己的力量。