■本報記(ji)者 朱寶琛(chen)
繼在全國范圍內開展證券(quan)支持訴(su)訟(song)后,中(zhong)(zhong)證中(zhong)(zhong)小(xiao)投(tou)(tou)資者服務中(zhong)(zhong)心(xin)(以下簡稱投(tou)(tou)服中(zhong)(zhong)心(xin))又(you)轉(zhuan)戰股東(dong)訴(su)訟(song),狀告上市公司。
《證券日報》記者了解(jie)到,2017年6月26日,投服中心以上海(hai)海(hai)利生(sheng)物(wu)技術股(gu)份(fen)有限公司(si)(以下(xia)簡稱海(hai)利生(sheng)物(wu))《公司(si)章程》相關條(tiao)款(kuan)限制(zhi)股(gu)東(dong)董事提名權,涉嫌違反《公司(si)法(fa)(fa)》有關規定向上海(hai)市奉賢區人民法(fa)(fa)院提起訴訟并獲法(fa)(fa)院受理。這是投服中心提起的第五單訴訟,更是投服中心首次以股(gu)東(dong)身份(fen)告訴。
2017年(nian)4月(yue)17日,作為海利生(sheng)物的(de)(de)普通股(gu)(gu)股(gu)(gu)東(dong),投服中心依法(fa)持(chi)股(gu)(gu)行權(quan)(quan),向海利生(sheng)物發出(chu)《股(gu)(gu)東(dong)質(zhi)詢(xun)建議函》,就海利生(sheng)物《公司章程(cheng)》第八十二(er)條(tiao)第二(er)款第一項對單獨或(huo)合(he)(he)計持(chi)股(gu)(gu)3%以(yi)上(shang)股(gu)(gu)東(dong)的(de)(de)董事提(ti)名(ming)權(quan)(quan)增(zeng)加持(chi)股(gu)(gu)90日以(yi)上(shang)的(de)(de)條(tiao)件提(ti)出(chu)質(zhi)詢(xun),認(ren)為該條(tiao)款涉(she)嫌侵害中小投資者合(he)(he)法(fa)權(quan)(quan)益,不(bu)合(he)(he)理地(di)限制了股(gu)(gu)東(dong)對董事的(de)(de)提(ti)名(ming)權(quan)(quan),違反了我國《公司法(fa)》及相關規定,建議取消(xiao)此限制類條(tiao)款。
2017年4月24日,海(hai)利(li)(li)生物(wu)(wu)回復認為,《公(gong)(gong)(gong)司(si)法》、《上(shang)市公(gong)(gong)(gong)司(si)章程(cheng)指引(yin)》等法律(lv)、法規及(ji)規范性文件并未(wei)禁(jin)止公(gong)(gong)(gong)司(si)對該條款做出自(zi)行規定,且《公(gong)(gong)(gong)司(si)章程(cheng)》對股(gu)(gu)東(dong)(dong)董事提名(ming)權增加持股(gu)(gu)時間限(xian)制(zhi)是公(gong)(gong)(gong)司(si)增加的(de)(de)自(zi)治性條款,目的(de)(de)是鼓勵(li)長期持股(gu)(gu)投資的(de)(de)股(gu)(gu)東(dong)(dong)參與公(gong)(gong)(gong)司(si)重大事項的(de)(de)討論和管理,同時避免短期投機的(de)(de)股(gu)(gu)東(dong)(dong)濫用股(gu)(gu)東(dong)(dong)權利(li)(li),影(ying)響(xiang)公(gong)(gong)(gong)司(si)組織機構穩定及(ji)正常(chang)經營(ying)。海(hai)利(li)(li)生物(wu)(wu)認為《公(gong)(gong)(gong)司(si)章程(cheng)》相關條款未(wei)違反《公(gong)(gong)(gong)司(si)法》的(de)(de)規定。
投服中心認(ren)為,海利生物的回復理由(you)并不成立(li),遂向該公司(si)所在地法院(yuan)提起訴訟,要求被告改正。
一段時間,特別是“寶萬事件”以來,許多上市公司(si)為了防止所謂的(de)“野蠻人”入侵(qin),紛(fen)紛(fen)修改公司(si)章程中(zhong)的(de)反收購條款。
投服中心認(ren)為,這些修改違(wei)反了法(fa)(fa)律(lv)相關的(de)(de)強制性(xing)規定。不(bu)可否認(ren),公(gong)(gong)司(si)(si)可以(yi)自治(zhi),公(gong)(gong)司(si)(si)章(zhang)程(cheng)(cheng)(cheng)可以(yi)有任(ren)意條款,但公(gong)(gong)司(si)(si)自治(zhi)是(shi)有前提(ti)(ti)的(de)(de),公(gong)(gong)司(si)(si)章(zhang)程(cheng)(cheng)(cheng)條款也(ye)是(shi)有條件的(de)(de),那就(jiu)是(shi)必須(xu)遵守(shou)法(fa)(fa)律(lv),以(yi)不(bu)違(wei)法(fa)(fa)違(wei)規為前提(ti)(ti),一(yi)切違(wei)法(fa)(fa)違(wei)規的(de)(de)公(gong)(gong)司(si)(si)章(zhang)程(cheng)(cheng)(cheng)條款不(bu)但無效,公(gong)(gong)司(si)(si)還應承(cheng)擔(dan)由此造成的(de)(de)法(fa)(fa)律(lv)后果。
業內人(ren)士表示,投服中心(xin)以(yi)股東(dong)身份向公(gong)司發出《股東(dong)質(zhi)詢建(jian)議(yi)函》是(shi)依法行(xing)使股東(dong)質(zhi)詢權(quan)、建(jian)議(yi)權(quan)的體現。
投服(fu)中(zhong)心(xin)認(ren)為(wei)(wei),海利(li)(li)生(sheng)物(wu)拒絕修(xiu)改公(gong)(gong)司章程相(xiang)關條款,致使有(you)(you)(you)關股(gu)東(dong)(dong)的(de)董(dong)事提名權(quan)(quan)受到損害,是(shi)一起較(jiao)為(wei)(wei)惡劣且具有(you)(you)(you)負(fu)面示范效應(ying)的(de)事件(jian)。投服(fu)中(zhong)心(xin)提起股(gu)東(dong)(dong)訴訟,就是(shi)希(xi)望通過司法(fa)判決(jue)促(cu)使海利(li)(li)生(sheng)物(wu)停止侵權(quan)(quan)行為(wei)(wei),以維護(hu)廣大(da)中(zhong)小投資(zi)者(zhe)的(de)合(he)法(fa)權(quan)(quan)益。如訴請得到法(fa)院(yuan)支(zhi)持(chi),則該案將具有(you)(you)(you)較(jiao)強的(de)示范意(yi)義,既有(you)(you)(you)利(li)(li)于(yu)增(zeng)強廣大(da)中(zhong)小投資(zi)者(zhe)的(de)股(gu)東(dong)(dong)權(quan)(quan)利(li)(li)意(yi)識(shi),又(you)有(you)(you)(you)利(li)(li)于(yu)消除上市(shi)(shi)公(gong)(gong)司章程中(zhong)的(de)自(zi)治條款亂象,同時又(you)能體現法(fa)律保護(hu)合(he)法(fa)正當的(de)收購(gou)行為(wei)(wei),實(shi)現資(zi)本市(shi)(shi)場(chang)優化資(zi)源(yuan)配置的(de)功(gong)能,讓廣大(da)中(zhong)小投資(zi)者(zhe)分(fen)享公(gong)(gong)司并購(gou)重組所帶來的(de)發展紅利(li)(li),沐浴(yu)資(zi)本市(shi)(shi)場(chang)的(de)法(fa)治陽光。
中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)聲明:凡本(ben)(ben)(ben)網(wang)注明“來源(yuan):中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)證(zheng)(zheng)(zheng)(zheng)券報·中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)”的所有作(zuo)品(pin),版權(quan)(quan)均屬于(yu)中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)證(zheng)(zheng)(zheng)(zheng)券報、中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)。中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)證(zheng)(zheng)(zheng)(zheng)券報·中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)與作(zuo)品(pin)作(zuo)者聯合聲明,任何組織(zhi)未經中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)證(zheng)(zheng)(zheng)(zheng)券報、中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)以及(ji)作(zuo)者書面授權(quan)(quan)不(bu)得(de)轉載(zai)、摘編或利用其它方式使用上述作(zuo)品(pin)。凡本(ben)(ben)(ben)網(wang)注明來源(yuan)非(fei)中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)證(zheng)(zheng)(zheng)(zheng)券報·中(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)的作(zuo)品(pin),均轉載(zai)自其它媒體,轉載(zai)目的在于(yu)更好服務讀者、傳遞信(xin)息(xi)之需,并不(bu)代表本(ben)(ben)(ben)網(wang)贊同其觀點,本(ben)(ben)(ben)網(wang)亦不(bu)對其真(zhen)實性負(fu)責(ze),持異議者應與原出處單(dan)位主張權(quan)(quan)利。
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