全國(guo)(guo)人大(da)代表(biao)、中(zhong)國(guo)(guo)期貨業協(xie)會會長王明偉建(jian)議對(dui)《證(zheng)券、期貨投資(zi)咨詢(xun)管理暫行辦法(fa)》進行修改。
王明偉建(jian)(jian)(jian)議(yi),一是提升(sheng)《證(zheng)(zheng)券、期(qi)貨(huo)(huo)投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)管(guan)理(li)(li)暫行(xing)(xing)辦法(fa)(fa)》法(fa)(fa)律層級,完善投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)監(jian)(jian)(jian)管(guan)制(zhi)(zhi)度(du)(du),探索投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)業(ye)(ye)(ye)(ye)務(wu)開展(zhan)模式,促進投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)業(ye)(ye)(ye)(ye)務(wu)發(fa)展(zhan)轉型(xing)。目前(qian)《證(zheng)(zheng)券、期(qi)貨(huo)(huo)投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)管(guan)理(li)(li)暫行(xing)(xing)辦法(fa)(fa)》屬于法(fa)(fa)規(gui)性文件,建(jian)(jian)(jian)議(yi)將其上升(sheng)為行(xing)(xing)政法(fa)(fa)規(gui)。投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)建(jian)(jian)(jian)議(yi)范圍和業(ye)(ye)(ye)(ye)務(wu)形式受(shou)限,業(ye)(ye)(ye)(ye)務(wu)開展(zhan)能力(li)較弱(ruo),盈利能力(li)較差(cha),建(jian)(jian)(jian)議(yi)結合境外市場情況、我國(guo)法(fa)(fa)律制(zhi)(zhi)度(du)(du)框架和市場發(fa)展(zhan)需求(qiu),探索研究投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)業(ye)(ye)(ye)(ye)務(wu)內涵,推動(dong)投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)業(ye)(ye)(ye)(ye)務(wu)發(fa)展(zhan)。二是在(zai)《證(zheng)(zheng)券法(fa)(fa)》修(xiu)改(gai)、《期(qi)貨(huo)(huo)法(fa)(fa)》制(zhi)(zhi)定工作中(zhong)對投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)業(ye)(ye)(ye)(ye)務(wu)監(jian)(jian)(jian)管(guan)作統籌安排(pai)。根據(ju)現有監(jian)(jian)(jian)管(guan)制(zhi)(zhi)度(du)(du),證(zheng)(zheng)券、期(qi)貨(huo)(huo)、基金(jin)(jin)投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)(顧(gu)問)業(ye)(ye)(ye)(ye)務(wu)分(fen)別(bie)以(yi)《證(zheng)(zheng)券法(fa)(fa)》、《證(zheng)(zheng)券、期(qi)貨(huo)(huo)投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)管(guan)理(li)(li)條(tiao)例(li)》、《期(qi)貨(huo)(huo)交易(yi)管(guan)理(li)(li)條(tiao)例(li)》、《基金(jin)(jin)法(fa)(fa)》為上位法(fa)(fa)依據(ju),從事同(tong)樣投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)業(ye)(ye)(ye)(ye)務(wu)的(de)不同(tong)機構主(zhu)體適用法(fa)(fa)規(gui)和監(jian)(jian)(jian)管(guan)方式各(ge)不相同(tong)。建(jian)(jian)(jian)議(yi)在(zai)《證(zheng)(zheng)券法(fa)(fa)》修(xiu)改(gai)和《期(qi)貨(huo)(huo)法(fa)(fa)》制(zhi)(zhi)定過程中(zhong),綜(zong)合考量,統一投(tou)資(zi)(zi)(zi)(zi)(zi)咨(zi)(zi)(zi)(zi)(zi)(zi)詢(xun)(xun)(xun)業(ye)(ye)(ye)(ye)務(wu)監(jian)(jian)(jian)管(guan)法(fa)(fa)規(gui),明確業(ye)(ye)(ye)(ye)務(wu)規(gui)范。
中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)聲(sheng)明(ming):凡本網(wang)(wang)(wang)注明(ming)“來(lai)源:中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)報(bao)·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)”的所有作(zuo)品,版權(quan)均(jun)屬于(yu)中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)報(bao)、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)。中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)報(bao)·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)與作(zuo)品作(zuo)者聯合聲(sheng)明(ming),任何組織未經中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)報(bao)、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)以(yi)及作(zuo)者書面(mian)授權(quan)不(bu)(bu)得轉載、摘編或利(li)(li)用其(qi)它方式使用上述(shu)作(zuo)品。凡本網(wang)(wang)(wang)注明(ming)來(lai)源非中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)報(bao)·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)的作(zuo)品,均(jun)轉載自(zi)其(qi)它媒體,轉載目(mu)的在(zai)于(yu)更好(hao)服務(wu)讀者、傳遞(di)信息之需,并不(bu)(bu)代表本網(wang)(wang)(wang)贊同(tong)其(qi)觀點,本網(wang)(wang)(wang)亦不(bu)(bu)對其(qi)真實性負(fu)責,持(chi)異議者應與原出(chu)處單(dan)位主張(zhang)權(quan)利(li)(li)。
特別鏈接:政府部門交易機構證券期貨四所兩司新聞發布平臺友情鏈接版權聲明
關于報社關于本站廣告發布免責條款
中國證券報社版權所有,未經書面授權不得復制或建立鏡像 經營許可證編號:京B2-20180749 京公網安備0-1
Copyright 2001-2018 China Securities Journal. All Rights Reserved
中(zhong)國(guo)證券報社版(ban)權(quan)(quan)所有,未(wei)經書面授權(quan)(quan)不(bu)得(de)復制或建(jian)立鏡(jing)像
經營許可(ke)證編號(hao):京(jing)(jing)B2-20180749 京(jing)(jing)公網安(an)備0-1
Copyright 2001-2018 China Securities Journal. All Rights Reserved