近日,證監(jian)會發布了(le)《關于(yu)(yu)(yu)修(xiu)改(gai)(gai)<關于(yu)(yu)(yu)改(gai)(gai)革完(wan)(wan)善(shan)并嚴格實(shi)施上市(shi)公司(si)退市(shi)制度的(de)若干(gan)意見(jian)>的(de)決定(ding)》,對(dui)2014年(nian)《關于(yu)(yu)(yu)改(gai)(gai)革完(wan)(wan)善(shan)并嚴格實(shi)施上市(shi)公司(si)退市(shi)制度的(de)若干(gan)意見(jian)》(以下簡稱《退市(shi)意見(jian)》)進行修(xiu)改(gai)(gai)。
上市(shi)(shi)公司(si)退(tui)(tui)市(shi)(shi)制(zhi)(zhi)度是(shi)資本市(shi)(shi)場(chang)的(de)(de)重(zhong)要基(ji)(ji)(ji)礎(chu)性制(zhi)(zhi)度,2014年《退(tui)(tui)市(shi)(shi)意(yi)見》發布以來,已初(chu)步(bu)形(xing)成包括重(zhong)大違(wei)法(fa)強制(zhi)(zhi)退(tui)(tui)市(shi)(shi)在內的(de)(de)多元化(hua)(hua)退(tui)(tui)市(shi)(shi)指標體系以及較為(wei)穩定的(de)(de)退(tui)(tui)市(shi)(shi)實施機(ji)制(zhi)(zhi),對(dui)于(yu)進一步(bu)健(jian)全(quan)完善資本市(shi)(shi)場(chang)基(ji)(ji)(ji)礎(chu)功(gong)能,實現上市(shi)(shi)公司(si)退(tui)(tui)市(shi)(shi)的(de)(de)市(shi)(shi)場(chang)化(hua)(hua)、法(fa)治化(hua)(hua)和常(chang)態化(hua)(hua)具有重(zhong)要意(yi)義。證監會在總(zong)結《退(tui)(tui)市(shi)(shi)意(yi)見》實施以來經驗(yan)的(de)(de)基(ji)(ji)(ji)礎(chu)上,貫徹落實《證券(quan)法(fa)》的(de)(de)規定,進一步(bu)完善重(zhong)大違(wei)法(fa)強制(zhi)(zhi)退(tui)(tui)市(shi)(shi)的(de)(de)內容,提高規則的(de)(de)可(ke)操(cao)作性,強化(hua)(hua)證券(quan)交易(yi)所的(de)(de)一線監管職能,對(dui)《退(tui)(tui)市(shi)(shi)意(yi)見》進行了修(xiu)改。
根據《證券(quan)法》規定(ding)和實(shi)踐需要,這次修改(gai)主(zhu)(zhu)要包括以(yi)下三個方面。一是(shi)(shi)完善(shan)重大(da)違法強(qiang)制(zhi)退(tui)市(shi)的(de)主(zhu)(zhu)要情形,明確(que)上(shang)(shang)(shang)市(shi)公(gong)(gong)(gong)司(si)構成欺詐發行、重大(da)信(xin)息披露違法或者其他涉及(ji)國家安(an)(an)全(quan)、公(gong)(gong)(gong)共安(an)(an)全(quan)、生(sheng)態安(an)(an)全(quan)、生(sheng)產安(an)(an)全(quan)和公(gong)(gong)(gong)眾健康安(an)(an)全(quan)等(deng)領域的(de)重大(da)違法行為的(de),證券(quan)交易所應(ying)(ying)當(dang)嚴(yan)格依法作出暫停、終止(zhi)公(gong)(gong)(gong)司(si)股(gu)(gu)票(piao)上(shang)(shang)(shang)市(shi)交易的(de)決定(ding)的(de)基(ji)本制(zhi)度要求。二(er)是(shi)(shi)強(qiang)化證券(quan)交易所的(de)退(tui)市(shi)制(zhi)度實(shi)施(shi)(shi)主(zhu)(zhu)體(ti)責(ze)任,明確(que)證券(quan)交易所應(ying)(ying)當(dang)制(zhi)定(ding)上(shang)(shang)(shang)市(shi)公(gong)(gong)(gong)司(si)因重大(da)違法行為暫停上(shang)(shang)(shang)市(shi)、終止(zhi)上(shang)(shang)(shang)市(shi)實(shi)施(shi)(shi)規則。三是(shi)(shi)落實(shi)因重大(da)違法強(qiang)制(zhi)退(tui)市(shi)公(gong)(gong)(gong)司(si)控股(gu)(gu)股(gu)(gu)東(dong)、實(shi)際控制(zhi)人(ren)、董事、監事、高(gao)級管(guan)理人(ren)員等(deng)主(zhu)(zhu)體(ti)的(de)相關(guan)責(ze)任,強(qiang)調其應(ying)(ying)當(dang)配合有關(guan)方面做好(hao)退(tui)市(shi)相關(guan)工作、履行相關(guan)職(zhi)責(ze)的(de)要求。
這次對(dui)退市(shi)制度的修改完善,對(dui)于進一(yi)步健(jian)全資(zi)本市(shi)場(chang)功能(neng),增強(qiang)市(shi)場(chang)主體活(huo)力,塑造(zao)理性投資(zi)文(wen)化,形(xing)成(cheng)(cheng)優勝劣(lie)汰的良(liang)好機制具有重(zhong)(zhong)(zhong)要意義。對(dui)有關重(zhong)(zhong)(zhong)大違法公(gong)司,特別是嚴重(zhong)(zhong)(zhong)危害市(shi)場(chang)秩序(xu),嚴重(zhong)(zhong)(zhong)侵害群眾利(li)益(yi),造(zao)成(cheng)(cheng)重(zhong)(zhong)(zhong)大社會影響的,堅決依法實施強(qiang)制退市(shi)。
上市公司退市涉及諸多方面。為做好對重大違法公司的強制(zhi)退市實(shi)施工作(zuo),有關(guan)(guan)方面將加強統(tong)籌(chou)協(xie)調與工作(zuo)配合,全(quan)面貫徹落實(shi)《證券法》和《退市意見》等相(xiang)關(guan)(guan)規定,充分發(fa)揮退市制(zhi)度積極作(zuo)用,努力維護市場穩定,切實(shi)保障投(tou)資者、特別是廣大中小投(tou)資者合法權益。
需(xu)要指出的(de)(de)(de)是(shi),上市公司(si)退(tui)市改變了公司(si)股票交易轉(zhuan)讓(rang)的(de)(de)(de)方式(shi),但公司(si)本身仍(reng)然是(shi)股份有限公司(si),公司(si)的(de)(de)(de)控股股東、實(shi)際控制人、董事(shi)、監事(shi)、高級(ji)管理人員等相關責(ze)任主體,應當本著對(dui)職(zhi)工負(fu)責(ze)、對(dui)投資者負(fu)責(ze)的(de)(de)(de)態(tai)度,切實(shi)履行公司(si)退(tui)市后正常生產經營的(de)(de)(de)各(ge)項職(zhi)責(ze)。
中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)聲明:凡本網(wang)(wang)(wang)注(zhu)(zhu)明“來源(yuan):中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報(bao)(bao)·中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)”的(de)(de)所有作(zuo)(zuo)品(pin),版權均(jun)屬于中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報(bao)(bao)、中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)。中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報(bao)(bao)·中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)與作(zuo)(zuo)品(pin)作(zuo)(zuo)者(zhe)聯合聲明,任何組織未經中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報(bao)(bao)、中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)以(yi)及作(zuo)(zuo)者(zhe)書面授(shou)權不得轉載(zai)、摘編或利用其(qi)它方式使用上述作(zuo)(zuo)品(pin)。凡本網(wang)(wang)(wang)注(zhu)(zhu)明來源(yuan)非中(zhong)(zhong)(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報(bao)(bao)·中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)(wang)(wang)的(de)(de)作(zuo)(zuo)品(pin),均(jun)轉載(zai)自其(qi)它媒體,轉載(zai)目的(de)(de)在(zai)于更好服務讀(du)者(zhe)、傳遞信息(xi)之需,并不代表本網(wang)(wang)(wang)贊同(tong)其(qi)觀點,本網(wang)(wang)(wang)亦(yi)不對其(qi)真(zhen)實性(xing)負責,持異議者(zhe)應(ying)與原出處單位主張權利。
特別鏈接:政府部門交易機構證券期貨四所兩司新聞發布平臺友情鏈接版權聲明
關于報社關于本站廣告發布免責條款
中國證券報社版權所有,未經書面授權不得復制或建立鏡像 經營許可證編號:京B2-20180749 京公網安備0-1
Copyright 2001-2018 China Securities Journal. All Rights Reserved
中國(guo)證(zheng)券報社版權所有,未經書面授權不得復制或建立鏡(jing)像
經營許可(ke)證編號:京B2-20180749 京公網(wang)安(an)備0-1
Copyright 2001-2018 China Securities Journal. All Rights Reserved