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重慶證監局:不斷強化轄區證券期貨行業反洗錢監管

昝秀麗中國證券報·中證網

  中證(zheng)(zheng)網訊(記(ji)者(zhe) 昝秀麗)重(zhong)慶(qing)(qing)(qing)證(zheng)(zheng)監(jian)局(ju)(ju)(ju)網站11日消息,重(zhong)慶(qing)(qing)(qing)證(zheng)(zheng)監(jian)局(ju)(ju)(ju)近日組(zu)織召開(kai)轄(xia)區(qu)證(zheng)(zheng)券期貨經(jing)營(ying)機構反(fan)洗錢工作會,重(zhong)慶(qing)(qing)(qing)證(zheng)(zheng)監(jian)局(ju)(ju)(ju)相關負(fu)責人(ren)(ren)和人(ren)(ren)民銀(yin)行重(zhong)慶(qing)(qing)(qing)營(ying)管部(bu)黨委委員、副主(zhu)任李(li)鈾(you)出席,轄(xia)區(qu)各證(zheng)(zheng)券期貨經(jing)營(ying)機構負(fu)責人(ren)(ren)和反(fan)洗錢崗工作人(ren)(ren)員近300余人(ren)(ren)參會。該局(ju)(ju)(ju)表示(shi),下一(yi)步(bu)將不斷強化轄(xia)區(qu)證(zheng)(zheng)券期貨行業反(fan)洗錢監(jian)管,為(wei)防范(fan)化解金融風(feng)險、促進(jin)轄(xia)區(qu)資本(ben)市場穩定(ding)健康發展保駕護航。

  本次會(hui)議(yi)分為兩個階段(duan),在第一(yi)階段(duan)由證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)期(qi)(qi)貨(huo)經(jing)營機(ji)(ji)構負責人(ren)(ren)(ren)參(can)加的(de)會(hui)議(yi)中(zhong),重(zhong)慶(qing)證(zheng)(zheng)(zheng)(zheng)(zheng)監局以(yi)《不忘初心牢記使命 扎實做(zuo)好轄(xia)區(qu)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)期(qi)(qi)貨(huo)行業(ye)反洗錢(qian)(qian)工(gong)作(zuo)(zuo)》為題,從推進國家治理體(ti)系和治理能力現(xian)代化(hua)、防控金(jin)融風(feng)險(xian)與促進行業(ye)規范發展(zhan)等方面深(shen)刻(ke)闡釋了反洗錢(qian)(qian)工(gong)作(zuo)(zuo)的(de)重(zhong)要(yao)意義,分析(xi)了轄(xia)區(qu)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)期(qi)(qi)貨(huo)行業(ye)反洗錢(qian)(qian)工(gong)作(zuo)(zuo)現(xian)狀,要(yao)求各(ge)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)期(qi)(qi)貨(huo)經(jing)營機(ji)(ji)構一(yi)是(shi)(shi)要(yao)提高政治站位,堅持底線思維,服務(wu)防范化(hua)解重(zhong)大金(jin)融風(feng)險(xian)與資本市(shi)場改(gai)革開放大局;二是(shi)(shi)要(yao)強化(hua)反洗錢(qian)(qian)基礎性工(gong)作(zuo)(zuo),形(xing)成自上而下(xia)的(de)反洗錢(qian)(qian)合規文化(hua);三是(shi)(shi)要(yao)落(luo)實風(feng)險(xian)為本、法人(ren)(ren)(ren)為本理念,有效(xiao)防控反洗錢(qian)(qian)風(feng)險(xian)。人(ren)(ren)(ren)民(min)銀(yin)行重(zhong)慶(qing)營管(guan)部(bu)(bu)副主(zhu)任李鈾從主(zhu)管(guan)部(bu)(bu)門角(jiao)度進一(yi)步分析(xi)了反洗錢(qian)(qian)工(gong)作(zuo)(zuo)面臨(lin)的(de)嚴峻形(xing)勢,提出(chu)了2019年重(zhong)慶(qing)轄(xia)區(qu)反洗錢(qian)(qian)工(gong)作(zuo)(zuo)總(zong)體(ti)要(yao)求。部(bu)(bu)分證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)期(qi)(qi)貨(huo)經(jing)營機(ji)(ji)構代表作(zuo)(zuo)交(jiao)流發言(yan)。第二階段(duan),會(hui)議(yi)邀(yao)請人(ren)(ren)(ren)民(min)銀(yin)行重(zhong)慶(qing)營管(guan)部(bu)(bu)反洗錢(qian)(qian)專(zhuan)家對各(ge)證(zheng)(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)期(qi)(qi)貨(huo)經(jing)營機(ji)(ji)構反洗錢(qian)(qian)崗工(gong)作(zuo)(zuo)人(ren)(ren)(ren)員(yuan)開展(zhan)了有針(zhen)對性的(de)專(zhuan)項培訓。

  重(zhong)慶證(zheng)監(jian)局表示,一直以(yi)來該局高度(du)重(zhong)視反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)工作(zuo)(zuo),此次(ci)會(hui)議(yi)(yi)(yi)是落實2019年反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)工作(zuo)(zuo)聯席會(hui)議(yi)(yi)(yi)精神,首次(ci)由(you)監(jian)管(guan)部門組織召開的(de)(de)(de)全(quan)轄區(qu)證(zheng)券(quan)期貨行(xing)業(ye)(ye)反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)工作(zuo)(zuo)專項會(hui)議(yi)(yi)(yi),重(zhong)慶證(zheng)監(jian)局在參會(hui)人員(yuan)規模、會(hui)議(yi)(yi)(yi)內(nei)容安(an)排、參會(hui)對(dui)象選擇等方面(mian)進(jin)行(xing)了(le)(le)精心籌劃,同時也(ye)是深化與(yu)人民銀行(xing)協作(zuo)(zuo)、扎(zha)實推動(dong)證(zheng)券(quan)期貨行(xing)業(ye)(ye)反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)工作(zuo)(zuo)的(de)(de)(de)積極探索。會(hui)后,參會(hui)機構(gou)(gou)普遍反(fan)(fan)(fan)響(xiang)積極熱(re)烈(lie),一致認為(wei)(wei)本次(ci)會(hui)議(yi)(yi)(yi)既從(cong)國家戰(zhan)略層面(mian)深化了(le)(le)對(dui)反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)的(de)(de)(de)認識,又從(cong)機構(gou)(gou)實踐(jian)層面(mian)扭轉了(le)(le)對(dui)反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)的(de)(de)(de)認知誤區(qu)。反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)專家面(mian)對(dui)面(mian)、點對(dui)點地指導交流為(wei)(wei)下一步行(xing)業(ye)(ye)機構(gou)(gou)更有針對(dui)性地改進(jin)和完善反(fan)(fan)(fan)洗(xi)錢(qian)(qian)(qian)工作(zuo)(zuo)指明了(le)(le)方向。

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