中(zhong)證網訊 （記者 劉麗靚）國(guo)家發(fa)改委(wei)12月(yue)23日消息(xi)，近(jin)日，國(guo)家發(fa)改委(wei)發(fa)布《關于開展(zhan)2021年(nian)度(du)企(qi)業債(zhai)(zhai)券本息(xi)兌(dui)付風(feng)險排查(cha)(cha)和存續期(qi)(qi)監管有關工作的通知(zhi)》（簡稱《通知(zhi)》），《通知(zhi)》要求，各省級發(fa)展(zhan)改革委(wei)對轄區(qu)內近(jin)期(qi)(qi)到期(qi)(qi)特(te)別是(shi)2020年(nian)底前到期(qi)(qi)，以及2021年(nian)企(qi)業債(zhai)(zhai)券本息(xi)兌(dui)付等風(feng)險進(jin)行(xing)全面排查(cha)(cha)，掌握轄區(qu)內企(qi)業債(zhai)(zhai)券還本付息(xi)資金安排和風(feng)險狀況，并(bing)對已發(fa)行(xing)企(qi)業債(zhai)(zhai)券情況開展(zhan)專項檢查(cha)(cha)。

　　《通(tong)知》要求，各省(sheng)級發展(zhan)改(gai)革委對排(pai)查后存在償債(zhai)(zhai)(zhai)風(feng)險的(de)企(qi)(qi)業債(zhai)(zhai)(zhai)券(quan)，列(lie)為重點關注(zhu)對象，第一(yi)時(shi)間組成風(feng)險應對工作專(zhuan)班，由省(sheng)級發展(zhan)改(gai)革部門(men)分(fen)管負責同志負責，制定應對方案，定期(qi)進(jin)行(xing)調度(du)，及(ji)(ji)時(shi)協調發行(xing)人(ren)(ren)、主(zhu)承銷(xiao)商等開展(zhan)風(feng)險處置(zhi)，并派專(zhuan)人(ren)(ren)赴企(qi)(qi)業現場(chang)督(du)導(dao)，按照市場(chang)化(hua)、法治化(hua)原則(ze)，及(ji)(ji)時(shi)推動(dong)化(hua)解風(feng)險。對區域內已(yi)發生違約且尚(shang)未處置(zhi)完畢的(de)企(qi)(qi)業債(zhai)(zhai)(zhai)券(quan)，加強(qiang)與發行(xing)人(ren)(ren)、主(zhu)承銷(xiao)商、債(zhai)(zhai)(zhai)權代(dai)理人(ren)(ren)、地方政府等各方的(de)溝(gou)通(tong)協調，積極推進(jin)企(qi)(qi)業債(zhai)(zhai)(zhai)券(quan)風(feng)險處置(zhi)，維護(hu)債(zhai)(zhai)(zhai)券(quan)持有人(ren)(ren)合法權益。

　　同時(shi)，對(dui)已(yi)發(fa)(fa)(fa)行(xing)(xing)企(qi)業(ye)(ye)債(zhai)券(quan)情(qing)(qing)(qing)(qing)況(kuang)(kuang)開(kai)展(zhan)(zhan)專項(xiang)檢(jian)查(cha)。各(ge)省級發(fa)(fa)(fa)展(zhan)(zhan)改(gai)(gai)革委(wei)加(jia)(jia)強企(qi)業(ye)(ye)債(zhai)券(quan)事中(zhong)(zhong)(zhong)(zhong)事后(hou)監管，對(dui)轄區(qu)內已(yi)發(fa)(fa)(fa)行(xing)(xing)、仍(reng)處(chu)于存續(xu)期(qi)的(de)全部企(qi)業(ye)(ye)債(zhai)券(quan)組織開(kai)展(zhan)(zhan)一次專項(xiang)檢(jian)查(cha)。檢(jian)查(cha)應重點包(bao)括(kuo)(kuo)：存續(xu)期(qi)債(zhai)券(quan)總體情(qing)(qing)(qing)(qing)況(kuang)(kuang)。包(bao)括(kuo)(kuo)存續(xu)期(qi)債(zhai)券(quan)支數(shu)及規模、各(ge)年度(du)(du)(du)還本付(fu)息(xi)額、發(fa)(fa)(fa)行(xing)(xing)人(ren)(ren)行(xing)(xing)業(ye)(ye)及區(qu)域分(fen)布等情(qing)(qing)(qing)(qing)況(kuang)(kuang)。債(zhai)券(quan)募(mu)集(ji)資(zi)(zi)金投(tou)入領域情(qing)(qing)(qing)(qing)況(kuang)(kuang)。包(bao)括(kuo)(kuo)債(zhai)券(quan)資(zi)(zi)金是(shi)否(fou)按(an)要(yao)(yao)求投(tou)入批(pi)復(fu)、注冊文件和募(mu)集(ji)說明書中(zhong)(zhong)(zhong)(zhong)約定的(de)項(xiang)目(mu)領域，如(ru)有(you)募(mu)集(ji)資(zi)(zi)金投(tou)向變更是(shi)否(fou)按(an)規定履行(xing)(xing)相(xiang)關(guan)(guan)(guan)程(cheng)序，是(shi)否(fou)存在(zai)(zai)違規挪用(yong)(yong)(yong)債(zhai)券(quan)資(zi)(zi)金等問題。信息(xi)披露情(qing)(qing)(qing)(qing)況(kuang)(kuang)。包(bao)括(kuo)(kuo)發(fa)(fa)(fa)行(xing)(xing)人(ren)(ren)是(shi)否(fou)按(an)照(zhao)注冊制改(gai)(gai)革要(yao)(yao)求，遵循真(zhen)實(shi)、準確、完整、及時(shi)、公平的(de)原則(ze)，依法(fa)依規披露信息(xi)，中(zhong)(zhong)(zhong)(zhong)介機構協助發(fa)(fa)(fa)行(xing)(xing)人(ren)(ren)做好信息(xi)披露工作的(de)履職(zhi)盡責(ze)等情(qing)(qing)(qing)(qing)況(kuang)(kuang)。發(fa)(fa)(fa)行(xing)(xing)人(ren)(ren)資(zi)(zi)產(chan)重組情(qing)(qing)(qing)(qing)況(kuang)(kuang)。包(bao)括(kuo)(kuo)企(qi)業(ye)(ye)發(fa)(fa)(fa)生法(fa)律法(fa)規規定的(de)，可能影(ying)響企(qi)業(ye)(ye)償(chang)債(zhai)能力的(de)重大事項(xiang)。如(ru)企(qi)業(ye)(ye)發(fa)(fa)(fa)生或計劃進(jin)行(xing)(xing)重大資(zi)(zi)產(chan)重組，要(yao)(yao)對(dui)發(fa)(fa)(fa)行(xing)(xing)人(ren)(ren)的(de)重組過程(cheng)進(jin)行(xing)(xing)監管，分(fen)析判斷資(zi)(zi)產(chan)重組是(shi)否(fou)增加(jia)(jia)債(zhai)券(quan)償(chang)付(fu)風險，督(du)促發(fa)(fa)(fa)行(xing)(xing)人(ren)(ren)按(an)照(zhao)合規的(de)程(cheng)序實(shi)施重組并履行(xing)(xing)相(xiang)關(guan)(guan)(guan)義務(wu)。募(mu)投(tou)項(xiang)目(mu)運營效(xiao)(xiao)益情(qing)(qing)(qing)(qing)況(kuang)(kuang)。包(bao)括(kuo)(kuo)募(mu)投(tou)項(xiang)目(mu)是(shi)否(fou)如(ru)期(qi)開(kai)工、實(shi)施建設，建設進(jin)度(du)(du)(du)是(shi)否(fou)與募(mu)集(ji)資(zi)(zi)金使(shi)用(yong)(yong)(yong)進(jin)度(du)(du)(du)匹配，項(xiang)目(mu)業(ye)(ye)已(yi)形成(cheng)的(de)資(zi)(zi)產(chan)或收益權是(shi)否(fou)按(an)募(mu)集(ji)說明書約定（如(ru)有(you)）辦理(li)抵質押手續(xu)，已(yi)完工募(mu)投(tou)項(xiang)目(mu)的(de)運營效(xiao)(xiao)益情(qing)(qing)(qing)(qing)況(kuang)(kuang)等。對(dui)以資(zi)(zi)產(chan)抵押擔(dan)保的(de)企(qi)業(ye)(ye)債(zhai)券(quan)，檢(jian)查(cha)債(zhai)券(quan)抵押資(zi)(zi)產(chan)后(hou)續(xu)跟蹤評估和信息(xi)披露情(qing)(qing)(qing)(qing)況(kuang)(kuang)。檢(jian)查(cha)過程(cheng)中(zhong)(zhong)(zhong)(zhong)，如(ru)發(fa)(fa)(fa)現募(mu)集(ji)資(zi)(zi)金使(shi)用(yong)(yong)(yong)、資(zi)(zi)產(chan)重組等方面(mian)存在(zai)(zai)違法(fa)違規行(xing)(xing)為(wei)，請(qing)各(ge)省級發(fa)(fa)(fa)展(zhan)(zhan)改(gai)(gai)革委(wei)及時(shi)提(ti)出整改(gai)(gai)要(yao)(yao)求予以規范(fan)，對(dui)相(xiang)關(guan)(guan)(guan)責(ze)任方進(jin)行(xing)(xing)懲戒，并將懲戒等情(qing)(qing)(qing)(qing)況(kuang)(kuang)及時(shi)報告我(wo)委(wei)，國家發(fa)(fa)(fa)改(gai)(gai)委(wei)將記入相(xiang)關(guan)(guan)(guan)信用(yong)(yong)(yong)信息(xi)檔案(an)，并在(zai)(zai)事中(zhong)(zhong)(zhong)(zhong)事后(hou)監管、信用(yong)(yong)(yong)評價(jia)工作中(zhong)(zhong)(zhong)(zhong)予以體現。

　　《通(tong)(tong)(tong)知》指出(chu)，要(yao)壓實省級(ji)(ji)發(fa)(fa)展(zhan)改(gai)(gai)(gai)革部門(men)(men)(men)屬地(di)(di)管(guan)(guan)(guan)理(li)責任。省級(ji)(ji)發(fa)(fa)展(zhan)改(gai)(gai)(gai)革部門(men)(men)(men)應堅持安(an)全第一(yi)(yi)，以(yi)能有(you)效防(fang)(fang)(fang)(fang)(fang)范(fan)可(ke)能發(fa)(fa)生的(de)(de)(de)(de)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)為(wei)前提(ti)，以(yi)萬一(yi)(yi)發(fa)(fa)生風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)能及(ji)時(shi)有(you)效處(chu)(chu)(chu)置(zhi)(zhi)為(wei)前提(ti)，充分發(fa)(fa)揮屬地(di)(di)管(guan)(guan)(guan)理(li)優(you)勢，在(zai)地(di)(di)方政(zheng)府的(de)(de)(de)(de)統一(yi)(yi)領導下(xia)，注重(zhong)同(tong)金(jin)融監(jian)(jian)管(guan)(guan)(guan)部門(men)(men)(men)的(de)(de)(de)(de)協(xie)調配合(he)，切(qie)實擔負起屬地(di)(di)管(guan)(guan)(guan)理(li)責任，通(tong)(tong)(tong)過(guo)項目篩查、風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)排(pai)查、監(jian)(jian)督(du)檢查等(deng)(deng)方式(shi)，扎(zha)實做(zuo)好(hao)(hao)(hao)區域內企(qi)(qi)(qi)(qi)業(ye)債券(quan)存續(xu)期(qi)(qi)(qi)監(jian)(jian)管(guan)(guan)(guan)和風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)防(fang)(fang)(fang)(fang)(fang)范(fan)處(chu)(chu)(chu)置(zhi)(zhi)工作。一(yi)(yi)是建立(li)季(ji)度調度機(ji)(ji)(ji)制(zhi)(zhi)(zhi)。每(mei)季(ji)度末，省級(ji)(ji)發(fa)(fa)展(zhan)改(gai)(gai)(gai)革部門(men)(men)(men)應對(dui)下(xia)一(yi)(yi)季(ji)度企(qi)(qi)(qi)(qi)業(ye)債券(quan)本(ben)(ben)息兌付風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)進(jin)(jin)行(xing)排(pai)查，并對(dui)年度風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)排(pai)查中(zhong)(zhong)發(fa)(fa)現(xian)的(de)(de)(de)(de)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)隱(yin)患進(jin)(jin)行(xing)重(zhong)點跟進(jin)(jin)，及(ji)時(shi)了解(jie)(jie)企(qi)(qi)(qi)(qi)業(ye)最新經營狀況(kuang)(kuang)，督(du)促落實償債保障(zhang)措(cuo)施。對(dui)存在(zai)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)隱(yin)患的(de)(de)(de)(de)，要(yao)按照年度風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)排(pai)查有(you)關(guan)要(yao)求及(ji)時(shi)處(chu)(chu)(chu)置(zhi)(zhi)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)。二是建立(li)月度當(dang)面督(du)導機(ji)(ji)(ji)制(zhi)(zhi)(zhi)。省級(ji)(ji)發(fa)(fa)展(zhan)改(gai)(gai)(gai)革部門(men)(men)(men)應實施企(qi)(qi)(qi)(qi)業(ye)償債能力(li)(li)動態監(jian)(jian)控，提(ti)前一(yi)(yi)個月與即將到期(qi)(qi)(qi)的(de)(de)(de)(de)企(qi)(qi)(qi)(qi)業(ye)債券(quan)發(fa)(fa)行(xing)人(ren)當(dang)面溝通(tong)(tong)(tong)，了解(jie)(jie)發(fa)(fa)行(xing)人(ren)償債資(zi)金(jin)準備情況(kuang)(kuang)，督(du)促發(fa)(fa)行(xing)人(ren)按期(qi)(qi)(qi)足額(e)還本(ben)(ben)付息。三(san)是建立(li)報(bao)告通(tong)(tong)(tong)報(bao)機(ji)(ji)(ji)制(zhi)(zhi)(zhi)。省級(ji)(ji)發(fa)(fa)展(zhan)改(gai)(gai)(gai)革部門(men)(men)(men)應將相(xiang)關(guan)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)情況(kuang)(kuang)及(ji)時(shi)上報(bao)省級(ji)(ji)政(zheng)府、通(tong)(tong)(tong)報(bao)屬地(di)(di)政(zheng)府，積極爭(zheng)取(qu)省級(ji)(ji)政(zheng)府指導和屬地(di)(di)政(zheng)府支持，匯聚各方力(li)(li)量，共同(tong)做(zuo)好(hao)(hao)(hao)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)防(fang)(fang)(fang)(fang)(fang)范(fan)和化解(jie)(jie)工作。四是建立(li)應急(ji)處(chu)(chu)(chu)置(zhi)(zhi)機(ji)(ji)(ji)制(zhi)(zhi)(zhi)。對(dui)企(qi)(qi)(qi)(qi)業(ye)債券(quan)本(ben)(ben)息兌付出(chu)現(xian)突發(fa)(fa)性風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)的(de)(de)(de)(de)，省級(ji)(ji)發(fa)(fa)展(zhan)改(gai)(gai)(gai)革部門(men)(men)(men)應第一(yi)(yi)時(shi)間(jian)開(kai)展(zhan)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)處(chu)(chu)(chu)置(zhi)(zhi)，防(fang)(fang)(fang)(fang)(fang)范(fan)潛在(zai)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)轉(zhuan)化為(wei)實際風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)，防(fang)(fang)(fang)(fang)(fang)止風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)外溢。同(tong)時(shi)，強(qiang)(qiang)化主(zhu)承(cheng)銷(xiao)商(shang)等(deng)(deng)中(zhong)(zhong)介(jie)機(ji)(ji)(ji)構(gou)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)排(pai)查責任。主(zhu)承(cheng)銷(xiao)商(shang)等(deng)(deng)中(zhong)(zhong)介(jie)機(ji)(ji)(ji)構(gou)要(yao)把(ba)(ba)主(zhu)動防(fang)(fang)(fang)(fang)(fang)范(fan)化解(jie)(jie)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)放(fang)在(zai)更(geng)加(jia)重(zhong)要(yao)的(de)(de)(de)(de)位(wei)置(zhi)(zhi)，定(ding)期(qi)(qi)(qi)排(pai)查主(zhu)承(cheng)銷(xiao)債券(quan)的(de)(de)(de)(de)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)情況(kuang)(kuang)，早識(shi)別、早預警、早處(chu)(chu)(chu)置(zhi)(zhi)，及(ji)時(shi)向(xiang)國家發(fa)(fa)改(gai)(gai)(gai)委和省級(ji)(ji)發(fa)(fa)展(zhan)改(gai)(gai)(gai)革部門(men)(men)(men)報(bao)送有(you)關(guan)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)情況(kuang)(kuang)，積極主(zhu)動做(zuo)好(hao)(hao)(hao)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)防(fang)(fang)(fang)(fang)(fang)范(fan)處(chu)(chu)(chu)置(zhi)(zhi)工作。主(zhu)承(cheng)銷(xiao)商(shang)等(deng)(deng)中(zhong)(zhong)介(jie)機(ji)(ji)(ji)構(gou)要(yao)履職盡責，強(qiang)(qiang)化中(zhong)(zhong)介(jie)機(ji)(ji)(ji)構(gou)主(zhu)辦人(ren)制(zhi)(zhi)(zhi)度，嚴格把(ba)(ba)關(guan)，加(jia)強(qiang)(qiang)內控，切(qie)實提(ti)高申報(bao)材料質量，協(xie)助發(fa)(fa)行(xing)人(ren)做(zuo)好(hao)(hao)(hao)信息披露等(deng)(deng)存續(xu)期(qi)(qi)(qi)管(guan)(guan)(guan)理(li)工作。信用評級(ji)(ji)機(ji)(ji)(ji)構(gou)、會計師(shi)(shi)事(shi)務(wu)所、律師(shi)(shi)事(shi)務(wu)所等(deng)(deng)機(ji)(ji)(ji)構(gou)在(zai)債券(quan)申報(bao)和存續(xu)期(qi)(qi)(qi)管(guan)(guan)(guan)理(li)等(deng)(deng)過(guo)程中(zhong)(zhong)，要(yao)進(jin)(jin)一(yi)(yi)步增強(qiang)(qiang)風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)防(fang)(fang)(fang)(fang)(fang)范(fan)意(yi)識(shi)，嚴格執業(ye)標準，有(you)效揭示提(ti)示風(feng)(feng)(feng)(feng)險(xian)(xian)(xian)(xian)(xian)，落實“看門(men)(men)(men)人(ren)”責任。

　　《通(tong)知(zhi)》指出，提(ti)(ti)高企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)服(fu)務(wu)(wu)實體經濟(ji)能(neng)力和(he)存續期(qi)管理水平。加(jia)(jia)大(da)(da)企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)對重(zhong)(zhong)(zhong)點(dian)領域(yu)(yu)和(he)薄(bo)弱(ruo)環節的(de)(de)支(zhi)持(chi)力度(du)。堅(jian)持(chi)企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)資(zi)(zi)金(jin)跟項目走的(de)(de)原則，在推動(dong)國(guo)家重(zhong)(zhong)(zhong)大(da)(da)戰略(lve)實施方(fang)面發(fa)(fa)(fa)(fa)揮更大(da)(da)作用(yong)(yong)，進一步(bu)加(jia)(jia)大(da)(da)企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)對重(zhong)(zhong)(zhong)大(da)(da)基礎設(she)施建設(she)和(he)科技創新(xin)的(de)(de)支(zhi)持(chi)力度(du)。省級(ji)發(fa)(fa)(fa)(fa)展(zhan)改(gai)革(ge)(ge)委(wei)要(yao)(yao)結合(he)(he)(he)投資(zi)(zi)項目儲備(bei)，主動(dong)上門(men)服(fu)務(wu)(wu)，著力緩(huan)(huan)解(jie)重(zhong)(zhong)(zhong)大(da)(da)項目發(fa)(fa)(fa)(fa)展(zhan)中(zhong)的(de)(de)融資(zi)(zi)問(wen)題。為做(zuo)好《國(guo)家發(fa)(fa)(fa)(fa)展(zhan)改(gai)革(ge)(ge)委(wei)辦公廳關(guan)于疫(yi)情(qing)(qing)防控期(qi)間做(zuo)好企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)工(gong)作的(de)(de)通(tong)知(zhi)》政策銜接，緩(huan)(huan)解(jie)中(zhong)小(xiao)微(wei)企(qi)(qi)業(ye)(ye)(ye)融資(zi)(zi)難問(wen)題，保障和(he)服(fu)務(wu)(wu)疫(yi)情(qing)(qing)防控常態化條件(jian)(jian)下經濟(ji)社會發(fa)(fa)(fa)(fa)展(zhan)。一是在2021年(nian)繼續鼓勵信(xin)用(yong)(yong)優(you)(you)良企(qi)(qi)業(ye)(ye)(ye)發(fa)(fa)(fa)(fa)行小(xiao)微(wei)企(qi)(qi)業(ye)(ye)(ye)增信(xin)集(ji)合(he)(he)(he)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)，為受(shou)疫(yi)情(qing)(qing)影(ying)響的(de)(de)中(zhong)小(xiao)微(wei)企(qi)(qi)業(ye)(ye)(ye)提(ti)(ti)供流動(dong)性(xing)支(zhi)持(chi)。允許債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)發(fa)(fa)(fa)(fa)行人(ren)使用(yong)(yong)不(bu)超(chao)過40%的(de)(de)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)資(zi)(zi)金(jin)用(yong)(yong)于補充營運(yun)資(zi)(zi)金(jin)，同時將委(wei)托(tuo)貸(dai)款集(ji)中(zhong)度(du)的(de)(de)要(yao)(yao)求(qiu)放(fang)寬為“對單個(ge)委(wei)貸(dai)對象發(fa)(fa)(fa)(fa)放(fang)的(de)(de)委(wei)貸(dai)資(zi)(zi)金(jin)累計余額(e)不(bu)得(de)(de)超(chao)過5000萬元且不(bu)得(de)(de)超(chao)過小(xiao)微(wei)債(zhai)(zhai)(zhai)(zhai)(zhai)募(mu)集(ji)資(zi)(zi)金(jin)總(zong)規(gui)模的(de)(de)10%”。二是對于自(zi)身(shen)資(zi)(zi)產質(zhi)量優(you)(you)良、募(mu)投項目運(yun)營良好，但(dan)受(shou)疫(yi)情(qing)(qing)影(ying)響嚴重(zhong)(zhong)(zhong)的(de)(de)企(qi)(qi)業(ye)(ye)(ye)，允許申請(qing)發(fa)(fa)(fa)(fa)行新(xin)的(de)(de)企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)專項用(yong)(yong)于償還2021年(nian)內(nei)(nei)到期(qi)的(de)(de)企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)本(ben)金(jin)及(ji)利(li)息(xi)。省級(ji)發(fa)(fa)(fa)(fa)展(zhan)改(gai)革(ge)(ge)委(wei)要(yao)(yao)按(an)照《國(guo)家發(fa)(fa)(fa)(fa)展(zhan)改(gai)革(ge)(ge)委(wei)關(guan)于支(zhi)持(chi)優(you)(you)質(zhi)企(qi)(qi)業(ye)(ye)(ye)直接融資(zi)(zi) 進一步(bu)增強企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)服(fu)務(wu)(wu)實體經濟(ji)能(neng)力的(de)(de)通(tong)知(zhi)》（發(fa)(fa)(fa)(fa)改(gai)財金(jin)〔2018〕1806號(hao)）相(xiang)(xiang)關(guan)規(gui)定，積極組織區(qu)域(yu)(yu)內(nei)(nei)符合(he)(he)(he)條件(jian)(jian)的(de)(de)企(qi)(qi)業(ye)(ye)(ye)申請(qing)發(fa)(fa)(fa)(fa)行優(you)(you)質(zhi)企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)。對已發(fa)(fa)(fa)(fa)行的(de)(de)優(you)(you)質(zhi)企(qi)(qi)業(ye)(ye)(ye)債(zhai)(zhai)(zhai)(zhai)(zhai)券(quan)，省級(ji)發(fa)(fa)(fa)(fa)展(zhan)改(gai)革(ge)(ge)委(wei)要(yao)(yao)督促相(xiang)(xiang)關(guan)發(fa)(fa)(fa)(fa)行人(ren)在規(gui)定期(qi)限(xian)內(nei)(nei)做(zuo)好存續期(qi)報告編制和(he)信(xin)息(xi)披露等相(xiang)(xiang)關(guan)工(gong)作。

　　《通(tong)知》強(qiang)調，對涉及(ji)企業債券(quan)(quan)信息披(pi)露違(wei)法違(wei)規(gui)、內(nei)幕交(jiao)易、操縱證券(quan)(quan)市(shi)場(chang)以及(ji)其他違(wei)反(fan)《證券(quan)(quan)法》的(de)行(xing)為，根據人民(min)銀行(xing)、證監(jian)會(hui)、發展改(gai)革委《關于進(jin)一(yi)步加強(qiang)債券(quan)(quan)市(shi)場(chang)執法工(gong)作的(de)意見》（銀發〔2018〕296號(hao)），國家(jia)發改(gai)委將(jiang)積極支持證監(jian)會(hui)開展債券(quan)(quan)市(shi)場(chang)統(tong)一(yi)執法工(gong)作。