中國證券(quan)(quan)報·中證金(jin)牛座記(ji)者4月9日(ri)從業內獨家獲(huo)悉，為(wei)做好2023年度券(quan)(quan)商文化(hua)建(jian)設實踐評(ping)估(gu)工作，中國證券(quan)(quan)業協會(hui)結合行業意見建(jian)議、監管部門有關(guan)要(yao)求(qiu)、行業文化(hua)建(jian)設重點工作安排(pai)及上一(yi)(yi)年度實踐評(ping)估(gu)情況，在(zai)業內進一(yi)(yi)步(bu)明確了(le)實踐評(ping)估(gu)指標相關(guan)證明材(cai)料要(yao)求(qiu)，做出八項具(ju)體調整。

　　一(yi)(yi)(yi)是(shi)(shi)將(jiang)券(quan)(quan)商落(luo)實(shi)(shi)(shi)中(zhong)(zhong)(zhong)央(yang)金(jin)融工(gong)作(zuo)(zuo)會議要(yao)(yao)求(qiu)和習(xi)近平總書記在(zai)省部(bu)級主要(yao)(yao)領導(dao)(dao)干部(bu)推(tui)動金(jin)融高質(zhi)量發展(zhan)專題研討班上的(de)講(jiang)話精神納(na)入考(kao)察；二是(shi)(shi)加(jia)強(qiang)(qiang)券(quan)(quan)商廉潔從(cong)(cong)(cong)業(ye)管(guan)理(li)(li)相關(guan)要(yao)(yao)求(qiu)，將(jiang)評估年度(du)公(gong)司從(cong)(cong)(cong)業(ye)人(ren)(ren)員因行(xing)賄被紀檢(jian)監(jian)察部(bu)門(men)(men)留置、調(diao)查或被采取刑事處罰的(de)情(qing)況(kuang)納(na)入考(kao)察，強(qiang)(qiang)化(hua)公(gong)司對廉潔文(wen)(wen)化(hua)進(jin)(jin)(jin)行(xing)宣導(dao)(dao)的(de)考(kao)察，要(yao)(yao)求(qiu)公(gong)司在(zai)文(wen)(wen)化(hua)理(li)(li)念引導(dao)(dao)加(jia)分(fen)指(zhi)標中(zhong)(zhong)(zhong)將(jiang)廉潔從(cong)(cong)(cong)業(ye)管(guan)理(li)(li)作(zuo)(zuo)為(wei)必考(kao)察的(de)內容；三(san)是(shi)(shi)強(qiang)(qiang)調(diao)聲譽風險管(guan)理(li)(li)有關(guan)要(yao)(yao)求(qiu)，突出券(quan)(quan)商對員工(gong)社交媒體進(jin)(jin)(jin)行(xing)監(jian)督和引導(dao)(dao)的(de)考(kao)察；四是(shi)(shi)在(zai)合(he)規(gui)管(guan)理(li)(li)重(zhong)(zhong)(zhong)點(dian)關(guan)注(zhu)(zhu)事項(xiang)中(zhong)(zhong)(zhong)，進(jin)(jin)(jin)一(yi)(yi)(yi)步(bu)明(ming)(ming)(ming)確券(quan)(quan)商因存在(zai)從(cong)(cong)(cong)業(ye)人(ren)(ren)員違規(gui)炒股情(qing)形被監(jian)管(guan)部(bu)門(men)(men)處罰的(de)應當自評扣分(fen)；五是(shi)(shi)調(diao)整薪(xin)酬管(guan)理(li)(li)考(kao)察內容，重(zhong)(zhong)(zhong)點(dian)考(kao)察券(quan)(quan)商違反薪(xin)酬管(guan)理(li)(li)有關(guan)規(gui)定(ding)的(de)情(qing)況(kuang)；六(liu)是(shi)(shi)對券(quan)(quan)商落(luo)實(shi)(shi)(shi)《進(jin)(jin)(jin)一(yi)(yi)(yi)步(bu)鞏(gong)固推(tui)進(jin)(jin)(jin)證券(quan)(quan)行(xing)業(ye)文(wen)(wen)化(hua)建設工(gong)作(zuo)(zuo)安排(pai)》、增強(qiang)(qiang)內外(wai)部(bu)文(wen)(wen)化(hua)認(ren)同(tong)、推(tui)動文(wen)(wen)化(hua)品牌建設等重(zhong)(zhong)(zhong)點(dian)關(guan)注(zhu)(zhu)事項(xiang)，以(yi)及文(wen)(wen)化(hua)建設案例被高校收錄(lu)加(jia)分(fen)指(zhi)標的(de)證明(ming)(ming)(ming)材料(liao)要(yao)(yao)求(qiu)，在(zai)原有要(yao)(yao)求(qiu)基礎(chu)上進(jin)(jin)(jin)一(yi)(yi)(yi)步(bu)細化(hua)和完(wan)善；七是(shi)(shi)將(jiang)券(quan)(quan)商落(luo)實(shi)(shi)(shi)廉潔從(cong)(cong)(cong)業(ye)管(guan)理(li)(li)相關(guan)要(yao)(yao)求(qiu)情(qing)況(kuang)作(zuo)(zuo)為(wei)向監(jian)管(guan)部(bu)門(men)(men)征求(qiu)意見事項(xiang)，監(jian)管(guan)部(bu)門(men)(men)明(ming)(ming)(ming)確券(quan)(quan)商違反相關(guan)規(gui)定(ding)的(de)，中(zhong)(zhong)(zhong)證協將(jiang)在(zai)實(shi)(shi)(shi)踐評估中(zhong)(zhong)(zhong)視(shi)情(qing)節輕重(zhong)(zhong)(zhong)予以(yi)扣分(fen)；八是(shi)(shi)明(ming)(ming)(ming)確券(quan)(quan)商報送多項(xiang)由同(tong)一(yi)(yi)(yi)單位組(zu)織實(shi)(shi)(shi)施(shi)的(de)加(jia)分(fen)事項(xiang)，且均(jun)符合(he)加(jia)分(fen)標準(zhun)的(de)，復(fu)核中(zhong)(zhong)(zhong)將(jiang)最多對其中(zhong)(zhong)(zhong)兩個(ge)事項(xiang)的(de)證明(ming)(ming)(ming)材料(liao)進(jin)(jin)(jin)行(xing)認(ren)定(ding)，按(an)可加(jia)分(fen)的(de)最高分(fen)值計算(suan)。

　　需要(yao)注意的(de)是(shi)，關于中央金(jin)融工作(zuo)會議提出的(de)“五篇(pian)大文(wen)(wen)章”、弘揚中華(hua)優秀傳(chuan)統文(wen)(wen)化(hua)(hua)(hua)、總書記(ji)在省(sheng)部級主要(yao)領導(dao)干部推動金(jin)融高質(zhi)量發展專題研討班上提出的(de)“五要(yao)五不(bu)”、促進(jin)基層員工和(he)(he)青年員工形(xing)成(cheng)文(wen)(wen)化(hua)(hua)(hua)認同、講好文(wen)(wen)化(hua)(hua)(hua)品牌(pai)故事并(bing)做好文(wen)(wen)化(hua)(hua)(hua)品牌(pai)宣傳(chuan)、開展全員廉潔文(wen)(wen)化(hua)(hua)(hua)宣導(dao)、文(wen)(wen)化(hua)(hua)(hua)理(li)念引導(dao)加分指標(biao)中廉潔從業(ye)管理(li)作(zuo)為必考察(cha)內容、文(wen)(wen)化(hua)(hua)(hua)建設案例被高校收(shou)錄(lu)事項(xiang)中關于案例應用說明(ming)的(de)證(zheng)明(ming)材料要(yao)求，以及同一單位加分事項(xiang)最多認定兩(liang)項(xiang)的(de)復核標(biao)準(zhun)，自(zi)2024年度實踐評估(gu)起考察(cha)和(he)(he)執行。