中證網訊 中國(guo)(guo)人(ren)(ren)(ren)民銀(yin)行(xing)(xing)上(shang)海總部網站5月4日發布(bu)文章稱,為進一步規范和促(cu)進人(ren)(ren)(ren)民幣合(he)格(ge)境(jing)(jing)(jing)內(nei)機(ji)構投(tou)資者境(jing)(jing)(jing)外(wai)證券(quan)(quan)投(tou)資業務的常態(tai)化開展,中國(guo)(guo)人(ren)(ren)(ren)民銀(yin)行(xing)(xing)發布(bu)了(le)《中國(guo)(guo)人(ren)(ren)(ren)民銀(yin)行(xing)(xing)辦公廳關(guan)于(yu)進一步明確(que)人(ren)(ren)(ren)民幣合(he)格(ge)境(jing)(jing)(jing)內(nei)機(ji)構投(tou)資者境(jing)(jing)(jing)外(wai)證券(quan)(quan)投(tou)資管(guan)(guan)理有關(guan)事項的通知(zhi)》(簡(jian)稱《通知(zhi)》)。經總行(xing)(xing)同意(yi),人(ren)(ren)(ren)民銀(yin)行(xing)(xing)上(shang)海總部配套發布(bu)了(le)《人(ren)(ren)(ren)民幣合(he)格(ge)境(jing)(jing)(jing)內(nei)機(ji)構投(tou)資者境(jing)(jing)(jing)外(wai)證券(quan)(quan)投(tou)資信息報送流(liu)程》。《通知(zhi)》完善了(le)宏(hong)(hong)觀審慎(shen)監管(guan)(guan)框架,明確(que)不(bu)得投(tou)資境(jing)(jing)(jing)外(wai)非人(ren)(ren)(ren)民幣產品,不(bu)得境(jing)(jing)(jing)外(wai)購匯,人(ren)(ren)(ren)民銀(yin)行(xing)(xing)可根據(ju)跨境(jing)(jing)(jing)資金流(liu)動等宏(hong)(hong)觀形勢進行(xing)(xing)審慎(shen)管(guan)(guan)理等。
附:
構建(jian)宏觀審慎管理(li)框架(jia) 推動RQDII業(ye)務(wu)健康發(fa)展
為(wei)進一步(bu)規范和促進人(ren)(ren)(ren)民(min)(min)幣合(he)格境(jing)(jing)(jing)內機構投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)者(以(yi)(yi)下簡稱(cheng)人(ren)(ren)(ren)民(min)(min)幣合(he)格投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)者)境(jing)(jing)(jing)外證(zheng)券投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)業務的(de)(de)常(chang)態化開展(zhan),中國人(ren)(ren)(ren)民(min)(min)銀行(xing)發布了(le)《中國人(ren)(ren)(ren)民(min)(min)銀行(xing)辦公廳(ting)關(guan)于進一步(bu)明確人(ren)(ren)(ren)民(min)(min)幣合(he)格境(jing)(jing)(jing)內機構投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)者境(jing)(jing)(jing)外證(zheng)券投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)管理(li)有(you)關(guan)事項的(de)(de)通(tong)知》(銀辦發〔2018〕81號(hao),以(yi)(yi)下簡稱(cheng)《通(tong)知》)。經(jing)總(zong)行(xing)同意,人(ren)(ren)(ren)民(min)(min)銀行(xing)上海(hai)總(zong)部配(pei)套發布了(le)《人(ren)(ren)(ren)民(min)(min)幣合(he)格境(jing)(jing)(jing)內機構投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)者境(jing)(jing)(jing)外證(zheng)券投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)信息報(bao)送(song)流程(cheng)》(以(yi)(yi)下簡稱(cheng)《信息報(bao)送(song)流程(cheng)》)。
《通(tong)知(zhi)》在(zai)2014年推出(chu)的(de)人民幣(bi)(bi)(bi)(bi)合(he)(he)格(ge)投(tou)資(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)境(jing)外(wai)(wai)證(zheng)券(quan)投(tou)資(zi)(zi)(zi)(zi)(zi)(zi)政策的(de)基礎上,對人民幣(bi)(bi)(bi)(bi)合(he)(he)格(ge)投(tou)資(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)和托(tuo)管(guan)(guan)銀(yin)行(xing)開展境(jing)外(wai)(wai)證(zheng)券(quan)投(tou)資(zi)(zi)(zi)(zi)(zi)(zi)的(de)信息(xi)(xi)報送(song)進(jin)行(xing)了明(ming)確。人民幣(bi)(bi)(bi)(bi)合(he)(he)格(ge)投(tou)資(zi)(zi)(zi)(zi)(zi)(zi)者(zhe)(zhe)和托(tuo)管(guan)(guan)銀(yin)行(xing)應(ying)按照《信息(xi)(xi)報送(song)流程》分別向(xiang)人民銀(yin)行(xing)上海總(zong)部或通(tong)過(guo)RCPMIS系統報送(song)相關信息(xi)(xi),具體包括賬戶信息(xi)(xi)、投(tou)資(zi)(zi)(zi)(zi)(zi)(zi)建倉計劃、持倉信息(xi)(xi)以及(ji)相應(ying)的(de)跨(kua)境(jing)資(zi)(zi)(zi)(zi)(zi)(zi)金流動(dong)(dong)信息(xi)(xi)等節(jie)點信息(xi)(xi)。同時,《通(tong)知(zhi)》還完(wan)善了宏觀(guan)審(shen)慎(shen)監管(guan)(guan)框架,明(ming)確不(bu)得投(tou)資(zi)(zi)(zi)(zi)(zi)(zi)境(jing)外(wai)(wai)非人民幣(bi)(bi)(bi)(bi)產品,不(bu)得境(jing)外(wai)(wai)購(gou)匯,人民銀(yin)行(xing)可根據(ju)跨(kua)境(jing)資(zi)(zi)(zi)(zi)(zi)(zi)金流動(dong)(dong)等宏觀(guan)形(xing)勢進(jin)行(xing)審(shen)慎(shen)管(guan)(guan)理等。
推動(dong)(dong)(dong)人(ren)(ren)(ren)民(min)幣(bi)合格投(tou)資者開展境外(wai)證(zheng)券投(tou)資活動(dong)(dong)(dong)(RQDII),并(bing)加(jia)強審慎管理,是(shi)積極(ji)防(fang)范風險(xian)前提下,服務實(shi)體經濟多元資產配置需求的(de)有力舉措,有利于推動(dong)(dong)(dong)人(ren)(ren)(ren)民(min)幣(bi)走出去,促進離岸人(ren)(ren)(ren)民(min)幣(bi)市場健康發展,推動(dong)(dong)(dong)資本項目開放和(he)人(ren)(ren)(ren)民(min)幣(bi)國際化(hua)。
首(shou)先,有(you)(you)利(li)于(yu)培育境(jing)外人(ren)民(min)幣市(shi)場,推(tui)動(dong)人(ren)民(min)幣國際化(hua)進程。RQDII制(zhi)度(du)(du)將帶動(dong)人(ren)民(min)幣資金(jin)(jin)(jin)流入(ru)境(jing)外市(shi)場,推(tui)動(dong)人(ren)民(min)幣金(jin)(jin)(jin)融(rong)產品研發,吸引更多國際投(tou)資者(zhe),形(xing)成良性循環。其次,可一定(ding)程度(du)(du)上滿足境(jing)內投(tou)資者(zhe)資產多元化(hua)配置(zhi)需求,推(tui)動(dong)境(jing)內金(jin)(jin)(jin)融(rong)機(ji)(ji)構(gou)提升跨(kua)境(jing)金(jin)(jin)(jin)融(rong)服(fu)務能力(li)和水平。RQDII制(zhi)度(du)(du)將促進金(jin)(jin)(jin)融(rong)機(ji)(ji)構(gou)熟(shu)悉境(jing)外金(jin)(jin)(jin)融(rong)市(shi)場,延伸跨(kua)境(jing)金(jin)(jin)(jin)融(rong)服(fu)務鏈,建(jian)立適應國際市(shi)場投(tou)資的風(feng)險管理機(ji)(ji)制(zhi)和內部運行架構(gou)。最后,有(you)(you)利(li)于(yu)積極防(fang)范(fan)(fan)涉外金(jin)(jin)(jin)融(rong)風(feng)險,持(chi)續深化(hua)金(jin)(jin)(jin)融(rong)改革。加強對RQDII業(ye)務規范(fan)(fan)以及(ji)事(shi)(shi)中事(shi)(shi)后監管,有(you)(you)利(li)于(yu)防(fang)范(fan)(fan)違法違規行為,確保業(ye)務健康有(you)(you)序發展。
中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)聲明:凡(fan)本(ben)網(wang)注明“來源(yuan):中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)”的(de)所有作(zuo)品,版(ban)權(quan)均屬于(yu)中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)。中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)與(yu)作(zuo)品作(zuo)者聯合聲明,任何組織未經中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報、中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)以(yi)及作(zuo)者書面授權(quan)不(bu)得(de)轉載、摘編或利(li)用(yong)其(qi)它(ta)方式使用(yong)上述(shu)作(zuo)品。凡(fan)本(ben)網(wang)注明來源(yuan)非(fei)中(zhong)(zhong)國(guo)證(zheng)(zheng)(zheng)(zheng)券報·中(zhong)(zhong)證(zheng)(zheng)(zheng)(zheng)網(wang)的(de)作(zuo)品,均轉載自其(qi)它(ta)媒體,轉載目的(de)在于(yu)更好服務讀者、傳遞信息之需,并不(bu)代表本(ben)網(wang)贊同其(qi)觀點(dian),本(ben)網(wang)亦不(bu)對(dui)其(qi)真實性負責(ze),持異議者應(ying)與(yu)原出處單位(wei)主(zhu)張權(quan)利(li)。
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