銀保(bao)監會(hui)日前向社會(hui)公開第四(si)批15名重(zhong)大違(wei)法違(wei)規股東名單(dan)。

　　第四(si)批(pi)重大違法(fa)違規股東(dong)包括：鼎力鑫盛（北(bei)京）國(guo)際投(tou)資(zi)(zi)管理(li)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、北(bei)京正泰(tai)宏行善(shan)達投(tou)資(zi)(zi)管理(li)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、北(bei)京安(an)森金世紀國(guo)際投(tou)資(zi)(zi)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、深圳(zhen)市昂(ang)得威資(zi)(zi)產(chan)(chan)(chan)管理(li)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、深圳(zhen)市劍(jian)海投(tou)資(zi)(zi)管理(li)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、遼陽華億投(tou)資(zi)(zi)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、寶塔石化集(ji)團(tuan)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、鼎暉恒業(ye)集(ji)團(tuan)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、河北(bei)融投(tou)控股集(ji)團(tuan)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、張家口市啟圣(sheng)房(fang)地產(chan)(chan)(chan)開發(fa)(fa)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、貴州(zhou)薏米陽光(guang)產(chan)(chan)(chan)業(ye)開發(fa)(fa)有(you)(you)限(xian)責任(ren)公(gong)(gong)司(si)(si)(si)、貴州(zhou)晴隆肥(fei)姑食品(pin)有(you)(you)限(xian)責任(ren)公(gong)(gong)司(si)(si)(si)、巴彥淖爾雅(ya)欣食品(pin)有(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)、李政達（身(shen)份(fen)證號：926XXXX）、內蒙古(gu)正宇房(fang)地產(chan)(chan)(chan)開發(fa)(fa)有(you)(you)限(xian)責任(ren)公(gong)(gong)司(si)(si)(si)。

　　銀保監會(hui)表(biao)示，結(jie)合(he)近(jin)期執法(fa)情況，對違(wei)法(fa)違(wei)規(gui)情節嚴重(zhong)(zhong)且社會(hui)影(ying)響惡劣的股(gu)東，堅持依(yi)法(fa)合(he)規(gui)的原則(ze)堅決(jue)予以公開。本次公布股(gu)東的違(wei)法(fa)違(wei)規(gui)行(xing)為主要包括(kuo)：一是(shi)違(wei)規(gui)開展關(guan)聯交易；二(er)是(shi)隱瞞關(guan)聯關(guan)系；三是(shi)入股(gu)資金來(lai)源不(bu)符合(he)監管(guan)規(gui)定；四是(shi)嚴重(zhong)(zhong)逃廢銀行(xing)債務；五是(shi)違(wei)規(gui)轉讓股(gu)權；六是(shi)違(wei)規(gui)代持股(gu)權；七是(shi)利用平臺虛構業務進行(xing)融(rong)資。

　　近年來(lai)，銀保(bao)監會持續強(qiang)(qiang)化(hua)銀行(xing)(xing)保(bao)險機構股(gu)東(dong)股(gu)權監管，夯實公(gong)(gong)司(si)治理(li)監管基礎(chu)。通(tong)過嚴格規(gui)范大股(gu)東(dong)行(xing)(xing)為，進(jin)一(yi)步加強(qiang)(qiang)股(gu)權和關聯交易重(zhong)點領域問題整(zheng)(zheng)治，資本不(bu)實、股(gu)權代(dai)持、股(gu)東(dong)直接干(gan)預公(gong)(gong)司(si)經營和通(tong)過不(bu)當關聯交易進(jin)行(xing)(xing)利益輸(shu)送等公(gong)(gong)司(si)治理(li)重(zhong)點問題整(zheng)(zheng)治取得階段性(xing)成果，并分(fen)三批(pi)次向社會公(gong)(gong)開了(le)銀行(xing)(xing)保(bao)險機構重(zhong)大違法違規(gui)股(gu)東(dong)，起到了(le)嚴肅市(shi)場紀律、強(qiang)(qiang)化(hua)市(shi)場監督(du)的良(liang)好效果。

　　銀保監會強調，將加快相(xiang)關法(fa)律法(fa)規(gui)(gui)修(xiu)訂，完善公(gong)(gong)司(si)(si)治(zhi)理(li)違法(fa)違規(gui)(gui)行(xing)為懲戒措施，進一步細化(hua)股(gu)(gu)權管(guan)理(li)、董事(shi)會運作等(deng)方面的(de)監管(guan)規(gui)(gui)則。加大公(gong)(gong)司(si)(si)治(zhi)理(li)執法(fa)檢查(cha)力度，強化(hua)對(dui)公(gong)(gong)司(si)(si)治(zhi)理(li)違法(fa)違規(gui)(gui)行(xing)為的(de)公(gong)(gong)開披(pi)露，加強與紀檢監察等(deng)部門協作，提高(gao)機(ji)構和(he)個人違法(fa)違規(gui)(gui)成(cheng)本，建立(li)違法(fa)違規(gui)(gui)股(gu)(gu)東公(gong)(gong)開常態化(hua)機(ji)制，健(jian)全公(gong)(gong)司(si)(si)治(zhi)理(li)監管(guan)協作機(ji)制，完善差異化(hua)監管(guan)，不斷提升監管(guan)信息(xi)化(hua)水平(ping)和(he)銀行(xing)保險機(ji)構公(gong)(gong)司(si)(si)治(zhi)理(li)有效性。