同花順數(shu)據(ju)顯(xian)示，近一個月來，15家(jia)上市公(gong)司發(fa)生實(shi)(shi)(shi)控人(ren)變(bian)更，其中8家(jia)公(gong)司實(shi)(shi)(shi)控人(ren)由自(zi)然人(ren)變(bian)更為國(guo)資(zi)背(bei)景。部分上市公(gong)司由無實(shi)(shi)(shi)控人(ren)變(bian)更為有(you)實(shi)(shi)(shi)控人(ren)。業(ye)內人(ren)士指出，實(shi)(shi)(shi)控人(ren)變(bian)更為國(guo)資(zi)背(bei)景，可(ke)以增加企(qi)業(ye)上下游供應(ying)鏈的信任度，利(li)好企(qi)業(ye)發(fa)展。

　　增加持股比例

　　ST維維近日(ri)公告，收到股(gu)(gu)(gu)(gu)東(dong)新盛(sheng)(sheng)集(ji)團(tuan)及維維集(ji)團(tuan)通知，本次協議轉讓的(de)(de)股(gu)(gu)(gu)(gu)份過戶登記(ji)手續(xu)已完成(cheng)，并(bing)取(qu)得了中(zhong)國(guo)證券登記(ji)結算有限責任公司(si)(si)(si)出具的(de)(de)《過戶登記(ji)確(que)認書》。本次股(gu)(gu)(gu)(gu)權轉讓后，新盛(sheng)(sheng)集(ji)團(tuan)持(chi)有公司(si)(si)(si)49992.8萬股(gu)(gu)(gu)(gu)股(gu)(gu)(gu)(gu)份，占公司(si)(si)(si)總(zong)股(gu)(gu)(gu)(gu)本的(de)(de)29.9%，成(cheng)為公司(si)(si)(si)控(kong)股(gu)(gu)(gu)(gu)股(gu)(gu)(gu)(gu)東(dong)，徐州市人(ren)民政府國(guo)有資產監督(du)管理委員會成(cheng)為公司(si)(si)(si)實際(ji)控(kong)制(zhi)人(ren)。此前的(de)(de)7月9日(ri)，新盛(sheng)(sheng)集(ji)團(tuan)與維維集(ji)團(tuan)簽署股(gu)(gu)(gu)(gu)份轉讓協議，新盛(sheng)(sheng)集(ji)團(tuan)將通過協議轉讓方式取(qu)得維維集(ji)團(tuan)持(chi)有的(de)(de)公司(si)(si)(si)12.9%的(de)(de)股(gu)(gu)(gu)(gu)份，轉讓價格為4.26元/股(gu)(gu)(gu)(gu)，合(he)計9.19億(yi)元。

　　公(gong)告(gao)顯示，本次股(gu)(gu)份(fen)轉讓完成后，維維集(ji)團(tuan)持有公(gong)司(si)(si)3.01%的(de)股(gu)(gu)份(fen)，其(qi)(qi)作為“維維”系列商(shang)(shang)(shang)標(biao)(biao)的(de)所(suo)有權(quan)人不再是公(gong)司(si)(si)大(da)股(gu)(gu)東。為維護(hu)上(shang)市(shi)公(gong)司(si)(si)利益，從根(gen)本上(shang)解(jie)決“維維”系列商(shang)(shang)(shang)標(biao)(biao)所(suo)有權(quan)和使用權(quan)相分離(li)的(de)問題，理順公(gong)司(si)(si)與(yu)股(gu)(gu)東間的(de)商(shang)(shang)(shang)標(biao)(biao)權(quan)屬關(guan)系，保證公(gong)司(si)(si)資(zi)產的(de)完整(zheng)性、獨(du)立性，并根(gen)據(ju)國(guo)資(zi)監管部門要(yao)求，公(gong)司(si)(si)擬受(shou)讓維維集(ji)團(tuan)所(suo)持有的(de)“維維”系列172項商(shang)(shang)(shang)標(biao)(biao)。其(qi)(qi)中，163項商(shang)(shang)(shang)標(biao)(biao)予以核準，已(yi)完成過戶登記(ji)。

　　部分(fen)國資背(bei)景上(shang)市公司實控(kong)人進一步增(zeng)加持股比例。

　　以(yi)合(he)(he)誠(cheng)股(gu)(gu)(gu)份(fen)(fen)為(wei)(wei)例，11月22日(ri)，公(gong)司(si)收到(dao)中國證券登(deng)(deng)(deng)記(ji)結算有限責任公(gong)司(si)上海(hai)分公(gong)司(si)出具的(de)(de)《過(guo)戶登(deng)(deng)(deng)記(ji)確認書》，盛泰鑫、上海(hai)豪敦、黃和(he)賓、劉(liu)德全、高瑋琳(lin)、康(kang)明旭、劉(liu)志勛、沈志獻與郭梅芬(fen)等37名上市公(gong)司(si)股(gu)(gu)(gu)東(dong)將其合(he)(he)計(ji)持有的(de)(de)上市公(gong)司(si)16.46%的(de)(de)股(gu)(gu)(gu)份(fen)(fen)過(guo)戶予(yu)廈門(men)(men)益(yi)悅，過(guo)戶日(ri)期為(wei)(wei)2021年11月19日(ri)。本次股(gu)(gu)(gu)份(fen)(fen)協議轉讓完成(cheng)過(guo)戶登(deng)(deng)(deng)記(ji)后，廈門(men)(men)益(yi)悅成(cheng)為(wei)(wei)公(gong)司(si)單(dan)一(yi)擁有表(biao)決權股(gu)(gu)(gu)數(shu)占總股(gu)(gu)(gu)本比(bi)例最大的(de)(de)股(gu)(gu)(gu)東(dong)，公(gong)司(si)控股(gu)(gu)(gu)股(gu)(gu)(gu)東(dong)變更為(wei)(wei)廈門(men)(men)益(yi)悅，公(gong)司(si)實際控制人(ren)變更為(wei)(wei)廈門(men)(men)市國資(zi)委。

　　12月7日(ri)(ri)，合誠股(gu)份再次(ci)公(gong)(gong)(gong)(gong)告(gao)，收到中國證券登記結算有(you)限責任公(gong)(gong)(gong)(gong)司上(shang)海(hai)分公(gong)(gong)(gong)(gong)司出具的《過戶登記確認書》，公(gong)(gong)(gong)(gong)司股(gu)東北京天象將其合計持有(you)的上(shang)市(shi)(shi)公(gong)(gong)(gong)(gong)司8.05%的股(gu)份過戶予(yu)廈(sha)門(men)益(yi)悅，過戶日(ri)(ri)期為2021年12月6日(ri)(ri)。本次(ci)協(xie)議轉讓股(gu)份完成過戶登記后，廈(sha)門(men)益(yi)悅合計持有(you)上(shang)市(shi)(shi)公(gong)(gong)(gong)(gong)司24.51%的股(gu)份。

　　多種原因導致

　　有的(de)上市公司股東解除一致行動人(ren)關系(xi)，實際(ji)控制(zhi)人(ren)發生變更。

　　豪能股份公(gong)告，11月(yue)9日，公(gong)司股東(dong)向(xiang)朝東(dong)、向(xiang)星(xing)(xing)星(xing)(xing)、向(xiang)朝明(ming)、徐(xu)應超、杜庭(ting)強經共同協(xie)商，簽署了《關(guan)于部分一致行(xing)(xing)動人解(jie)(jie)除一致行(xing)(xing)動關(guan)系(xi)的協(xie)議》。本次解(jie)(jie)除一致行(xing)(xing)動關(guan)系(xi)后，公(gong)司的共同實際控(kong)制人變更(geng)為向(xiang)朝東(dong)、向(xiang)星(xing)(xing)星(xing)(xing)、向(xiang)朝明(ming)。

　　豪能股(gu)(gu)(gu)(gu)份強調，向(xiang)(xiang)(xiang)朝東(dong)及其(qi)一(yi)致(zhi)行動(dong)人向(xiang)(xiang)(xiang)星星、向(xiang)(xiang)(xiang)朝明合計持有公(gong)司(si)股(gu)(gu)(gu)(gu)份8629.88萬股(gu)(gu)(gu)(gu)，占公(gong)司(si)總股(gu)(gu)(gu)(gu)本的28.49%，向(xiang)(xiang)(xiang)朝東(dong)仍為公(gong)司(si)控(kong)(kong)股(gu)(gu)(gu)(gu)股(gu)(gu)(gu)(gu)東(dong)。本次解除一(yi)致(zhi)行動(dong)關系不會導致(zhi)公(gong)司(si)控(kong)(kong)股(gu)(gu)(gu)(gu)股(gu)(gu)(gu)(gu)東(dong)及控(kong)(kong)制權發生(sheng)(sheng)變化，不會對公(gong)司(si)日常生(sheng)(sheng)產經營(ying)活(huo)動(dong)產生(sheng)(sheng)重大(da)影響。

　　有的公司董事會(hui)成(cheng)員(yuan)人數變化，實控人出(chu)現變更。

　　中(zhong)嘉博創12月7日(ri)晚間公(gong)(gong)(gong)告，結合公(gong)(gong)(gong)司(si)目前(qian)股(gu)東(dong)(dong)持股(gu)及董(dong)事會(hui)成員構成情況(kuang)，經審(shen)慎判(pan)斷(duan)，認定公(gong)(gong)(gong)司(si)控股(gu)股(gu)東(dong)(dong)由(you)無(wu)控股(gu)股(gu)東(dong)(dong)變更(geng)為(wei)孝昌(chang)鷹(ying)溪谷投(tou)資中(zhong)心（有限合伙），實控人(ren)由(you)無(wu)實控人(ren)變更(geng)為(wei)吳鷹(ying)。本次控股(gu)股(gu)東(dong)(dong)及實際控制人(ren)變更(geng)，不(bu)會(hui)對公(gong)(gong)(gong)司(si)日(ri)常經營活動產(chan)生不(bu)利影(ying)響(xiang)，不(bu)會(hui)影(ying)響(xiang)公(gong)(gong)(gong)司(si)的人(ren)員獨立(li)、財(cai)務獨立(li)和資產(chan)完整。

　　12月(yue)6日，公(gong)(gong)司(si)(si)召開2021年(nian)第(di)五次臨時股(gu)東大會(hui)，審議通(tong)(tong)過了關于調(diao)整公(gong)(gong)司(si)(si)董(dong)事(shi)會(hui)人數暨修改(gai)公(gong)(gong)司(si)(si)章程的議案，公(gong)(gong)司(si)(si)董(dong)事(shi)會(hui)成(cheng)員(yuan)人數由九(jiu)名調(diao)整為(wei)七名。從目前董(dong)事(shi)會(hui)成(cheng)員(yuan)構成(cheng)看(kan)，公(gong)(gong)司(si)(si)第(di)八屆董(dong)事(shi)會(hui)的4名非獨立董(dong)事(shi)均系鷹溪谷提(ti)名或推薦，鷹溪谷通(tong)(tong)過支配公(gong)(gong)司(si)(si)股(gu)份表決(jue)權(quan)已決(jue)定公(gong)(gong)司(si)(si)董(dong)事(shi)會(hui)半數以上(shang)成(cheng)員(yuan)選任，擁有上(shang)市(shi)公(gong)(gong)司(si)(si)控制權(quan)。

　　中(zhong)南財經政法大學數(shu)字經濟研(yan)究院(yuan)執行院(yuan)長盤和林對(dui)中(zhong)國證券報記者(zhe)表(biao)示，對(dui)于上(shang)市(shi)(shi)公(gong)司(si)而(er)言，國資背景(jing)的實(shi)控人可以提升上(shang)下(xia)游(you)供應(ying)鏈企業對(dui)上(shang)市(shi)(shi)公(gong)司(si)的信任，同時可以給上(shang)市(shi)(shi)公(gong)司(si)帶(dai)來協同合作，為(wei)上(shang)市(shi)(shi)公(gong)司(si)帶(dai)來更多資源(yuan)支(zhi)持。

　　另外(wai)，盤和林指出(chu)，上市(shi)公司(si)股權(quan)過度分散，容易出(chu)現(xian)控制權(quan)爭奪，導致決策(ce)能力低下(xia)，甚至(zhi)出(chu)現(xian)管理(li)層(ceng)內部人控制的問(wen)題(ti)。