中證網訊（記者 王可(ke)）11月16日(ri)，中國(guo)(guo)法學(xue)(xue)(xue)會(hui)(hui)審判(pan)(pan)理(li)(li)論(lun)研究(jiu)會(hui)(hui)金(jin)(jin)(jin)融(rong)(rong)審判(pan)(pan)理(li)(li)論(lun)專(zhuan)業委員會(hui)(hui)2023年(nian)學(xue)(xue)(xue)術研討會(hui)(hui)在(zai)上(shang)(shang)海(hai)召(zhao)開。會(hui)(hui)議由中國(guo)(guo)法學(xue)(xue)(xue)會(hui)(hui)審判(pan)(pan)理(li)(li)論(lun)研究(jiu)會(hui)(hui)金(jin)(jin)(jin)融(rong)(rong)審判(pan)(pan)理(li)(li)論(lun)專(zhuan)業委員會(hui)(hui)、上(shang)(shang)海(hai)市高級人民法院(yuan)主辦，上(shang)(shang)海(hai)金(jin)(jin)(jin)融(rong)(rong)法院(yuan)承辦，上(shang)(shang)海(hai)市法學(xue)(xue)(xue)會(hui)(hui)協辦。來(lai)自國(guo)(guo)內金(jin)(jin)(jin)融(rong)(rong)法律實務界、理(li)(li)論(lun)界的(de)法官、專(zhuan)家和學(xue)(xue)(xue)者們匯(hui)聚一堂，圍繞“金(jin)(jin)(jin)融(rong)(rong)高質量(liang)發展(zhan)的(de)司法保(bao)障”主題，深刻(ke)領(ling)會(hui)(hui)中央金(jin)(jin)(jin)融(rong)(rong)工作(zuo)會(hui)(hui)議精(jing)神(shen)，準(zhun)確(que)把握(wo)黨中央對(dui)金(jin)(jin)(jin)融(rong)(rong)工作(zuo)的(de)決策部署(shu)，深入分析和研討金(jin)(jin)(jin)融(rong)(rong)審判(pan)(pan)中的(de)新情況、新問題，共聚法治合力、共謀金(jin)(jin)(jin)融(rong)(rong)發展(zhan)。 

　　最高人民(min)法(fa)院審(shen)判(pan)(pan)委(wei)員會副部級專(zhuan)職委(wei)員劉貴(gui)(gui)祥(xiang)出席(xi)會議(yi)并(bing)講話。劉貴(gui)(gui)祥(xiang)指(zhi)出，本次會議(yi)是貫徹落實(shi)中(zhong)央金融(rong)(rong)(rong)工(gong)作會議(yi)精神的(de)重要(yao)舉(ju)措(cuo)。金融(rong)(rong)(rong)審(shen)判(pan)(pan)及(ji)審(shen)判(pan)(pan)理論(lun)研究要(yao)堅持(chi)黨(dang)對金融(rong)(rong)(rong)工(gong)作的(de)集中(zhong)統一領導，堅持(chi)以人民(min)為中(zhong)心(xin)，堅持(chi)中(zhong)國特色金融(rong)(rong)(rong)發(fa)(fa)展(zhan)之路，立足發(fa)(fa)展(zhan)實(shi)際，在法(fa)治軌道上推進(jin)金融(rong)(rong)(rong)高質量發(fa)(fa)展(zhan)。要(yao)加(jia)快推進(jin)金融(rong)(rong)(rong)審(shen)判(pan)(pan)現代化(hua)，服務保障(zhang)金融(rong)(rong)(rong)強(qiang)國建設。堅持(chi)市(shi)場化(hua)、法(fa)治化(hua)原則，準確把握(wo)市(shi)場規(gui)(gui)(gui)律、金融(rong)(rong)(rong)規(gui)(gui)(gui)律、審(shen)判(pan)(pan)規(gui)(gui)(gui)律，樹立穿透式審(shen)判(pan)(pan)思維。堅持(chi)“抓前端、治未病(bing)”，通過司法(fa)建議(yi)、指(zhi)導案例、示范(fan)判(pan)(pan)決等方式，做(zuo)實(shi)訴源化(hua)解(jie)，支持(chi)金融(rong)(rong)(rong)服務實(shi)體經濟，守住不發(fa)(fa)生系(xi)統性(xing)金融(rong)(rong)(rong)風險(xian)的(de)底(di)線。要(yao)積極回應金融(rong)(rong)(rong)制(zhi)度型開放需求，構建公正(zheng)、高效、便(bian)捷、可預(yu)期的(de)涉(she)外金融(rong)(rong)(rong)司法(fa)保障(zhang)體系(xi)，提(ti)升我國金融(rong)(rong)(rong)司法(fa)的(de)國際影響力。

　　中(zhong)(zhong)(zhong)國法(fa)學會審判(pan)理(li)論(lun)研(yan)究(jiu)(jiu)會金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)審判(pan)理(li)論(lun)專業委員會主任(ren)、上(shang)海市高(gao)(gao)級人民法(fa)院(yuan)黨組(zu)書記、院(yuan)長賈宇表(biao)示，我國正在(zai)加(jia)快建設金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)強國，推(tui)進(jin)金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)高(gao)(gao)質(zhi)量發展(zhan)，上(shang)海作(zuo)為(wei)全國改革開放(fang)排頭兵(bing)、創新(xin)發展(zhan)先(xian)行者，正致力(li)于推(tui)進(jin)國際金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)中(zhong)(zhong)(zhong)心建設，處于推(tui)動(dong)(dong)“要(yao)(yao)素(su)準入型開放(fang)”升級為(wei)“高(gao)(gao)水(shui)平制度型開放(fang)”的(de)新(xin)發展(zhan)階段，對司法(fa)服務保(bao)(bao)(bao)障(zhang)提出了(le)新(xin)的(de)更高(gao)(gao)要(yao)(yao)求。金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)司法(fa)界(jie)和理(li)論(lun)界(jie)要(yao)(yao)立足支持金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)實體(ti)經濟(ji)開展(zhan)研(yan)究(jiu)(jiu)，更好保(bao)(bao)(bao)護投資(zi)者合法(fa)權(quan)益，更好推(tui)動(dong)(dong)解決中(zhong)(zhong)(zhong)小微企業融(rong)(rong)(rong)資(zi)難融(rong)(rong)(rong)資(zi)貴(gui)問題，積(ji)極回應金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)司法(fa)“新(xin)需(xu)求”。要(yao)(yao)聚焦(jiao)保(bao)(bao)(bao)障(zhang)金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)創新(xin)開展(zhan)研(yan)究(jiu)(jiu)，深(shen)刻把握金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)的(de)本質(zhi)規律(lv)和金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)改革的(de)目標任(ren)務，以具體(ti)有效的(de)司法(fa)保(bao)(bao)(bao)障(zhang)意見，推(tui)動(dong)(dong)金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)創改舉措落(luo)地見效，激活(huo)市場(chang)主體(ti)“新(xin)動(dong)(dong)能(neng)”。要(yao)(yao)圍繞防范化解金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)風險開展(zhan)研(yan)究(jiu)(jiu)，大(da)力(li)推(tui)進(jin)數字法(fa)院(yuan)建設，通過數字化手(shou)段防范預警金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)風險、促進(jin)金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)協同(tong)治(zhi)理(li)，不(bu)斷拓(tuo)寬金(jin)(jin)(jin)(jin)融(rong)(rong)(rong)監管“新(xin)路徑”。  

　　上海市法學會黨組書記姜平致辭表示，金融是國民經濟的血脈，是國家核心競爭力的重要組成部分。上海市法學會始終立足理論與實踐兩個基點，以提高金融法治研究水平，促進金融市場發展繁榮，推進上海國際金融中心建設為己任，緊密團結金融、法學、司法各界，積極開展金融法理論與實踐的研究，形成一定影響力。上海在全國率先開展金融審判專業組織體系建設，取得了令人矚目的成果。金融專業化審判和金融審判理論研究要勇擔時代使命，深刻把握金融工作和司法工作的政治性、人民性，以高質量的理論研究保障金融高質量發展。要堅定理論自信，堅持問題導向，堅定不移走中國特色金融發展之路，進行具有中國特色的理論研究，為樹立中國標準、上海方案提供理論支撐。要奮力開拓創新，努力把握新時代金融發展規律，為金融創新依法合規提供制度保障，為金融業發展保駕護航。   

　　北京金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)法(fa)(fa)(fa)院黨組書(shu)記、院長張(zhang)雯表示，落實中央金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)工(gong)作會議精(jing)神，離不開金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)法(fa)(fa)(fa)治(zhi)的(de)保駕(jia)護航。北京金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)法(fa)(fa)(fa)院將(jiang)堅守專(zhuan)門法(fa)(fa)(fa)院的(de)使(shi)命與(yu)擔當(dang)，圍繞首都城(cheng)市戰略定位，立足北京國家金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)管理(li)中心功能建設(she)，以(yi)司法(fa)(fa)(fa)裁判(pan)(pan)樹立行(xing)為規則，通過(guo)妥(tuo)善辦理(li)引(yin)發(fa)市場關(guan)注、潛藏金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)風(feng)險的(de)金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)民商事和(he)行(xing)政案件，有力促進(jin)金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)服(fu)務實體經(jing)濟(ji)發(fa)展(zhan)；以(yi)能動司法(fa)(fa)(fa)促進(jin)協同治(zhi)理(li)，探索(suo)類案分析(xi)研判(pan)(pan)和(he)訴(su)源治(zhi)理(li)的(de)具體模式(shi)，提(ti)升前(qian)端預防化(hua)解(jie)金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)領(ling)(ling)域(yu)矛盾糾紛的(de)能力水平(ping)，協同實現更加有效的(de)金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)治(zhi)理(li)；以(yi)專(zhuan)業(ye)化(hua)建設(she)踐行(xing)為民司法(fa)(fa)(fa)，不斷提(ti)升審判(pan)(pan)人員“從政治(zhi)上看(kan)、從法(fa)(fa)(fa)治(zhi)上辦”的(de)本領(ling)(ling)，用(yong)有力度、有溫度的(de)司法(fa)(fa)(fa)裁判(pan)(pan)，回(hui)應人民群眾對金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)審判(pan)(pan)的(de)新期待新要求(qiu)，為堅定不移走(zou)中國特色金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)發(fa)展(zhan)之(zhi)路提(ti)供(gong)法(fa)(fa)(fa)治(zhi)保障，為推(tui)動金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)高(gao)質量發(fa)展(zhan)、推(tui)進(jin)金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)強(qiang)國建設(she)貢獻金(jin)(jin)(jin)(jin)(jin)融(rong)(rong)司法(fa)(fa)(fa)力量。

　　成(cheng)渝金(jin)(jin)(jin)融(rong)(rong)(rong)法(fa)(fa)院黨(dang)(dang)組書記、院長(chang)何東寧認為，中(zhong)央金(jin)(jin)(jin)融(rong)(rong)(rong)工(gong)(gong)作(zuo)會議提出加快(kuai)建(jian)(jian)設金(jin)(jin)(jin)融(rong)(rong)(rong)強(qiang)(qiang)國(guo)(guo)的目標，這對加強(qiang)(qiang)金(jin)(jin)(jin)融(rong)(rong)(rong)審(shen)(shen)判工(gong)(gong)作(zuo)提出了新(xin)的更高(gao)(gao)(gao)要求(qiu)。成(cheng)渝金(jin)(jin)(jin)融(rong)(rong)(rong)法(fa)(fa)院作(zuo)為全國(guo)(guo)首個跨省域(yu)專門法(fa)(fa)院，緊(jin)(jin)緊(jin)(jin)圍繞金(jin)(jin)(jin)融(rong)(rong)(rong)強(qiang)(qiang)國(guo)(guo)戰(zhan)略(lve)，緊(jin)(jin)扣“一體化(hua)”和“高(gao)(gao)(gao)質量(liang)(liang)”兩(liang)(liang)個關(guan)鍵詞，扎(zha)實推(tui)進跨省域(yu)運行體制(zhi)機(ji)制(zhi)創新(xin)。堅持以(yi)黨(dang)(dang)的政(zheng)治(zhi)建(jian)(jian)設為統(tong)(tong)領(ling)，凝(ning)聚政(zheng)治(zhi)共識(shi)和發(fa)展(zhan)合力。堅持深度(du)融(rong)(rong)(rong)合發(fa)展(zhan)，探索班子成(cheng)員兩(liang)(liang)地(di)(di)常態化(hua)輪值等(deng)工(gong)(gong)作(zuo)機(ji)制(zhi)，推(tui)動黨(dang)(dang)建(jian)(jian)、辦公(gong)、辦案、管理“一體化(hua)”運行，打(da)造(zao)與金(jin)(jin)(jin)融(rong)(rong)(rong)高(gao)(gao)(gao)質量(liang)(liang)發(fa)展(zhan)相匹配(pei)的審(shen)(shen)判格局。堅持專業化(hua)建(jian)(jian)設方向，創新(xin)聯庭法(fa)(fa)官會議等(deng)制(zhi)度(du)，探索建(jian)(jian)立(li)統(tong)(tong)一法(fa)(fa)律適用標準工(gong)(gong)作(zuo)機(ji)制(zhi)，推(tui)動成(cheng)渝地(di)(di)區(qu)雙城經濟圈(quan)金(jin)(jin)(jin)融(rong)(rong)(rong)規則(ze)統(tong)(tong)一。堅持一體化(hua)協同治(zhi)理，強(qiang)(qiang)化(hua)成(cheng)渝兩(liang)(liang)地(di)(di)金(jin)(jin)(jin)融(rong)(rong)(rong)監管、檢察機(ji)關(guan)一體化(hua)協調聯動，牽頭成(cheng)立(li)成(cheng)渝金(jin)(jin)(jin)融(rong)(rong)(rong)司法(fa)(fa)協同中(zhong)心(xin)，推(tui)動金(jin)(jin)(jin)融(rong)(rong)(rong)風(feng)險預(yu)警(jing)防范化(hua)解體系化(hua)。堅持數字高(gao)(gao)(gao)效賦(fu)能(neng)，確立(li)智能(neng)化(hua)發(fa)展(zhan)路(lu)徑，打(da)通兩(liang)(liang)地(di)(di)法(fa)(fa)院信息壁(bi)壘，著(zhu)力打(da)造(zao)金(jin)(jin)(jin)融(rong)(rong)(rong)司法(fa)(fa)大(da)數據中(zhong)心(xin)，以(yi)智能(neng)化(hua)金(jin)(jin)(jin)融(rong)(rong)(rong)審(shen)(shen)判服務金(jin)(jin)(jin)融(rong)(rong)(rong)工(gong)(gong)作(zuo)現代(dai)化(hua)。

　　中國(guo)證券(quan)監(jian)督(du)管(guan)理委員會上(shang)海(hai)監(jian)管(guan)局(ju)(ju)黨委書(shu)記、局(ju)(ju)長程合紅表示，中央金(jin)融(rong)(rong)工作會議提出了建(jian)設(she)金(jin)融(rong)(rong)強(qiang)國(guo)的(de)(de)(de)宏偉目標(biao)，要求加(jia)強(qiang)金(jin)融(rong)(rong)法(fa)治(zhi)建(jian)設(she)，增強(qiang)上(shang)海(hai)國(guo)際金(jin)融(rong)(rong)中心的(de)(de)(de)競(jing)爭力(li)和影響力(li)。上(shang)海(hai)證監(jian)局(ju)(ju)積(ji)極學(xue)習貫徹(che)落(luo)實(shi)會議精(jing)神，更(geng)加(jia)嚴格(ge)地(di)(di)加(jia)強(qiang)資(zi)本(ben)市(shi)場(chang)(chang)監(jian)管(guan)執法(fa)，用足(zu)用好法(fa)律所賦予的(de)(de)(de)各種(zhong)監(jian)管(guan)執法(fa)手段、措施；更(geng)加(jia)充(chong)分地(di)(di)發(fa)(fa)揮(hui)證券(quan)期貨經(jing)營(ying)機構的(de)(de)(de)市(shi)場(chang)(chang)功(gong)能作用，推(tui)動培(pei)育一流投(tou)資(zi)銀行和投(tou)資(zi)機構；更(geng)加(jia)切實(shi)有效地(di)(di)防范化解(jie)市(shi)場(chang)(chang)風險(xian)，從(cong)資(zi)本(ben)市(shi)場(chang)(chang)的(de)(de)(de)全(quan)領域(yu)、全(quan)鏈條(tiao)出發(fa)(fa)，發(fa)(fa)揮(hui)各方合力(li)，實(shi)現風險(xian)的(de)(de)(de)早識別、早預警、早暴露、早處置；更(geng)高質量地(di)(di)推(tui)進(jin)資(zi)本(ben)市(shi)場(chang)(chang)改革開(kai)放創新(xin)發(fa)(fa)展，積(ji)極推(tui)進(jin)注冊制改革在上(shang)海(hai)進(jin)一步(bu)走(zou)深走(zou)實(shi)，推(tui)動發(fa)(fa)揮(hui)浦東授權立法(fa)優(you)勢(shi)和執法(fa)司法(fa)合力(li)，共同(tong)營(ying)造與上(shang)海(hai)國(guo)際金(jin)融(rong)(rong)中心發(fa)(fa)展相適應的(de)(de)(de)上(shang)海(hai)資(zi)本(ben)市(shi)場(chang)(chang)良好法(fa)治(zhi)環境。

　　上(shang)(shang)(shang)海金(jin)融(rong)(rong)(rong)法(fa)院(yuan)黨(dang)組(zu)書記、院(yuan)長趙紅表示(shi)，如何保(bao)障金(jin)融(rong)(rong)(rong)高(gao)質量發展(zhan)(zhan)，進一步推進金(jin)融(rong)(rong)(rong)強國(guo)建(jian)設(she)，是金(jin)融(rong)(rong)(rong)司法(fa)面臨的重(zhong)大課題。作為(wei)(wei)全(quan)國(guo)首家(jia)金(jin)融(rong)(rong)(rong)專門(men)法(fa)院(yuan)，上(shang)(shang)(shang)海金(jin)融(rong)(rong)(rong)法(fa)院(yuan)堅持以建(jian)設(she)“專業化(hua)、國(guo)際(ji)(ji)化(hua)、智能化(hua)”世(shi)界一流金(jin)融(rong)(rong)(rong)法(fa)院(yuan)為(wei)(wei)目標，通過對全(quan)國(guo)首例(li)糾紛(fen)等(deng)有(you)規(gui)(gui)則(ze)(ze)創設(she)意義案件的審(shen)(shen)(shen)理(li)，為(wei)(wei)金(jin)融(rong)(rong)(rong)市場主體提供明確規(gui)(gui)則(ze)(ze)預期。以金(jin)融(rong)(rong)(rong)審(shen)(shen)(shen)判(pan)(pan)(pan)執行機(ji)制創新為(wei)(wei)抓手，在更(geng)高(gao)水平(ping)上(shang)(shang)(shang)追求公正效率。創建(jian)金(jin)融(rong)(rong)(rong)市場案例(li)測試，公正、高(gao)效、便捷、可預期的涉(she)外(wai)金(jin)融(rong)(rong)(rong)審(shen)(shen)(shen)判(pan)(pan)(pan)機(ji)制等(deng)，優化(hua)上(shang)(shang)(shang)海法(fa)治化(hua)營商環境。創建(jian)“進黨(dang)校、進高(gao)校、進機(ji)構、進梯隊”人才培養模(mo)式，打造忠誠干凈(jing)擔(dan)當法(fa)院(yuan)隊伍。上(shang)(shang)(shang)海金(jin)融(rong)(rong)(rong)法(fa)院(yuan)將持續發揮上(shang)(shang)(shang)海國(guo)際(ji)(ji)金(jin)融(rong)(rong)(rong)中(zhong)心(xin)的區位(wei)優勢、全(quan)國(guo)首家(jia)金(jin)融(rong)(rong)(rong)專門(men)法(fa)院(yuan)的首發優勢和集中(zhong)管轄專業審(shen)(shen)(shen)判(pan)(pan)(pan)的司法(fa)優勢，增強上(shang)(shang)(shang)海國(guo)際(ji)(ji)金(jin)融(rong)(rong)(rong)中(zhong)心(xin)的競爭(zheng)力和影響(xiang)力，為(wei)(wei)金(jin)融(rong)(rong)(rong)強國(guo)和法(fa)治中(zhong)國(guo)建(jian)設(she)展(zhan)(zhan)現(xian)更(geng)新作為(wei)(wei)。

　　會議(yi)還通報了金(jin)融(rong)(rong)審判(pan)(pan)理論(lun)專業(ye)委員(yuan)會人事(shi)調整(zheng)情(qing)況，并圍繞(rao)“全面注(zhu)冊(ce)制背景下(xia)的熱點法(fa)(fa)(fa)律問題(ti)(ti)研(yan)究暨《金(jin)融(rong)(rong)法(fa)(fa)(fa)治前(qian)沿2》”和(he)“資產管(guan)理糾紛(fen)疑難法(fa)(fa)(fa)律問題(ti)(ti)研(yan)究暨2023年金(jin)融(rong)(rong)專業(ye)化審判(pan)(pan)合作論(lun)壇”兩個議(yi)題(ti)(ti)進行了專題(ti)(ti)研(yan)討。上(shang)海(hai)市(shi)高級人民法(fa)(fa)(fa)院(yuan)黨(dang)組(zu)成員(yuan)、副院(yuan)長(chang)(chang)吳(wu)金(jin)水主持(chi)主旨演(yan)講，上(shang)海(hai)金(jin)融(rong)(rong)法(fa)(fa)(fa)院(yuan)黨(dang)組(zu)成員(yuan)、副院(yuan)長(chang)(chang)林曉鎳進行會議(yi)總(zong)結，上(shang)海(hai)金(jin)融(rong)(rong)法(fa)(fa)(fa)院(yuan)黨(dang)組(zu)成員(yuan)、副院(yuan)長(chang)(chang)單素華，上(shang)海(hai)市(shi)高級人民法(fa)(fa)(fa)院(yuan)金(jin)融(rong)(rong)審判(pan)(pan)庭庭長(chang)(chang)朱川(chuan)主持(chi)專題(ti)(ti)研(yan)討。